IPO registrations (S-1, F-1) · Registrants
PACIFIC MERCANTILE BANCORP
- SEC CIK
- 1109546 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2000-03-28, last 2000-06-13; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2000-06-19
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- CA
- Business address
- 949 SOUTH COAST DRIVE, THIRD FLOOR, Costa Mesa, CA 92626
- EIN
- 33-0898238
- EDGAR entity type
- operating
- Insiders and CEO pay
- PACIFIC MERCANTILE BANCORP on the corporate pages
Offering terms
- Final price
- $4.00 per share (424B1 filed 2000-06-19, an initial public offering)
- Shares sold
- 2,500,000
- Gross proceeds
- $10,000,000 before underwriting discounts and any over-allotment option
- Listing
- OTC under the symbol PQBH
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: PACIFIC MERCANTILE BANCORP EXACT (CIK (EXACT))
- Person page: Bradford R Dinsmore Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Curt Alan Christianssen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Gordon C Rausser Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Matthew F Schafnitz Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Robert E Sjogren Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Steven K Buster Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-03-28 | S-1 | S-1 (registration) | PACIFIC MERCANTILE BANCORP | 0001017062-00-000788 ↗ |
| 2000-05-09 | S-1/A | S-1/A (amendment) | PACIFIC MERCANTILE BANCORP | 0001017062-00-001126 ↗ |
| 2000-06-08 | S-1/A | S-1/A (amendment) | PACIFIC MERCANTILE BANCORP | 0001017062-00-001356 ↗ |
| 2000-06-13 | S-1/A | S-1/A (amendment) | PACIFIC MERCANTILE BANCORP | 0001106013-00-000128 ↗ |
| 2000-06-19 | 424B1 | 424B1 (final prospectus) | PACIFIC MERCANTILE BANCORP | 0001017062-00-001408 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-06-13 | S-1/A | registration statement | $8.00 | 2,500,000 | $20,000,000 | OTC PQBH | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ | |
| 2000-06-19 | 424B1 | final prospectus | $4.00 | 2,500,000 | $10,000,000 | OTC PQBH | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DELLERBA RAYMOND E | Director; Director,Officer; Officer | CEO Emeritus; President and CEO; President & CEO; President / CEO; President/CEO | 90 | 2007–2014 | |
| FINLEY WARREN T | Director | 17 | 2007–2018 | ||
| GRAY NANCY A | Officer | CAO; CFO; EVP & CFO; SEVP and CFO; SEVP & CFO; SEVP / CFO; Sr. EVP & CFO | 31 | 2007–2021 | |
| THOMAS JOHN MD | Director | 30 | 2007–2019 | ||
| WILLIAMS ROBERT E | Director | 11 | 2007–2008 | ||
| DIGIOVANNI JULIA M | Director | 1 | 2007 | ||
| WELLS GEORGE H | Director | 7 | 2007–2011 | ||
| Williams Gary Michael | Director; Director,Officer | President and CEO | 70 | 2007–2013 | |
| SCHAFNITZ MATTHEW F. | Director | 7 | 2008–2011 | person page Fuzzy | |
| BARTLETT ROBERT W | Officer | Sr. EVP & COO | 1 | 2008 | |
| ARGYROS GEORGE L | Director | 5 | 2010–2011 | ||
| Phillips Andrew M. | Director | 5 | 2010–2013 | ||
| RAUSSER GORDON C | Director | 3 | 2010–2011 | person page Fuzzy | |
| CLINTON GROUP INC | Director; Other; TenPercentOwner | 16 | 2011–2015 | ||
| Strauss Daniel | Director | 3 | 2011–2015 | ||
| Carpenter Community BancFund-A, L.P. | Director,TenPercentOwner; Other; TenPercentOwner | 4 | 2012–2018 | ||
| Carpenter Fund Manager GP, LLC | Director,TenPercentOwner; Other; TenPercentOwner | 4 | 2012–2018 | ||
| Flemming John D | Director | 7 | 2012–2019 | ||
| Carpenter Edward John | Director | 10 | 2012–2020 | ||
| HOOPIS MICHAEL P | Director | 10 | 2012–2021 | ||
| CLARK JOHN W | Director | 4 | 2012–2015 | ||
| Green Michael G. | Officer | Chief Credit Officer | 2 | 2012–2013 | |
| KORNSWIET NEIL | Officer | President Mortgage Division | 1 | 2012 | |
| Vertin Thomas | Director,Officer; Officer | President and CEO; President Commercial Banking; President, Commercial Banking | 16 | 2012–2019 | |
| Buster Steven K | Director,Officer | President & CEO | 3 | 2013–2015 | person page Fuzzy |
| Sjogren Robert E | Officer | Chief Operating Officer; General Counsel | 8 | 2013–2016 | person page Fuzzy |
| Sinclair Maxwell | Officer | Chief Risk Officer; EVP, Chief Compliance Officer | 20 | 2014–2021 | |
| Yost Stephen P | Director | 11 | 2014–2021 | ||
| Stevens Robert J | Officer | EVP & CCO | 7 | 2014–2016 | |
| Clinton Relational Opportunity LLC | Other; TenPercentOwner | 7 | 2014–2015 | ||
| Clinton Relational Opportunity Master Fund, L.P. | Director; Other | 7 | 2014–2015 | ||
| Hall George E. | Other; TenPercentOwner | 13 | 2014–2015 | ||
| SBAV LP | Other; TenPercentOwner | 12 | 2014–2015 | ||
| SBAV GP LLC | Other; TenPercentOwner | 10 | 2014–2015 | ||
| Christianssen Curt Alan | Officer | Chief Financial Officer; EVP & CFO | 16 | 2015–2021 | person page Fuzzy |
| Gould Howard | Director | 2 | 2015 | ||
| Bruton Noma | Officer | EVP / Chief H.R. Officer | 4 | 2015 | |
| Dow Charles | Officer | EVP/ Chief Technology Officer | 6 | 2015–2016 | |
| Kalscheur Denis P | Director | 11 | 2015–2021 | ||
| Romir Bosu | Director | 7 | 2015–2018 | ||
| Clinton Magnolia Master Fund, Ltd. | Other | 2 | 2015 | ||
| Clinton Special Opportunities Master Fund Ltd. | Other | 2 | 2015 | ||
| Birkmann Curtis | Director; Officer | CTO | 6 | 2016–2020 | |
| Chamberlain Kittridge | Director; Officer | EVP Chief Banking Officer; EVP Corporate Finance | 6 | 2016–2017 | |
| Wagner Tom | Director; Officer | EVP & Chief Strategy Officer; EVP, Corporate Finance | 17 | 2016–2021 | |
| Anderson Robert S. | Director; Officer | EVP & Chief Banking Officer; EVP & Chief Credit Officer; Executive Vice President | 14 | 2016–2021 | |
| MUNIO DAVID J | Director | 9 | 2016–2021 | ||
| Inserra Thomas J. | Officer | EVP & Chief Credit Officer | 11 | 2016–2019 | |
| ABRAHAM FRANK | Officer | EVP, Relationship Banking Head | 3 | 2017–2019 | |
| VERITY CINDY | Officer | EVP, Head of Cash Management | 12 | 2017–2021 | |
| Deutsch James F. | DirectorOther | 4 | 2018–2020 | ||
| TAYLOR PAUL W | Director | 2 | 2019 | ||
| EUSEY SHANNON F | Director | 6 | 2019–2021 | ||
| MIYAKAWA MICHELE S | Director | 6 | 2019–2021 | ||
| Dinsmore Bradford R | Officer | Chief Executive Officer | 11 | 2019–2021 | person page Fuzzy |
| Dutta Manish | Director | 6 | 2019–2021 | ||
| Garcia Philipp | Officer | EVP | 5 | 2020–2021 | |
| Foley Sean | Officer | EVP CBO | 5 | 2020–2021 | |
| van der Voort Shamara C. | Officer | EVP/Head of Operations | 3 | 2020–2021 | |
| MCCALLION ANNE | Director | 5 | 2020–2021 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | PACIFIC MERCANTILE BANCORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Bradford R Dinsmore | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Curt Alan Christianssen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Gordon C Rausser | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Matthew F Schafnitz | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Robert E Sjogren | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Steven K Buster | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, CA first:
- GBB CAPITAL I CA
- MISSION COMMUNITY BANCORP CA
- BANC OF CALIFORNIA, INC. CA
- Chino Commercial Bancorp CA
- Manhattan Bancorp CA
- Belvedere SoCal CA
- United Business Holdings, Inc CA
- GREATER BAY BANCORP CA
- ELDORADO BANCSHARES INC CA
- National Commerce Corp AL
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance