IPO registrations (S-1, F-1) · Registrants
BEAR STATE FINANCIAL, INC.
- SEC CIK
- 1006424 · filings on EDGAR ↗
- Name on the registration
- FIRST FEDERAL BANCSHARES OF ARKANSAS INC
- Former names
- FIRST FEDERAL BANCSHARES OF ARKANSAS INC (1996–2014)
- Registration
- Form S-1, first filed 2011-04-06, last 2011-05-06; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2011-05-10; declared effective 2011-05-10
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- AR
- Business address
- 900 SOUTH SHACKLEFORD ROAD, SUITE 401, Little Rock, AR 72211
- EIN
- 71-0785261
- EDGAR entity type
- operating
- Insiders and CEO pay
- BEAR STATE FINANCIAL, INC. on the corporate pages
Offering terms
- Final price
- $3.00 per share (424B1 filed 2011-05-10)
- Shares sold
- 2,908,071
- Gross proceeds
- $8,724,213 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol FFBH
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: BEAR STATE FINANCIAL, INC. EXACT (EIN (EXACT))
- Form D issuer: BEAR STATE FINANCIAL, INC. EXACT (CIK (EXACT))
- SEC filer: BEAR STATE FINANCIAL, INC. EXACT (CIK (EXACT))
- Person page: Dr Omon Fitzgerald Hill Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John Paul Hammerschmidt Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Richard N Massey Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,TenPercentOwner))
- Person page: William Dabbs Cavin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-04-06 | S-1 | S-1 (registration) | FIRST FEDERAL BANCSHARES OF ARKANSAS INC | 0001104659-11-018911 ↗ |
| 2011-05-06 | S-1/A | S-1/A (amendment) | FIRST FEDERAL BANCSHARES OF ARKANSAS INC | 0001104659-11-026883 ↗ |
| 2011-05-10 | 424B1 | 424B1 (final prospectus) | FIRST FEDERAL BANCSHARES OF ARKANSAS INC | 0001047469-11-004879 ↗ |
| 2011-05-10 | EFFECT | EFFECT (declared effective) | FIRST FEDERAL BANCSHARES OF ARKANSAS INC | 9999999995-11-001467 ↗ |
| 2012-10-11 | EFFECT | EFFECT (declared effective) | FIRST FEDERAL BANCSHARES OF ARKANSAS INC | 9999999995-12-002974 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-05-06 | S-1/A | registration statement | $3.00 | 2,908,071 | $8,724,213 | Nasdaq FFBH | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ | |
| 2011-05-10 | 424B1 | final prospectus | $3.00 | 2,908,071 | $8,724,213 | Nasdaq FFBH | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BRANDT JEFFREY | Director,Officer | EVP-Eastern Division | 4 | 2006–2007 | |
| BRANDT LARRY J | Director,Officer | Chief Executive Officer; President/CEO | 32 | 2006–2011 | |
| MALLIOUX ALLEN ROSS | Officer | Chief Lending Officer; President-Western Division/CLO | 6 | 2006–2007 | |
| RICHARDSON TOMMY | Officer | Chief Administration Officer; Chief Administrative Officer; Chief Operating Officer; President/COO | 9 | 2006–2011 | |
| CONNER FRANK L | Director | 20 | 2006–2018 | ||
| BILLINGS SHERRI | Officer | Chief Financial Officer; EVP Chief Accounting Officer; EVP Chief Financial Officer; EVP/Chief Financial Officer; Senior EVP and CFO; Senior EVP & CFO; Senior EVP - CFO; Senior EVP, CFO and CAO | 24 | 2006–2018 | |
| TENNYSON SCOTT | Officer | Chief Retail Officer | 2 | 2006 | |
| SAVELLS KENNETH | Director | 4 | 2006–2009 | ||
| WILLIAMSON LINDA | Officer | Senior Vice President | 1 | 2006 | |
| HAMMERSCHMIDT JOHN PAUL | Director | 6 | 2007–2015 | person page Fuzzy | |
| QUATTLEBAUM RICHARD T | Officer | SVP | 1 | 2007 | |
| Bear State Financial Holdings, LLC | TenPercentOwner | 12 | 2011–2018 | ||
| Cavin William Dabbs | Director; Director,Officer | Chief Executive Officer; President | 18 | 2011–2018 | person page Fuzzy |
| Clark Kenneth Aaron | Director | 11 | 2011–2018 | ||
| FORD SCOTT T | Director | 14 | 2011–2018 | ||
| Guerra Jamie Russell | Officer | Chief Lending Officer; EVP & Chief Lending Officer | 2 | 2011 | |
| Massey Richard N | Director; Director,Officer,TenPercentOwner; Director,TenPercentOwner | President and CEO | 23 | 2011–2018 | person page Fuzzy |
| Wewers Christopher M. | Director,Officer; Officer; Other | CEO & President; EVP & Chief Operating Officer; EVP Chief Operating Officer; Executive Vice President; President and CEO; President & CEO; President/COO | 10 | 2011–2015 | |
| ADAMS JOHN T | Officer | SVP and General Counsel; SVP & General Counsel; SVP General Counsel; VP and General Counsel | 12 | 2011–2016 | |
| Fritsche R Thomas Jr | Officer | EVP & Chief Credit Officer; EVP Chief Credit Officer; EVP - Chief Risk Officer; EVP Chief Risk Officer; EVP-Chief Risk Officer; Exec. VP - Chief Risk Officer; Senior EVP & COO | 18 | 2012–2018 | |
| Gearhart G Brock | Director | 11 | 2012–2018 | ||
| Suskie John T Jr | Officer | EVP Chief Lending Officer | 3 | 2012–2013 | |
| Hill Omon Fitzgerald | Director | 12 | 2012–2018 | person page Fuzzy | |
| Hendrix John H. | Director | 2 | 2014 | ||
| Horton Daniel C. | Director | 12 | 2014–2018 | ||
| Lenderman Jason | Officer | Executive Vice President | 3 | 2014–2015 | |
| May Stephen D. | Officer | Executive Vice President | 2 | 2014 | |
| Vaughan Ian Robert | Director | 12 | 2014–2018 | ||
| Loftin Shelly | Officer | EVP-Chief Administrative Off.; EVP-Chief Admin. Officer; EVP-Chief Admnistrative Off.; EVP,Chief Marketing Off & RBD; EVP & Retail Banking Director; Ex VP-Chief Admin Officer; SVP Marketing and Retail; SVP, Marketing and Retail; SVP Marketing & Retail | 15 | 2014–2018 | |
| Machen Matt | Director,Officer; Officer | EVP and CFO; EVP Chief Financial Officer; President and CEO; See Remarks Below; Senior EVP & CFO | 16 | 2014–2018 | |
| Merriweather Donna | Officer | EVP-Chief HR Officer; EVP-Chief Human Resources Off.; EVP & Director Human Resources; EVP & Dir. of Human Resources; EVP & Human Resources Director | 10 | 2014–2018 | |
| Ghirardelli John J. | Director | 6 | 2015–2018 | ||
| MCFATRIDGE MARK | Director,Officer | President and CEO; President & CEO | 6 | 2015–2016 | |
| Paroubek Yurik Iver | Officer | EVP,Chief Technology Off & DOO; EVP & Chief Technology Officer; EVP - Chief Technology Officer; EVP-Chief Technology Officer; EVP & Director of Operations; Ex VP-Chief Technology Officer | 11 | 2016–2018 | |
| LOWE PAUL | Officer | Corporate Banking President | 7 | 2017–2018 | |
| Pritchett Jeri | Officer | EVP-Chief Accounting Officer | 4 | 2017–2018 | |
| Rawls Chad | Officer | EVP-Chief Credit Officer | 5 | 2017–2018 | |
| Changose William J. | Director | 2 | 2017–2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-07-06 | BEAR STATE FINANCIAL, INC. | Commercial Banking | $42,000,000 | $0 | 0 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Contractor | ALPHA SURETY & INSURANCE BROKERAGE LLC | AR | Nonprofit contractors (Form 990) | same street address and ZIP code, 900 S SHACKLEFORD RD STE 401 72211 (FUZZY: a shared address, not proof of a shared organization) |
| Form D issuer | BEAR STATE FINANCIAL, INC. | AR | Form D private offerings | CIK (EXACT) |
| SEC filer | BEAR STATE FINANCIAL, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Bear State Financial, Inc. | AR | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | BEAR STATE FINANCIAL, INC. | EIN (EXACT) | ||
| Person page | Dr Omon Fitzgerald Hill | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John Paul Hammerschmidt | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Richard N Massey | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,TenPercentOwner) | |
| Person page | William Dabbs Cavin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, AR first:
- BANK OF THE OZARKS INC AR
- OZARK CAPITAL TRUST AR
- HOME BANCSHARES INC AR
- SUPERIOR BANCORP AL
- NEXITY FINANCIAL CORP AL
- CapitalSouth Bancorp AL
- ServisFirst Bancshares, Inc. AL
- Southern States Bancshares, Inc. AL
- SUN COMMUNITY BANCORP LTD AZ
- WESTERN ALLIANCE BANCORPORATION AZ
In other datasets, the same topic (Finance) in AR:
- Form D issuer: 7B TX Sub Investors, LLC (Form D private offerings)
- Lobbying client: ACXIOM CORPORATION (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance