IPO registrations (S-1, F-1) · Registrants
P10 Industries, Inc.
- SEC CIK
- 1044435 · filings on EDGAR ↗
- Name on the registration
- ACTIVE POWER INC
- Former names
- ACTIVE POWER INC (2000–2016)
- Registration
- Form S-1, first filed 2000-05-12, last 2007-09-12; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2000-08-08; declared effective 2006-08-30
- Industry (SIC)
- Electric Services 4911
- Incorporated in
- DE
- Business address
- 2128 WEST BRAKER LANE, BK12, Austin, TX 78758
- EIN
- 74-2642142
- EDGAR entity type
- operating
- Insiders and CEO pay
- P10 Industries, Inc. on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2000-08-07)
- Final price
- $17.00 per share, above the range (424B4 filed 2000-08-08, an initial public offering)
- Shares sold
- 8,000,000
- Gross proceeds
- $136,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ACPW
- Lead underwriters
- Goldman Sachs (2,080,000 shares); Merrill Lynch (2,080,000 shares); Morgan Stanley (2,080,000 shares); CIBC World Markets (960,000 shares)
- Syndicate
- A.G. Edwards (150,000); Edward D. Jones & Co., L.P (150,000); Wit Capital (150,000); Adams Harkness (70,000); FAC/Equities, a division of First Albany Corporation (70,000); Frost Securities Inc (70,000); Morgan Keegan (70,000); H.C. Wainwright (70,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: P10 INDUSTRIES, INC. Fuzzy (name and state)
- Form D issuer: P10 Industries, Inc. EXACT (CIK (EXACT))
- SEC filer: ACTIVE POWER INC EXACT (CIK (EXACT))
- Person page: Rodney S Bond Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-05-12 | S-1 | S-1 (registration) | ACTIVE POWER INC | 0001106013-00-000092 ↗ |
| 2000-07-03 | S-1/A | S-1/A (amendment) | ACTIVE POWER INC | 0001106013-00-000150 ↗ |
| 2000-07-14 | S-1/A | S-1/A (amendment) | ACTIVE POWER INC | 0001106013-00-000160 ↗ |
| 2000-08-02 | S-1/A | S-1/A (amendment) | ACTIVE POWER INC | 0001106013-00-000184 ↗ |
| 2000-08-07 | S-1/A | S-1/A (amendment) | ACTIVE POWER INC | 0000950109-00-003094 ↗ |
| 2000-08-08 | 424B4 | 424B4 (final prospectus) | ACTIVE POWER INC | 0000899243-00-001834 ↗ |
| 2006-08-30 | EFFECT | EFFECT (declared effective) | ACTIVE POWER INC | 9999999995-06-001374 ↗ |
| 2006-09-29 | EFFECT | EFFECT (declared effective) | ACTIVE POWER INC | 9999999995-06-001715 ↗ |
| 2007-03-19 | EFFECT | EFFECT (declared effective) | ACTIVE POWER INC | 9999999995-07-000959 ↗ |
| 2007-09-12 | S-1 | S-1 (registration) | ACTIVE POWER INC | 0001193125-07-199902 ↗ |
| 2007-10-29 | EFFECT | EFFECT (declared effective) | ACTIVE POWER INC | 9999999995-07-004258 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-08-07 | S-1/A | registration statement | $14.00–$16.00 | 8,000,000 | - | Nasdaq ACPW | 4 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 4 | document ↗ | |
| 2000-08-08 | 424B4 | final prospectus | $17.00 | 8,000,000 | $136,000,000 | Nasdaq ACPW | 12 | primary document; price sentence, shares headline, proceeds table, underwriting table 12, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Penver John K | Officer | Chief Financial Officer | 10 | 2006–2013 | |
| PINKERTON JOSEPH F III | Director,Officer,TenPercentOwner | Chairman & CEO | 3 | 2006 | |
| CLISHEM JIM | Director,Officer; Officer | CEO and President; President and CEO; President and COO | 14 | 2006–2011 | |
| ALMGREN AKE | Director; Director,Officer | President and CEO | 26 | 2006–2015 | |
| ANDERSON RICHARD E | Director | 8 | 2006–2009 | ||
| BOND RODNEY S | Director | 11 | 2006–2012 | person page Fuzzy | |
| Boston Brad | Director | 2 | 2006–2007 | ||
| LINDELOW JAN H | Director; Director,Officer | Interim President and CEO | 20 | 2006–2014 | |
| ROCK TERRENCE L | Director | 1 | 2006 | ||
| SCOTT BENJAMIN L | Director | 10 | 2006–2012 | ||
| Rackow Gary Paul | Officer | VP of Sales - Americas | 7 | 2006–2010 | |
| Beatty David J | Officer | Vice President of Engineering | 3 | 2006–2007 | |
| Brown Lisa M | Officer | VP of Marketing and Sales Oper; VP of Marketing & Cust Service; VP of Marketing & Sales Opns.; VP of Marketing & Sales Ops | 12 | 2006–2013 | |
| Rubin Jason Peter | Officer | VP of Manufacturing; VP of Manufacturing; VP of Operations | 20 | 2006–2014 | |
| Bitterlin Ian Francois | Officer | Vice President of Sales - EMEA | 2 | 2006–2007 | |
| Murphy James Michael | Officer | Vice President of Sales - EMEA; VP of Sales - EMEA | 5 | 2007–2009 | |
| Schuetze Karl | Officer | Vice President of Engineering | 5 | 2007–2009 | |
| Schrader-Hausmann Uwe | Officer | Chief Technical Officer; VP of Technical Services; VP Technical Services | 14 | 2007–2013 | |
| deVenny, James E. III | Director | 21 | 2008–2016 | ||
| Olsen Martin T. | Officer | V P Business Development; V P of Business Development; VP of Business Development; VP of Global Channel Sales; VP of Global Sales; VP of Global Sales and Mktg; VP of Global Sales & Marketing; VP of Sales - Americas | 15 | 2008–2013 | |
| Greenberg Robert S | Director | 25 | 2009–2016 | ||
| Papenfort Dietmar | Officer | Vice President of Sales - EMEA; Vice President of Sales-EMEA | 4 | 2009–2011 | |
| QUADE JEFFREY J | Officer | Vice President of HR | 2 | 2011 | |
| Foley Jeremiah Noel | Officer | Vice President of Engineering; VP of Engineering | 5 | 2011–2013 | |
| CLEARMAN STEPHEN J | Director,TenPercentOwner; TenPercentOwner | 8 | 2011–2013 | ||
| KINDERHOOK GP LLC | TenPercentOwner | 6 | 2011–2012 | ||
| KINDERHOOK PARTNERS, LP | TenPercentOwner | 6 | 2011–2012 | ||
| Shah Tushar | TenPercentOwner | 6 | 2011–2012 | ||
| Milner J Douglas | Director,Officer; Officer | President and CEO; President and Chief Executive | 6 | 2012–2013 | |
| KINDERHOOK CAPITAL MANAGEMENT, LLC | TenPercentOwner | 2 | 2012 | ||
| Fife Steven R | Officer | CFO and VP of Finance; Vice President of Finance; VP of Finance, CFO & Secretary; VP of Finance, CFO, Secretary | 4 | 2012–2013 | |
| Kelly Patrick T | Director | 8 | 2013–2016 | ||
| ASCOLESE MARK A | Director,Officer | Chief Executive Officer; President and CEO | 9 | 2013–2017 | |
| Adleman Randall J. | Officer | VP of Global Sales & Marketing; VP of Glo. Sales and Marketing | 4 | 2013–2015 | |
| Powers James | Officer | CFO and VP of Finance; Chief Financial Officer | 5 | 2013–2016 | |
| Gross Peter | Director | 4 | 2015–2016 | ||
| Dulaney Daryl | Director | 4 | 2016 | ||
| Sams Steven | Director | 8 | 2016 | ||
| PACIFIC VIEW ASSET MANAGEMENT (UK) LLP | TenPercentOwner | 6 | 2016 | ||
| PVAM HOLDINGS LTD. | TenPercentOwner | 6 | 2016 | ||
| PVAM Perlus Microcap Fund, L.P. | TenPercentOwner | 6 | 2016 | ||
| HOOD MARK C | Director | 1 | 2017 | ||
| 210 Capital, LLC | TenPercentOwner | 1 | 2017 | ||
| 210/P10 Acquisition Partners, LLC | TenPercentOwner | 1 | 2017 | ||
| Alpert Robert H | Director | 1 | 2017 | ||
| Webb C Clark | Director | 1 | 2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-05-10 | P10 Industries, Inc. | Other | $14,650,000 | $4,650,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | P10 INDUSTRIES, INC. | TX | State business registries | name and state |
| Form D issuer | P10 Industries, Inc. | TX | Form D private offerings | CIK (EXACT) |
| SEC filer | P10 Industries, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Rodney S Bond | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electric Services, TX first:
- NRG ENERGY, INC. TX
- Energy Future Holdings Corp /TX/ TX
- COGEN TECHNOLOGIES INC TX
- CAP ROCK ENERGY CORP TX
- ONCOR ELECTRIC DELIVERY CO LLC TX
- Texas Competitive Electric Holdings CO LLC TX
- Texas Genco Inc. TX
- DYNEGY INC. TX
- KGEN POWER CORP TX
- Energy Future Competitive Holdings Co LLC TX
In other datasets, the same topic (Energy) in TX:
- Lobbying client: 5E ADVANCED MATERIALS, INC. (Federal lobbying (LDA))
Interests: Electric Services · Energy