IPO registrations (S-1, F-1) · Registrants

Midland States Bancorp, Inc.

SEC CIK
1466026 · filings on EDGAR ↗
Registration
Form S-1, first filed 2011-05-13, last 2016-05-23; 2 initial registrations, 8 amendments
Outcome
Final prospectus filed 2016-05-24; declared effective 2016-05-23; withdrawal requested 2011-10-31
Industry (SIC)
State Commercial Banks 6022
Incorporated in
IL
Business address
1201 NETWORK CENTRE DRIVE, Effingham, IL 62401
EIN
37-1233196
Ticker
MSBI, MSBIP (Nasdaq, Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
Midland States Bancorp, Inc. on the corporate pages

Offering terms

Final price
$22.00 per share (424B4 filed 2016-05-24, an initial public offering)
Shares sold
3,638,755 (3,044,252 by the company, 594,503 by selling holders)
Gross proceeds
$80,052,610 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol MSBI
Lead underwriters
Piper Sandler; KBW (1,000,658 shares)
Syndicate
Stifel; D.A. Davidson (272,907); Stephens (272,907)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 16

FiledFormWhat it isName as filedEDGAR
2011-05-13S-1S-1 (registration)Midland States Bancorp, Inc.0001047469-11-005164 ↗
2011-06-21S-1/AS-1/A (amendment)Midland States Bancorp, Inc.0001047469-11-005971 ↗
2011-07-20S-1/AS-1/A (amendment)Midland States Bancorp, Inc.0001047469-11-006450 ↗
2011-07-28S-1/AS-1/A (amendment)Midland States Bancorp, Inc.0001047469-11-006699 ↗
2011-10-31RWRW (withdrawal request)Midland States Bancorp, Inc.0001104659-11-059140 ↗
2016-04-11S-1S-1 (registration)Midland States Bancorp, Inc.0001047469-16-012073 ↗
2016-04-29S-1/AS-1/A (amendment)Midland States Bancorp, Inc.0001047469-16-012761 ↗
2016-05-11S-1/AS-1/A (amendment)Midland States Bancorp, Inc.0001047469-16-013076 ↗
2016-05-11S-1/AS-1/A (amendment)Midland States Bancorp, Inc.0001047469-16-013091 ↗
2016-05-23S-1/AS-1/A (amendment)Midland States Bancorp, Inc.0001047469-16-013355 ↗
2016-05-23S-1/AS-1/A (amendment)Midland States Bancorp, Inc.0001047469-16-013364 ↗
2016-05-23EFFECTEFFECT (declared effective)Midland States Bancorp, Inc.9999999995-16-004731 ↗
2016-05-24424B4424B4 (final prospectus)Midland States Bancorp, Inc.0001047469-16-013399 ↗
2017-04-28EFFECTEFFECT (declared effective)Midland States Bancorp, Inc.9999999995-17-001043 ↗
2017-07-13EFFECTEFFECT (declared effective)Midland States Bancorp, Inc.9999999995-17-001814 ↗
2018-01-05EFFECTEFFECT (declared effective)Midland States Bancorp, Inc.9999999995-18-000050 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2016-05-23S-1/Aregistration statement$16.00125,000$2,000,0000primary document; price sentence, shares headline, proceeds computeddocument ↗
2016-05-24424B4final prospectus$22.003,638,755$80,052,610Nasdaq MSBI5primary document; price sentence, shares headline, proceeds table, underwriting table 3, cover names 5document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Brunoehler Jeffrey A.OfficerSVP Credit - CCO592016–2023
Golden Deborah ADirector372016–2024
HOLSCHBACH LEON JDirector; Director,OfficerCEO452016–2020
Ludwig Jeffrey G.Director,Officer; OfficerEVP; EVP & CFO; President; President & CEO; President & CEO812016–2026
McDaniel Jerry L.Director542016–2026
McDonnell Jeffrey MDirector492016–2026
Mefford Jeffrey S.OfficerEVP-Banking; President762016–2025
Miller Dwight ADirector292016–2023
Ramos Richard TDirector432016–2026
Schaubert Sharon A.OfficerSVP Banking Services222016–2020
SCHIFFER LAWRENCE ADirector22016
Schultz John MDirector452016–2020person page Fuzzy
Schultz Robert F.Director562016–2026person page Fuzzy
Shaw Thomas DDirector112016–2018
Smith Jeffrey C.Director352016–2026
Stewart James RandallOfficerChief Risk Officer302016–2022
Tucker Douglas J.OfficerSVP Corporate Counsel612016–2024
Thompson Kevin LOfficerChief Financial Officer52016–2017
Erickson Stephen A.OfficerChief Financial Officer122018–2019
Funderburg R. Robert JrDirector222018–2019
DiMotta JenniferDirector322018–2026
Spring Donald J.OfficerChief Accounting Officer302019–2025
Lemke EricOfficerChief Financial Officer172019–2025
Bingham Richard DeanDirector282020–2026
Edwards Sherina M.Director62022–2024
Carlson Gerald JosephDirector142024–2026
Casey Daniel EdwardOfficerCROF92024–2026
Franklin TravisDirector112024–2026
Jameson Jeremy AndrewOfficerEVP - Chief Credit Officer92025–2026
Mooney Kyle OwenOfficerSVP - Chief Operating Officer52025–2026
Deutsch James F.Director12026
Stack Claire AnnOfficerEVP - Chief Financial Officer; VP Chief Accounting Officer22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2019-04-11Midland States Bancorp, Inc.Commercial Banking$9,740,250$001
2017-10-31Midland States Bancorp, Inc.Commercial Banking$40,000,000$40,000,00051
2017-03-30Midland States Bancorp, Inc.Commercial Banking$3,942,000$3,942,00021
2015-06-17Midland States Bancorp, Inc.Commercial Banking$55,325,000$55,325,000162
2015-01-14Midland States Bancorp, Inc.Commercial Banking$57,473,865$45,473,865231
2014-11-14Midland States Bancorp, Inc.Commercial Banking$16,383,302$16,383,302901

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationMidland States Bancorp, Inc.ILState business registriesname and state
Form D issuerMidland States Bancorp, Inc.ILForm D private offeringsCIK (EXACT)
SEC filerMidland States Bancorp, Inc.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerMidland States Bancorp, Inc.ILTrademarks (USPTO)name and state
Person pageJohn M SchultzPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageRobert F SchultzPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.