IPO registrations (S-1, F-1) · Registrants
National Commerce Corp
- SEC CIK
- 1609951 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2015-01-05, last 2015-03-10; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2015-03-19; declared effective 2015-03-18
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- DE
- Business address
- 600 LUCKIE DRIVE, SUITE 350, Birmingham, AL 35223
- EIN
- 20-8627710
- EDGAR entity type
- operating
- Insiders and CEO pay
- National Commerce Corp on the corporate pages
Offering terms
- Proposed price range
- $18.50–$20.50 per share (S-1/A filed 2015-03-10)
- Final price
- $19.50 per share, within the range (424B4 filed 2015-03-19, an initial public offering)
- Shares sold
- 1,700,000
- Gross proceeds
- $33,150,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol NCOM
- Lead underwriters
- KBW (1,105,000 shares)
- Syndicate
- Stifel; Raymond James (425,000); Sterne Agee; FIG Partners, LLC (68,000); Sterne, Agee & Leach, Inc (102,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: National Commerce Corp EXACT (CIK (EXACT))
- SEC filer: National Commerce Corp EXACT (CIK (EXACT))
- Person page: M Davis Goodson Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: R Holman Head Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2015-01-05 | S-1 | S-1 (registration) | National Commerce Corp | 0001193125-15-001879 ↗ |
| 2015-02-27 | S-1/A | S-1/A (amendment) | National Commerce Corp | 0001193125-15-068711 ↗ |
| 2015-03-10 | S-1/A | S-1/A (amendment) | National Commerce Corp | 0001193125-15-084247 ↗ |
| 2015-03-18 | EFFECT | EFFECT (declared effective) | National Commerce Corp | 9999999995-15-000629 ↗ |
| 2015-03-19 | 424B4 | 424B4 (final prospectus) | National Commerce Corp | 0001193125-15-098674 ↗ |
| 2015-09-16 | EFFECT | EFFECT (declared effective) | National Commerce Corp | 9999999995-15-002525 ↗ |
| 2016-05-09 | EFFECT | EFFECT (declared effective) | National Commerce Corp | 9999999995-16-004585 ↗ |
| 2016-11-23 | EFFECT | EFFECT (declared effective) | National Commerce Corp | 9999999995-16-006313 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-03-10 | S-1/A | registration statement | $18.50–$20.50 | 1,600,000 | - | Nasdaq NCOM | 5 | primary document; range, shares headline, cover names 5 | document ↗ | |
| 2015-03-19 | 424B4 | final prospectus | $19.50 | 1,700,000 | $33,150,000 | Nasdaq NCOM | 6 | primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Aland Robert B | Officer | EVP and CAO; EVP & CAO; NBC - Birmingham President | 10 | 2014–2019 | |
| Bradley Bobby A | Director | 20 | 2014–2019 | ||
| BRAGG JOHN R | Officer | EVP - Bank Operations | 9 | 2014–2019 | |
| Charles Investment Group, LLC | TenPercentOwner | 2 | 2014–2015 | ||
| Goodson M Davis Jr | Officer | NBC - EVP and Senior Lender; NBC - EVP, Senior Lender & CCO; NBC - EVP, Senior Lender, CCO | 10 | 2014–2019 | person page Fuzzy |
| Head R Holman | Director | 20 | 2014–2019 | person page Fuzzy | |
| HOLCOMB JOHN H III | Director,Officer | Chief Executive Officer; Executive Chairman; Vice Chairman | 10 | 2014–2019 | |
| Ireland William R Jr | Officer | NBC - EVP and CRMO | 12 | 2014–2019 | |
| Kimbrough Jerry D | Director; Other | 11 | 2014–2017 | ||
| MATTHEWS WILLIAM E V | Director,Officer | Chief Financial Officer; President and CFO; President & CFO | 9 | 2014–2019 | |
| MCWANE C PHILLIP | Director; Director,TenPercentOwner | 22 | 2014–2019 | ||
| MURRAY RICHARD IV | Director,Officer | Chairman of the Board and CEO; President and CEO; President and COO | 10 | 2014–2019 | |
| PAGE G RUFFNER JR | Director | 25 | 2014–2019 | ||
| STARNES WILLIAM STANCIL | Director | 20 | 2014–2019 | ||
| Thompson James R III | Officer | Corporate Billing - CEO & Pres; Corporate Billing, LLC - CEO | 5 | 2014–2019 | |
| Tutwiler Temple W III | Director | 21 | 2014–2019 | ||
| Vandevelde Russell H IV | Director | 24 | 2014–2019 | ||
| WILLIAMS SHELLY S | Officer | SVP and CAO | 9 | 2014–2019 | |
| Wright Donald F | Director; Other | 16 | 2014–2018 | ||
| Charles Phillip McWane 2011 Grantor Retained Annuity Trust | TenPercentOwner | 1 | 2015 | ||
| Sevigny Stephen A | Director | 16 | 2015–2019 | ||
| Arogeti Joel S | Director | 3 | 2017–2019 | ||
| Drew Mark L | Director | 11 | 2017–2019 | ||
| COLEY THOMAS | Director | 7 | 2018–2019 | ||
| Hamilton Brian C | Director | 5 | 2018–2019 | ||
| Smith William Duberry JR | Director | 5 | 2018–2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-07-10 | National Commerce Corp | Commercial Banking | $3,000,000 | $244,055 | 11 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | National Commerce Corp | AL | Form D private offerings | CIK (EXACT) |
| SEC filer | National Commerce Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | M Davis Goodson Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | R Holman Head | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, AL first:
- BANCTRUST FINANCIAL GROUP INC AL
- GBB CAPITAL I CA
- PACIFIC MERCANTILE BANCORP CA
- MISSION COMMUNITY BANCORP CA
- BANC OF CALIFORNIA, INC. CA
- Chino Commercial Bancorp CA
- Manhattan Bancorp CA
- Belvedere SoCal CA
- United Business Holdings, Inc CA
- GREATER BAY BANCORP CA
In other datasets, the same topic (Finance) in AL:
- Form D issuer: AIM-410MEDICAL-2018 LLC (Form D private offerings)
- Lobbying client: ADVANCED OPTICAL SYSTEMS (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance