IPO registrations (S-1, F-1) · Registrants
Golden Mountain Financial Corp
- SEC CIK
- 1496631 · filings on EDGAR ↗
- Name on the registration
- First NBC Bank Holding Co
- Former names
- First NBC Bank Holding Co (2010–2021)
- Registration
- Form S-1, first filed 2013-04-08, last 2013-05-07; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2013-05-10; declared effective 2013-05-09
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- LA
- Business address
- 210 BARONNE STREET, New Orleans, LA 70112
- EIN
- 14-1985604
- EDGAR entity type
- operating
- Insiders and CEO pay
- Golden Mountain Financial Corp on the corporate pages
Offering terms
- Final price
- $24.00 per share (424B4 filed 2013-05-10, an initial public offering)
- Shares sold
- 4,166,667
- Gross proceeds
- $100,000,008 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol NBCB
- Lead underwriters
- Piper Sandler; KBW (1,562,500 shares)
- Syndicate
- Stifel; Sterne Agee; FIG Partners LLC (208,333); Monroe Financial Partners (208,333); Sandler O’Neill & Partners, L.P (1,562,500); Sterne, Agee & Leach, Inc (625,001)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: FIRST NBC BANK HOLDING COMPANY EXACT (EIN (EXACT))
- Form D issuer: Golden Mountain Financial Corp EXACT (CIK (EXACT))
- SEC filer: First NBC Bank Holding Co EXACT (CIK (EXACT))
- Person page: Charles C Teamer PhD Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John F French Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Joseph F Toomy Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Leon L Giorgio Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-04-08 | S-1 | S-1 (registration) | First NBC Bank Holding Co | 0001193125-13-145727 ↗ |
| 2013-04-30 | S-1/A | S-1/A (amendment) | First NBC Bank Holding Co | 0001193125-13-182577 ↗ |
| 2013-05-07 | S-1/A | S-1/A (amendment) | First NBC Bank Holding Co | 0001193125-13-202831 ↗ |
| 2013-05-09 | EFFECT | EFFECT (declared effective) | First NBC Bank Holding Co | 9999999995-13-001468 ↗ |
| 2013-05-10 | 424B4 | 424B4 (final prospectus) | First NBC Bank Holding Co | 0001193125-13-213385 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-05-07 | S-1/A | registration statement | $11.00 | 17,836 | $196,196 | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ | ||
| 2013-05-10 | 424B4 | final prospectus | $24.00 | 4,166,667 | $100,000,008 | Nasdaq NBCB | 8 | primary document; price sentence, shares headline, proceeds table, underwriting table 5, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BURNELL WILLIAM J | Officer | SEVP AND CHIEF CREDIT OFFICER; SEVP & CHIEF CREDIT OFFICER | 6 | 2013–2017 | |
| Carrouche William M. | Director | 7 | 2013–2016 | ||
| Crowle Marsha S. | Officer | SEVP/CHIEF COMPLIANCE OFFICER | 7 | 2013–2017 | |
| Foley Leander J. III | Director | 7 | 2013–2017 | ||
| French John F. | Director | 11 | 2013–2017 | person page Fuzzy | |
| Giorgio Leon L. Jr. | Director | 7 | 2013–2017 | person page Fuzzy | |
| Govindan Shivan | Director | 6 | 2013–2015 | ||
| Jones L. Blake | Director | 9 | 2013–2017 | ||
| Jourdan George L. | Officer | EVP & CHIEF OPERATIONS OFFICER; EVP/CHIEF OPERATIONS OFFICER | 5 | 2013–2016 | |
| Lauricella Louis V. | Director | 7 | 2013–2017 | ||
| MERLO MARK G | Director; Director,TenPercentOwner | 5 | 2013–2015 | ||
| Roohi William M. | Officer | SVP and Director of HR; SVP/DIRECTOR OF HR; SVP/DIR. OF HUMAN RESOURCES | 8 | 2013–2017 | |
| RYAN ASHTON J JR | Director,Officer | CHAIRMAN, CEO AND PRESIDENT; CHAIRMAN, PRESIDENT AND CEO; Chairman, President & CEO; PRESIDENT | 4 | 2013–2017 | |
| Teamer Charles C. | Director | 6 | 2013–2016 | person page Fuzzy | |
| Toomy Joseph F. | Director | 7 | 2013–2017 | person page Fuzzy | |
| Verdigets Mary Beth | Officer | EVP & CHIEF FINANCIAL OFFICER; EVP/CHIEF FINANCIAL OFFICER | 5 | 2013–2016 | |
| Aaron William D. Jr. | Director | 3 | 2014–2016 | ||
| Castle Creek Capital IV LLC | TenPercentOwner | 2 | 2015 | ||
| CASTLE CREEK CAPITAL PARTNERS IV, LP | TenPercentOwner | 2 | 2015 | ||
| EGGEMEYER JOHN M III | TenPercentOwner | 2 | 2015 | ||
| Pietrzak John | TenPercentOwner | 1 | 2015 | ||
| THOMAS J MIKESELL | TenPercentOwner | 1 | 2015 | ||
| Richard Albert J. III | Officer | SEVP/CHIEF FINANCIAL OFFICER; SVP & CHIEF ACCOUNTING OFFICER | 2 | 2015–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2021-02-04 | Golden Mountain Financial Corp | Other | $5,000,000 | $5,000,000 | 1 | 1 |
| 2015-02-19 | First NBC Bank Holding Co | Commercial Banking | $60,000,000 | $60,000,000 | 11 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Golden Mountain Financial Corp | CO | Form D private offerings | CIK (EXACT) |
| SEC filer | First NBC Bank Holding Co | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | FIRST NBC BANK HOLDING COMPANY | EIN (EXACT) | ||
| Person page | Charles C Teamer PhD | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John F French | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Joseph F Toomy | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Leon L Giorgio Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, LA first:
- RED RIVER BANCSHARES INC LA
- Origin Bancorp, Inc. LA
- Investar Holding Corp LA
- SUPERIOR BANCORP AL
- NEXITY FINANCIAL CORP AL
- CapitalSouth Bancorp AL
- ServisFirst Bancshares, Inc. AL
- Southern States Bancshares, Inc. AL
- BEAR STATE FINANCIAL, INC. AR
- BANK OF THE OZARKS INC AR
In other datasets, the same topic (Finance) in LA:
- Form D issuer: American Bancshares, Inc./LA (Form D private offerings)
- Lobbying client: AMERICAN FACTORING ASSOCIATION (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance