IPO registrations (S-1, F-1) · Registrants
BANC OF CALIFORNIA, INC.
- SEC CIK
- 1169770 · filings on EDGAR ↗
- Name on the registration
- FIRST PACTRUST BANCORP INC
- Former names
- FIRST PACTRUST BANCORP INC (2002–2013)
- Registration
- Form S-1, first filed 2002-03-28, last 2002-05-13; 1 initial registration, 3 amendments
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- MD
- Business address
- 3 MACARTHUR PLACE, Santa Ana, CA 92707
- EIN
- 04-3639825
- Ticker
- BANC, BANC-PF (NYSE, NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- BANC OF CALIFORNIA, INC. on the corporate pages
Offering terms
- Shares offered
- 69,166
- Listing
- Nasdaq under the symbol FPTB
- Lead underwriters
- KBW
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Banc of California Fuzzy (name and state)
- Business registration: BANC OF CALIFORNIA Fuzzy (name and state)
- Business registration: BANC OF CALIFORNIA, CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: BANC OF CALIFORNIA, INC. EXACT (EIN (EXACT))
- Political committee (FEC): BANC OF CALIFORNIA, INC. POLITICAL ACTION COMMITTEE (connected to BANC OF CALIFORNIA, INC.) Fuzzy (name and state)
- Federal award recipient: BANC OF CALIFORNIA Fuzzy (name and state)
- Form D issuer: BANC OF CALIFORNIA, INC. EXACT (CIK (EXACT))
- SEC filer: BANC OF CALIFORNIA, INC. EXACT (CIK (EXACT))
- Person page: James F Dierberg Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Joseph J Rice Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Raymond J Rindone Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Rita H Dailey Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Robert D Sznewajs Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2002-03-28 | S-1 | S-1 (registration) | FIRST PACTRUST BANCORP INC | 0000927089-02-000078 ↗ |
| 2002-05-02 | S-1/A | S-1/A (amendment) | FIRST PACTRUST BANCORP INC | 0000927089-02-000105 ↗ |
| 2002-05-10 | S-1/A | S-1/A (amendment) | FIRST PACTRUST BANCORP INC | 0000927089-02-000113 ↗ |
| 2002-05-13 | S-1/A | S-1/A (amendment) | FIRST PACTRUST BANCORP INC | 0000927089-02-000122 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2002-05-13 | S-1/A | registration statement | 69,166 | - | Nasdaq FPTB | 1 | primary document; shares headline, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CARRILLO RACHEL M | Officer | Sr. VP - Branch Administration; Sr. VP - Branch Operations; SVP - Branch Administration; SVP - Branch Operations | 15 | 2006–2011 | |
| GALLAGHER REGAN J | Officer | Sr. VP - Controller; SVP - Controller; SVP - CONTROLLER | 21 | 2006–2012 | |
| GANZ HANS R | Director; Director,Officer | Bank President and CEO; President and CEO | 10 | 2006–2011 | |
| GOODWIN LISA R | Officer | Sr. VP - Information Systems; SVP - Information Technology | 13 | 2006–2011 | |
| SHEEHY JAMES P | Officer | EVP - Secretary and Treasurer; EVP - Secretary & Treasurer | 12 | 2006–2011 | |
| STEWART MELANIE M | Officer | EVP - Lending | 12 | 2006–2011 | |
| MAJORS ALVIN L | Director,Officer | Chairman; CHAIRMAN | 17 | 2007–2011 | |
| PURDY DONALD M | Director | 2 | 2007–2009 | ||
| WHITACRE DONALD A | Director | 4 | 2007–2011 | ||
| DIERBERG JAMES F | Other; TenPercentOwner | 5 | 2007–2011 | person page Fuzzy | |
| Dierberg James Faron II | Other; TenPercentOwner | 3 | 2007–2010 | ||
| First Capital America, Inc. | Other; TenPercentOwner | 5 | 2007–2011 | ||
| INVESTORS OF AMERICA LIMITED PARTNERSHIP | Other; TenPercentOwner | 5 | 2007–2011 | ||
| SCHOLZ KENNETH R | Director | 15 | 2008–2011 | ||
| BURKE FRANCIS P | Director | 1 | 2010 | ||
| Mitchell Gregory A | Director,Officer | President and CEO; PRESIDENT AND CEO | 3 | 2010–2012 | |
| Sugarman Steven | Director; Director,Officer | CEO; CEO AND CHAIRMAN OF BOARD; CO-CEO; FORMER CEO AND BOARD CHAIRMAN | 30 | 2010–2017 | |
| Herrin Richard | Officer; Other | CHIEF ADMINISTRATIVE OFFICER | 17 | 2010–2014 | |
| Anderson Gaylin | Officer; Other | EVP - RETAIL BANKING | 15 | 2010–2014 | |
| Bonaccorso Matthew J | Officer; Other | EVP AND CHIEF CREDIT OFFICER | 9 | 2010–2013 | |
| Liu Chang | Officer; Other | EVP AND CHIEF LENDING OFFICER | 11 | 2010–2014 | |
| CHRISMAN TIMOTHY | Director | 12 | 2011–2014 | ||
| Seabold Jeffrey T | Director; Officer | DIRECTOR- RESIDENTIAL LENDING; EVP, CHIEF BANKING OFFICER; EVP, CHIEF LENDING OFFICER; EXECUTIVE VICE PRESIDENT | 29 | 2011–2017 | |
| Domingo Marangal I | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 5 | 2011–2012 | |
| Brownstein Chad T. | Director | 9 | 2011–2017 | ||
| Karish Jeff | Director | 16 | 2011–2018 | ||
| EVANS ROBB | Director | 11 | 2012–2014 | ||
| FRANKO ROBERT MATTHEW /ADV | Director; Officer | PRESIDENT | 8 | 2012–2014 | |
| Grosvenor John C. | Officer | EVP and General Counsel; EVP AND GENERAL COUNSEL; GENERAL COUNSEL EMERITUS | 30 | 2012–2018 | |
| Naselow Craig | Officer | EVP, Treasurer, CIO; EVP, TREASURER, CIO | 10 | 2012–2014 | |
| Nicolas Ronald J. Jr. | Officer | EVP, CFO | 14 | 2012–2015 | |
| Robinson Lonny Duane | Officer | CFO | 8 | 2012–2014 | |
| Lanfre Melissa | Officer | CAO and EVP; CAO AND EVP | 3 | 2013 | |
| GRAY JAMES H | Director | 9 | 2013 | ||
| MATHIS DANIEL ROY | Director | 4 | 2013 | ||
| Schnel Jonah | Director | 16 | 2013–2023 | ||
| Boyle Hugh F | Officer | Chief Credit Officer; CHIEF CREDIT OFFICER; CHIEF RISK OFFICER; INTERIM CEO, CHF. RISK OFFICER | 29 | 2013–2019 | |
| Holoman Eric | Director | 9 | 2013–2017 | ||
| SZNEWAJS ROBERT D | Director | 21 | 2014–2023 | person page Fuzzy | |
| Duda Nathan | Officer | Chief Accounting Officer; CHIEF ACCOUNTING OFFICER; FORMER CHIEF ACCT. OFFICER | 10 | 2014–2015 | |
| Benett Halle J. | Director | 12 | 2014–2019 | ||
| March Matthew | Officer | EVP, CAO, CIO | 5 | 2014–2015 | |
| McKinney James J. | Officer | CFO; EVP, CAO | 5 | 2015–2016 | |
| Kuelbs Brian | Officer | EVP, Chief Investment Officer; EVP, CHIEF INVESTMENT OFFICER; FORMER CHF INVESTMENT OFFICER | 6 | 2015–2017 | |
| Turner J. Francisco A. | Officer; OfficerOther | EVP, CHIEF STRATEGY OFFICER; FORMER INTERIM CFO AND CSO; INTERIM PRESIDENT AND CFO; INTERIM PRESIDENT, CFO AND CSO | 10 | 2015–2017 | |
| Nickel Thedora A. | Officer | Chief Administrative Officer; CHIEF ADMINISTRATIVE OFFICER; FORMER CHIEF ADMIN. OFFICER | 8 | 2016–2017 | |
| Wang Albert Jen-Wen | Officer | EVP, Chief Accounting Officer; EVP, CHIEF ACCOUNTING OFFICER | 2 | 2016–2017 | |
| LASHLEY RICHARD J | Director | 19 | 2017–2025 | ||
| WYCOFF W KIRK | Director | 11 | 2017–2021 | ||
| Bowers Douglas H | Director,Officer; Officer | CEO and President; CEO AND PRESIDENT; FORMER CEO AND PRESIDENT | 6 | 2017–2019 | |
| Curran Mary A | Director | 16 | 2017–2026 | ||
| HILL BONNIE GUITON | Director | 8 | 2017–2023 | ||
| Bogler John A. | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 5 | 2017–2019 | |
| Gee Lawrence | Officer | CHIEF ACCT OFFICER; Interim Chief Acct Officer | 3 | 2017–2018 | |
| Pendergist Jason | Officer | EVP, Real Estate Banking; FORMER EVP REAL ESTATE BANKING | 2 | 2017–2018 | |
| Gagnon Kris | Officer | Chief Credit Officer; CHIEF CREDIT OFFICER | 3 | 2018–2019 | |
| Dailey Rita H | Officer | EVP, Deposits and Products | 1 | 2018 | person page Fuzzy |
| Harris Angelee | Officer | EVP, General Counsel; EVP, GENERAL COUNSEL | 6 | 2018–2019 | |
| Fallon-Walsh Barbara | Director | 7 | 2018–2021 | ||
| Smith Michael Alan | Officer | SVP, Chief Accounting Officer; SVP, CHIEF ACCOUNTING OFFICER | 6 | 2018–2021 | |
| WOLFF JARED M | Director,Officer | CHAIRMAN AND CEO; PRESIDENT AND CEO | 37 | 2019–2026 | |
| Sullivan Lynn A | Officer | Chief Risk Officer; CHIEF RISK OFFICER | 10 | 2019–2022 | |
| Dotan Ido | Officer | General Counsel, Corp Secrty; GENERAL COUNSEL, CORP SECRTY | 27 | 2019–2026 | |
| Barker James Andrew | Director | 19 | 2019–2026 | ||
| Thau Andrew | Director | 10 | 2019–2026 | ||
| HOPKINS LYNN M | Officer | CHIEF FINANCIAL OFFICER | 14 | 2019–2023 | |
| DYCK ROBERT G | Officer | CHIEF CREDIT OFFICER; EVP, Credit Administration | 17 | 2020–2024 | |
| Hanson Diana | Officer | Chief Accounting Officer | 3 | 2021–2022 | |
| EUSEY SHANNON F | Director | 8 | 2021–2026 | ||
| Kalscheur Denis P | Director | 4 | 2021–2023 | ||
| Schlogel Vania E | Director | 8 | 2021–2026 | ||
| Rindone Raymond J | Officer | CAO/Deputy CFO; DEPUTY CFO | 13 | 2022–2025 | person page Fuzzy |
| Sotoodeh John K | Officer | Chief Operating Officer; CHIEF OPERATING OFFICER | 11 | 2023–2024 | |
| Rice Joseph J | Director; Director,Officer | SR EVP AND VICE CHAIRMAN | 9 | 2023–2026 | person page Fuzzy |
| Kauder Joseph | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 10 | 2023–2026 | |
| Burke Paul Robert | Director | 6 | 2023–2026 | ||
| EGGEMEYER JOHN M III | Director | 6 | 2023–2026 | ||
| Hussain Hamid | Officer | PRESIDENT OF THE BANK | 14 | 2023–2026 | |
| LESTER SUSAN E | Director | 6 | 2023–2026 | ||
| Lindsay Olivia I | Officer | CHIEF RISK OFFICER | 14 | 2023–2026 | |
| Schell Todd | Director | 4 | 2023–2025 | ||
| Sparks Monica L | Officer | CHIEF ACCOUNTING OFFICER | 5 | 2023–2024 | |
| Warburg Pincus (Bermuda) Private Equity GP Ltd. | Director | 4 | 2023–2026 | ||
| WARBURG PINCUS (CALLISTO) GLOBAL GROWTH 14 (CAYMAN), L.P. | Director | 4 | 2023–2026 | ||
| WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP LLC | Director | 4 | 2023–2026 | ||
| WARBURG PINCUS (CAYMAN) FINANCIAL SECTOR II GP, L.P. | Director | 4 | 2023–2026 | ||
| WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP LLC | Director | 4 | 2023–2026 | ||
| WARBURG PINCUS (CAYMAN) GLOBAL GROWTH 14 GP, L.P. | Director | 4 | 2023–2026 | ||
| WARBURG PINCUS (EUROPA) GLOBAL GROWTH 14 (CAYMAN), L.P. | Director | 4 | 2023–2026 | ||
| WARBURG PINCUS FINANCIAL SECTOR II (CAYMAN), L.P. | Director | 4 | 2023–2026 | ||
| WARBURG PINCUS FINANCIAL SECTOR II-E (CAYMAN), L.P. | Director | 4 | 2023–2026 | ||
| WARBURG PINCUS FINANCIAL SECTOR II PARTNERS (CAYMAN), L.P. | Director | 4 | 2023–2026 | ||
| WARBURG PINCUS GLOBAL GROWTH 14-B (CAYMAN), L.P. | Director | 4 | 2023–2026 | ||
| WARBURG PINCUS GLOBAL GROWTH 14-E (CAYMAN), L.P. | Director | 4 | 2023–2026 | ||
| WARBURG PINCUS GLOBAL GROWTH 14 PARTNERS (CAYMAN), L.P. | Director | 4 | 2023–2026 | ||
| WARBURG PINCUS LLC | Director; Director,TenPercentOwner | 8 | 2023–2026 | ||
| Warburg Pincus Partners II (Cayman), L.P. | Director | 4 | 2023–2026 | ||
| WP CLIPPER FS II L.P. | Director | 4 | 2023–2026 | ||
| WP CLIPPER GG 14 L.P. | Director | 4 | 2023–2026 | ||
| WP GLOBAL GROWTH 14 PARTNERS (CAYMAN), L.P. | Director | 4 | 2023–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2022-09-22 | BANC OF CALIFORNIA, INC. | Commercial Banking | $7,200,000 | $7,200,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Banc of California | CA | State business registries | name and state |
| Business registration | BANC OF CALIFORNIA | CA | State business registries | name and state |
| Business registration | BANC OF CALIFORNIA, CORPORATION | CA | State business registries | name and state |
| Political committee | BANC OF CALIFORNIA, INC. POLITICAL ACTION COMMITTEE (connected to BANC OF CALIFORNIA, INC.) | CA | Campaign finance (FEC) | name and state |
| Federal award recipient | BANC OF CALIFORNIA | CA | Federal spending (USAspending) | name and state |
| Form D issuer | BANC OF CALIFORNIA, INC. | CA | Form D private offerings | CIK (EXACT) |
| Nonprofit | BANC OF CALIFORNIA CHARITABLE FOUNDATION | CA | Nonprofits (IRS Form 990) | same street address and ZIP code, 3 MACARTHUR PL 92707 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | BANC OF CALIFORNIA, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | BANC OF CALIFORNIA | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | BANC OF CALIFORNIA, INC. | EIN (EXACT) | ||
| Person page | James F Dierberg | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Joseph J Rice | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Raymond J Rindone | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Rita H Dailey | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Robert D Sznewajs | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, CA first:
- GBB CAPITAL I CA
- PACIFIC MERCANTILE BANCORP CA
- MISSION COMMUNITY BANCORP CA
- Chino Commercial Bancorp CA
- Manhattan Bancorp CA
- Belvedere SoCal CA
- United Business Holdings, Inc CA
- GREATER BAY BANCORP CA
- ELDORADO BANCSHARES INC CA
- National Commerce Corp AL
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance