IPO registrations (S-1, F-1) · Registrants
WESTERN ALLIANCE BANCORPORATION
- SEC CIK
- 1212545 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2005-04-28, last 2005-06-27; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2005-07-01; declared effective 2007-02-21
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- DE
- Business address
- ONE E. WASHINGTON STREET, Phoenix, AZ 85004
- Ticker
- WAL, WAL-PA (NYSE, NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- WESTERN ALLIANCE BANCORPORATION on the corporate pages
Offering terms
- Proposed price range
- $19.00–$21.00 per share (S-1/A filed 2005-06-17)
- Final price
- $22.00 per share, above the range (424B4 filed 2005-07-01, an initial public offering)
- Shares sold
- 3,750,000
- Gross proceeds
- $82,500,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol WAL
- Lead underwriters
- Piper Sandler
- Syndicate
- KBW; Building, 233 Broadway, New York, New York (10,279)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: WESTERN ALLIANCE BANCORPORATION Fuzzy (name and state)
- Political committee (FEC): WESTERN ALLIANCE BANCORPORATION POLITICAL ACTION COMMITTEE (WABPAC) (connected to WESTERN ALLIANCE BANCORPORATION) Fuzzy (name and state)
- Lobbying client: WESTERN ALLIANCE BANCORPORATION Fuzzy (name and state)
- Lobbying registrant: WESTERN ALLIANCE BANCORPORATION Fuzzy (name and state)
- SEC filer: WESTERN ALLIANCE BANCORPORATION EXACT (CIK (EXACT))
- Person page: Juan R Figuereo Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Randall S Theisen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2005-04-28 | S-1 | S-1 (registration) | WESTERN ALLIANCE BANCORPORATION | 0000950123-05-005171 ↗ |
| 2005-06-07 | S-1/A | S-1/A (amendment) | WESTERN ALLIANCE BANCORPORATION | 0000950123-05-007110 ↗ |
| 2005-06-17 | S-1/A | S-1/A (amendment) | WESTERN ALLIANCE BANCORPORATION | 0000950123-05-007499 ↗ |
| 2005-06-27 | S-1/A | S-1/A (amendment) | WESTERN ALLIANCE BANCORPORATION | 0000950123-05-007828 ↗ |
| 2005-06-30 | S-1MEF | S-1MEF (added securities) | WESTERN ALLIANCE BANCORPORATION | 0000950123-05-008026 ↗ |
| 2005-07-01 | 424B4 | 424B4 (final prospectus) | WESTERN ALLIANCE BANCORPORATION | 0000950123-05-008097 ↗ |
| 2007-02-21 | EFFECT | EFFECT (declared effective) | WESTERN ALLIANCE BANCORPORATION | 9999999995-07-000722 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-06-17 | S-1/A | registration statement | $19.00–$21.00 | $20.00 | 3,750,000 | $75,000,000 | NYSE WAL | 3 | primary document; range, price sentence, shares headline, proceeds computed, underwriting table 1, cover names 2 | document ↗ |
| 2005-06-27 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2005-07-01 | 424B4 | final prospectus | $22.00 | 3,750,000 | $82,500,000 | NYSE WAL | 3 | primary document; price sentence, shares headline, proceeds table, underwriting table 1, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CADY GERALD A | Officer | EVP, California Administration; EVP, So. CA Administration | 98 | 2006–2018 | |
| FROESCHLE DUANE RALPH | Officer | EVP and Chief Credit Officer; Executive Vice President | 39 | 2006–2016 | |
| GIBBONS DALE | Officer | EVP and CFO; EVP, Chief Financial Officer; EXECUTIVE VICE PRESIDENT; Vice Chair and CBO, Deposits; Vice Chairman and CFO | 149 | 2006–2026 | |
| LUNDY JAMES HARWOOD III | Officer | EVP, Arizona Administration | 34 | 2006–2016 | |
| MAHAN LINDA | Officer | EVP, Operations | 9 | 2006–2011 | |
| Sarver Robert Gary | Director,Officer | Chairman and CEO; Chairman, President and CEO; Executive Chairman | 145 | 2006–2022 | |
| SHIREY TERRY ALAN | Officer | SVP, Controller | 5 | 2006–2007 | |
| WALL MERRILL | Officer | EVP and Chief Admin. Officer; EVP, Chief Admin Officer | 41 | 2006–2018 | |
| WOODRUM LARRY LEON | Director; Director,Officer | EVP, Nevada Administration | 4 | 2006–2007 | |
| BEACH BRUCE D | Director | 42 | 2006–2026 | ||
| NAGY M NAFEES | Director | 43 | 2006–2017 | ||
| NIGRO EDWARD MICHAEL | Director | 3 | 2006 | ||
| MARSHALL TODD | Director | 49 | 2006–2021 | ||
| MALOOF GEORGE JR | Director | 7 | 2006–2009 | ||
| BAKER PAUL L | Director | 7 | 2006–2007 | ||
| BOYD WILLIAM S | Director; Director,TenPercentOwner; Other | 61 | 2006–2023 | ||
| HILTON STEVEN J | Director | DIRECTOR | 45 | 2006–2022 | |
| JOHNSON MARIANNE BOYD | Director; Director,TenPercentOwner | 67 | 2006–2026 | ||
| MACK CARY | Director | 27 | 2006–2019 | ||
| MARSHALL ARTHUR | Director | 8 | 2006–2009 | ||
| NAVE JAMES E D V M | Director | 27 | 2006–2020 | ||
| SNYDER DONALD D | Director | 44 | 2006–2026 | ||
| Grisham Arnold | Officer | Executive Vice President | 6 | 2006–2009 | |
| MARKHAM GRANT | Officer | Executive Vice President; EXECUTIVE VICE PRESIDENT | 5 | 2007–2009 | |
| SANDE JOHN III | Director | 16 | 2007–2017 | ||
| Vecchione Kenneth | Director; Director,Officer | CEO; Chairman, President & CEO; President and CEO; President and COO; President & COO | 104 | 2007–2026 | |
| Hendricks Bruce | Officer | Executive Vice President | 21 | 2008–2015 | |
| Edington Thomas Wayne | Officer | Principal Accounting Officer | 2 | 2008–2009 | |
| Thompson Susan C | Officer | SVP, Principal Acctg Officer | 4 | 2009–2011 | |
| DeVolld James C | Officer | EVP, Northern NV Admin | 6 | 2010–2011 | |
| Taylor Patricia A | Officer | EVP and Chief Risk Officer; EVP and Chief RIsk Officer; EVP, Chief Risk Officer | 26 | 2010–2017 | |
| Sohn Sung Won | Director | 19 | 2010–2024 | ||
| MCAUSLAN ROBERT REOCH | Officer | EVP and Chief Credit Officer; EVP, Chief Credit Officer | 43 | 2011–2019 | |
| Rygwalski Dennis M | Officer | EVP, Technology and Operations; EVP, Technology & Operations | 2 | 2011–2012 | |
| Ardrey J. Kelly Jr. | Officer | Chief Accounting Officer; SVP, Chief Accounting Officer | 57 | 2011–2025 | |
| Theisen Randall S | Officer | Chief Legal Officer; EVP, General Counsel; General Counsel | 43 | 2013–2023 | person page Fuzzy |
| Guedry John | Officer | EVP, So. Nevada Administration | 12 | 2015–2018 | |
| Yohannes Yonas | Officer | EVP, Technology and Operations | 2 | 2015 | |
| Myers Daniel P | Officer | EVP Northern CA Administration | 14 | 2015–2018 | |
| LATTA ROBERT P | Director | 21 | 2015–2026 | ||
| Gould Howard | Director | 14 | 2015–2026 | ||
| Peckham John | Officer | EVP, Technology & Operations | 5 | 2016–2017 | |
| Patriarca Michael | Director | 9 | 2016–2023 | ||
| Garner Don | Officer | EVP, Arizona Administration | 7 | 2017–2018 | |
| Haught James | Officer | EVP, Chief Operating Officer | 4 | 2017–2019 | |
| Kennedy Barbara | Officer | Chief Human Resources Officer | 55 | 2018–2026 | |
| Bruckner Tim R | Officer | CBO for Regional Banking; Chief Credit Officer; EVP, Chief Credit Officer | 53 | 2019–2026 | |
| McFetridge Adriane | Director | 6 | 2019–2023 | ||
| Boothe Timothy W | Officer | Chief Administration Officer; Chief Operating Officer | 60 | 2019–2026 | |
| Figuereo Juan R | Director | 8 | 2020–2026 | person page Fuzzy | |
| Segedi Bryan K | Director | 11 | 2020–2026 | ||
| Arvielo Patricia L. | Director | 3 | 2022–2023 | ||
| Curley Stephen Russell | Officer | Chief Banking Ofc.-NBL | 39 | 2022–2026 | |
| Nachlas Emily | Officer | Chief Risk Officer | 44 | 2022–2026 | |
| Blakely Kevin M | Director | 3 | 2022–2024 | ||
| Galant Paul | Director | 3 | 2022–2024 | ||
| Tuuk Kuras Mary | Director | 5 | 2023–2026 | ||
| Jarvi Jessica H | Officer | CLO & Secretary | 39 | 2023–2026 | |
| Meola Anthony T | Director | 5 | 2023–2026 | ||
| Herndon Lynne | Officer | Chief Credit Officer | 36 | 2024–2026 | |
| Guggenheim Greta | Director | 4 | 2024–2026 | ||
| Halmy Christopher A | Director | 4 | 2024–2026 | ||
| JAMMET MARY CHRIS | Director | 7 | 2024–2026 | ||
| Mucha Ben | Officer | Chief Accounting Officer | 4 | 2025–2026 | |
| Idnani Vishal | Officer | Chief Financial Officer; Transitioning CFO | 10 | 2025–2026 | |
| Papay Michael | Director | 2 | 2025–2026 | ||
| Starnes Clarke R III | Director | 2 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | WESTERN ALLIANCE BANCORPORATION | AZ | State business registries | name and state |
| Political committee | WESTERN ALLIANCE BANCORPORATION POLITICAL ACTION COMMITTEE (WABPAC) (connected to WESTERN ALLIANCE BANCORPORATION) | AZ | Campaign finance (FEC) | name and state |
| Lobbying client | WESTERN ALLIANCE BANCORPORATION | AZ | Federal lobbying (LDA) | name and state |
| Lobbying registrant | WESTERN ALLIANCE BANCORPORATION | AZ | Federal lobbying (LDA) | name and state |
| SEC filer | WESTERN ALLIANCE BANCORPORATION | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Western Alliance Bancorporation | AZ | Trademarks (USPTO) | name and state |
| Person page | Juan R Figuereo | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Randall S Theisen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, AZ first:
- SUN COMMUNITY BANCORP LTD AZ
- SUPERIOR BANCORP AL
- NEXITY FINANCIAL CORP AL
- CapitalSouth Bancorp AL
- ServisFirst Bancshares, Inc. AL
- Southern States Bancshares, Inc. AL
- BEAR STATE FINANCIAL, INC. AR
- BANK OF THE OZARKS INC AR
- OZARK CAPITAL TRUST AR
- HOME BANCSHARES INC AR
In other datasets, the same topic (Finance) in AZ:
- Form D issuer: ALLIANCE LENKBAR INVESTMENT FUND, LLC (Form D private offerings)
- Lobbying client: AMERICANS FOR ANNUITY PROTECTION, INC. (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance