IPO registrations (S-1, F-1) · Registrants
INTERACTIVE INTELLIGENCE INC
- SEC CIK
- 1083318 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-05-28, last 1999-07-23; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 1999-09-23
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- IN
- Business address
- 7601 INTERACTIVE WAY, Indianapolis, IN 46278
- EIN
- 35-1933097
- EDGAR entity type
- operating
- Insiders and CEO pay
- INTERACTIVE INTELLIGENCE INC on the corporate pages
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 1999-07-23)
- Final price
- $13.00 per share, within the range (424B4 filed 1999-09-23, an initial public offering)
- Shares sold
- 2,670,000
- Gross proceeds
- $34,710,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ININ
- Lead underwriters
- Merrill Lynch; Hambrecht & Quist (412,500 shares); Piper Sandler (412,500 shares)
- Syndicate
- Robertson Stephens (100,000); BofA Securities (100,000); Deutsche Bank (100,000); Lehman Brothers (100,000); J.P. Morgan (100,000); Cowen (100,000); SoundView (100,000); Dain Rauscher Wessels, a division of Dain Rauscher Incorporated (40,000); FAC/Equities (40,000); First Analysis Securities Corporation (40,000); Gerard Klauer Mattison & Co., Inc (40,000); John G. Kinnard and Company, Incorporated (40,000); McDonald Investments Inc (40,000); NatCity Investments, Inc (40,000); H.C. Wainwright (40,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: INTERACTIVE INTELLIGENCE INC. OF INDIANA EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Interactive Intelligence Inc. Fuzzy (name and state)
- Business registration: INTERACTIVE INTELLIGENCE INC. Fuzzy (name and state)
- Business registration: INTERACTIVE INTELLIGENCE, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: INTERACTIVE INTELLIGENCE, INC. EXACT (EIN (EXACT))
- SEC filer: INTERACTIVE INTELLIGENCE INC EXACT (CIK (EXACT))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-05-28 | S-1 | S-1 (registration) | INTERACTIVE INTELLIGENCE INC | 0001047469-99-022507 ↗ |
| 1999-07-14 | S-1/A | S-1/A (amendment) | INTERACTIVE INTELLIGENCE INC | 0001047469-99-027358 ↗ |
| 1999-07-23 | S-1/A | S-1/A (amendment) | INTERACTIVE INTELLIGENCE INC | 0001047469-99-028478 ↗ |
| 1999-09-23 | 424B4 | 424B4 (final prospectus) | INTERACTIVE INTELLIGENCE INC | 0001047469-99-036580 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-07-23 | S-1/A | registration statement | $11.00–$13.00 | 2,670,000 | - | Nasdaq ININ | 3 | from the submission text; range, shares headline, cover names 3 | document ↗ | |
| 1999-09-23 | 424B4 | final prospectus | $13.00 | 2,670,000 | $34,710,000 | Nasdaq ININ | 18 | from the submission text; price sentence, shares general, proceeds table, underwriting table 17, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Blough Gary R | Officer | Executive VP of Worldwide Sale; Executive VP, Worldwide Sales | 20 | 2006–2011 | |
| BROWN DONALD E | Director,Officer,TenPercentOwner | Chairman, President and CEO | 27 | 2006–2011 | |
| HEAD STEPHEN R | Officer | Chief Financial Officer | 21 | 2006–2011 | |
| HYNES PAMELA JO | Officer | VP of Customer Services | 22 | 2006–2011 | |
| Staples Joseph | Officer | Senior VP of Worldwide Marketi; Senior VP of Worldwide Mrktg | 17 | 2006–2011 | |
| Brown Kyle E | TenPercentOwner | 8 | 2006 | ||
| Hill Mark E | Director | 24 | 2006–2011 | ||
| FLEMING JEREMIAH J | Officer | President, Vonexus; VP, Business Development | 6 | 2006–2007 | |
| HAMBURG EDWARD | Director | 8 | 2006–2011 | ||
| HULBERT SAMUEL F | Director | 3 | 2006–2008 | ||
| MCWHIRTER WILLIAM E | Director | 1 | 2006 | ||
| RECK RICHARD A | Director | 7 | 2006–2011 | ||
| Marshall Melinda W | Officer | Vice President, Partner Channe | 1 | 2006 | |
| Heim Michael C | Director | 6 | 2007–2011 | ||
| GILDEA WILLIAM J. III | Officer | VP, Business Development | 12 | 2008–2011 | |
| HALPERIN RICHARD G | Director | 4 | 2009–2011 | ||
| Heltzel Hans W | Officer | VP, Tech Support and Prof Serv | 5 | 2010–2011 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Interactive Intelligence Inc. | IN | State business registries | name and state |
| Business registration | INTERACTIVE INTELLIGENCE INC. | IN | State business registries | name and state |
| Business registration | INTERACTIVE INTELLIGENCE, INC. | IN | State business registries | name and state |
| Business registration | INTERACTIVE INTELLIGENCE INC. OF INDIANA | IN | State business registries | EIN (EXACT, as the state registration reports it) |
| Contractor | Interactive Intelligence | IN | Nonprofit contractors (Form 990) | name and state |
| Nonprofit | Interactive Intelligence Foundation Corp | IN | Nonprofits (IRS Form 990) | same street address and ZIP code, 7601 INTERACTIVE WAY 46278 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | INTERACTIVE INTELLIGENCE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Interactive Intelligence, Inc. | IN | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | INTERACTIVE INTELLIGENCE, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.