IPO registrations (S-1, F-1) · Registrants
ServisFirst Bancshares, Inc.
- SEC CIK
- 1430723 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2014-04-16, last 2014-05-05; 0 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 2014-05-14; declared effective 2014-05-13
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- DE
- Business address
- 2500 WOODCREST PLACE, Birmingham, AL 35209
- EIN
- 26-0734029
- Ticker
- SFBS (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- ServisFirst Bancshares, Inc. on the corporate pages
Offering terms
- Proposed price range
- $91.00–$93.00 per share (S-1/A filed 2014-05-05)
- Final price
- $91.00 per share, within the range (424B4 filed 2014-05-14, an initial public offering)
- Shares sold
- 625,000
- Gross proceeds
- $56,875,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SFBS
- Lead underwriters
- Piper Sandler
- Syndicate
- Raymond James (187,500); Sandler O’Neill & Partners, L.P (437,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: ServisFirst Bancshares, Inc. EXACT (CIK (EXACT))
- SEC filer: ServisFirst Bancshares, Inc. EXACT (CIK (EXACT))
- Person page: Andrew N Kattos Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Christopher J Mettler Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: James J Filler Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Ronald A DeVane Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Thomas G Trouche Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-04-16 | S-1/A | S-1/A (amendment) | ServisFirst Bancshares, Inc. | 0001144204-14-023039 ↗ |
| 2014-04-30 | S-1/A | S-1/A (amendment) | ServisFirst Bancshares, Inc. | 0001144204-14-025910 ↗ |
| 2014-05-05 | S-1/A | S-1/A (amendment) | ServisFirst Bancshares, Inc. | 0001144204-14-027384 ↗ |
| 2014-05-13 | EFFECT | EFFECT (declared effective) | ServisFirst Bancshares, Inc. | 9999999995-14-001440 ↗ |
| 2014-05-14 | 424B4 | 424B4 (final prospectus) | ServisFirst Bancshares, Inc. | 0001144204-14-030464 ↗ |
| 2014-12-22 | EFFECT | EFFECT (declared effective) | ServisFirst Bancshares, Inc. | 9999999995-14-003778 ↗ |
| 2015-06-01 | EFFECT | EFFECT (declared effective) | ServisFirst Bancshares, Inc. | 9999999995-15-001493 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-05-05 | S-1/A | registration statement | $91.00–$93.00 | $93.00 | 625,000 | $58,125,000 | Nasdaq SFBS | 2 | primary document; range, price sentence, shares headline, proceeds computed, cover names 2 | document ↗ |
| 2014-05-14 | 424B4 | final prospectus | $91.00 | 625,000 | $56,875,000 | Nasdaq SFBS | 3 | primary document; price sentence, shares headline, proceeds table, underwriting table 2, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Barker G. Carlton | Officer | EVP, Market CEO; EVP, Montgomery President; EVP, Montgomery Pres. of Bank; EVP Montgomery region CEO; EVP, Montgomery region CEO; EVP, President Montgomery; EVP, Regional CEO | 19 | 2008–2021 | |
| Brock Stanley M. | Director; Director,Officer; DirectorOther | Chairman of the Board | 18 | 2008–2018 | |
| BROUGHTON THOMAS A | Director,Officer; Officer | Chairman, President, and CEO; Chairman, President, & CEO; President and CEO; President & CEO | 65 | 2008–2026 | |
| Cashio J. Richard | Director | 42 | 2008–2026 | ||
| Filler James J | Director | 38 | 2008–2026 | person page Fuzzy | |
| FOSHEE WILLIAM M | Officer | CFO; CFO, EVP; CFO/EVP; EVP and CFO; EVP & CFO; EVP, CFO; EVP,CFO; EVP/CFO; Executive VP and CFO; Executive VP & CFO | 38 | 2008–2024 | |
| Fuller Michael D. | Director | 55 | 2008–2022 | ||
| Kattos Andrew N | Officer | EVP, Huntsville Pres. of Bank; EVP, Regional CEO | 32 | 2008–2021 | person page Fuzzy |
| Pouncey Clarence C. III | Officer | COO & EVP; EVP and COO; Executive VP and COO | 9 | 2008–2020 | |
| Smith Hatton C.V. | Director | 23 | 2008–2026 | ||
| DeVane Ronald A | Officer | EVP; President & CEO Dothan | 2 | 2009 | person page Fuzzy |
| McKinney Rex D | Officer | CEO - ServisFirst Bk Pensacola; EVP, Regional CEO; EVP/Regional CEO; Regional CEO/EVP | 14 | 2011–2021 | |
| LAMAR W BIBB JR | Officer | EVP - Regional CEO; EVP, Regional CEO; Regional CEO, EVP | 21 | 2013–2021 | |
| OWENS DON G | Officer | EVP, Chief Credit Officer; SVP - Chief Credit Officer | 2 | 2014–2018 | |
| RUSHING RODNEY ELDON | Officer | COO, EVP; COO,EVP; EVP, COO; EVP, Correspondent Banking; EVP- Correspondent Banking; EVP-Correspondent Banking | 26 | 2014–2026 | |
| TROUCHE THOMAS G. | Officer | EVP, Charleston President; EVP, Regional CEO | 10 | 2014–2021 | person page Fuzzy |
| MORRIS BUFORD HARRISON III | Officer | EVP - Regional CEO; EVP, Regional CEO; Regional CEO & EVP; Regional CEO, EVP; Regional CEO/EVP | 25 | 2015–2021 | |
| BARBER KENNETH LEE | Officer | EVP, Regional CEO; Regional CEO, Atlanta | 8 | 2015–2017 | |
| BRYANT GREGORY W | Officer | EVP, Regional CEO; See Remarks | 4 | 2016–2021 | |
| Clemmer John Harold | Officer | EVP; EVP, Regional CEO | 3 | 2017–2021 | |
| Vieira Bradford Alan | Officer | EVP, Regional CEO | 5 | 2017–2021 | |
| TUDER IRMA LOYA | Director | 15 | 2018–2026 | ||
| ABBOTT HENRY FULBROOK | Officer | Chief Credit Officer, SVP; SVP, Chief Credit Officer; SVP, Credit Officer | 8 | 2019–2025 | |
| Mettler Christopher J | Director | 12 | 2019–2026 | person page Fuzzy | |
| Holloway Elizabeth Bugg | Director | 5 | 2023–2026 | ||
| PRESSLEY KIRK | Officer | EVP, Strategic Planning | 2 | 2023–2024 | |
| Woodie Edison Kermit III | Officer | Interim CFO | 1 | 2024 | |
| Sparacio David Anthony | Officer | CFO, EVP | 2 | 2025 | |
| Harper James Hannon | Officer | CCO, SVP | 3 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-10-27 | ServisFirst Bancshares, Inc. | Commercial Banking | $34,750,000 | $34,750,000 | 14 | 1 |
| 2017-11-17 | ServisFirst Bancshares, Inc. | Commercial Banking | $30,000,000 | $30,000,000 | 25 | 1 |
| 2015-07-16 | ServisFirst Bancshares, Inc. | Commercial Banking | $34,750,000 | $34,750,000 | 16 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | ServisFirst Bancshares, Inc. | AL | Form D private offerings | CIK (EXACT) |
| Nonprofit | ROBERT MORRIS ASSOCIATES - THE RISK MANAGEMENT ASSOCIATION | AL | Nonprofits (IRS Form 990) | same street address and ZIP code, 2500 WOODCREST PL 35209 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | ServisFirst Bancshares, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Andrew N Kattos | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Christopher J Mettler | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | James J Filler | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Ronald A DeVane | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Thomas G Trouche | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, AL first:
- SUPERIOR BANCORP AL
- NEXITY FINANCIAL CORP AL
- CapitalSouth Bancorp AL
- Southern States Bancshares, Inc. AL
- BEAR STATE FINANCIAL, INC. AR
- BANK OF THE OZARKS INC AR
- OZARK CAPITAL TRUST AR
- HOME BANCSHARES INC AR
- SUN COMMUNITY BANCORP LTD AZ
- WESTERN ALLIANCE BANCORPORATION AZ
In other datasets, the same topic (Finance) in AL:
- Form D issuer: AIM-410MEDICAL-2018 LLC (Form D private offerings)
- Lobbying client: ADVANCED OPTICAL SYSTEMS (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance