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IPO registrations (S-1, F-1) · Registrants

DYNEGY INC.

SEC CIK
1379895 · filings on EDGAR ↗
Former names
Dynegy Acquisition, Inc. (2006–2007)
Registration
Form S-1, first filed 2012-12-10, last 2013-02-12; 1 initial registration, 3 amendments
Outcome
Declared effective 2013-02-13
Industry (SIC)
Electric Services 4911
Incorporated in
DE
Business address
601 TRAVIS, SUITE 1400, Houston, TX 77002
EIN
20-5653152
EDGAR entity type
operating
Insiders and CEO pay
DYNEGY INC. on the corporate pages

Offering terms

Shares offered
32,931,493 (all by selling holders)
Listing
NYSE under the symbol DYN

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 7

FiledFormWhat it isName as filedEDGAR
2012-12-10S-1S-1 (registration)DYNEGY INC.0001104659-12-083029 ↗
2013-01-18S-1/AS-1/A (amendment)DYNEGY INC.0001104659-13-003431 ↗
2013-02-06S-1/AS-1/A (amendment)DYNEGY INC.0001104659-13-007632 ↗
2013-02-12S-1/AS-1/A (amendment)DYNEGY INC.0001104659-13-009758 ↗
2013-02-13EFFECTEFFECT (declared effective)DYNEGY INC.9999999995-13-000491 ↗
2013-06-03EFFECTEFFECT (declared effective)DYNEGY INC.9999999995-13-001679 ↗
2014-03-12EFFECTEFFECT (declared effective)DYNEGY INC.9999999995-14-000640 ↗

Prospectus pages read 1

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2013-02-12S-1/Aregistration statement32,931,493-NYSE DYN0primary document; shares headlinedocument ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Bartlett JamesDirector32007–2009
BIEGLER DAVID WDirector; Director,OfficerInterim CEO; Interim Pres and CEO202007–2011person page Fuzzy
Blodgett J KevinOfficerGeneral Counsel & Exec VP; General Counsel & Exec. VP; General Counsel & Exec VP102007–2011person page Fuzzy
CLARK THOMAS D JRDirector192007–2010
FURBACHER STEPHEN AOfficerPresident and COO32007
GRIJALVA VICTORDirector192007–2011
HAMMICK PATRICIA ADirector202007–2011
Hardenbergh FrankDirector32007–2009
Hochberg JasonOfficerExec VP; Exec. VP52007–2008
Lednicky Lynn AOfficerExecutive Vice President142007–2011
MAZANEC GEORGE LDirector162007–2010person page Fuzzy
NICHOLS HOLLIOfficerEVP and CFO; Exec. VP and CFO102007–2011
OELKERS ROBERT CDirector52007
Segal MikhailDirector; Director,TenPercentOwner; TenPercentOwner182007–2010
Stone Carolyn JOfficerSr. VP and Controller; SVP and Controller; SVP, Chief Accounting Officer92007–2012
TRUBECK WILLIAM LDirector202007–2011
WILLIAMSON BRUCE ADirector,Officer; OfficerCEO & President; Chairman & CEO; Chairman & CEO; President & CEO112007–2011
CHEVRON CORPTenPercentOwner22007
Chevron Investments Inc.TenPercentOwner22007
Chevron U.S.A. Holdings Inc.TenPercentOwner22007
CHEVRON USA INCTenPercentOwner22007
TEXACO INCTenPercentOwner22007
Cook Charles COfficerCFO and EVP; Executive Vice President; Sr. VP and Treasurer; Sr. VP & Treasurer82008–2011
Eimer RichardOfficerExec. Vice President; Exec. VP32008–2009
SHEPPARD HOWARD BDirector172008–2011
McLauchlin TracyOfficerSr. VP and Controller42009–2011
LSP Gen Investors, L.P.TenPercentOwner152009–2010
LS Power Associates, L.P.TenPercentOwner152009–2010
LS Power Development, L.L.C.TenPercentOwner152009–2010
LS Power Equity Partners L PTenPercentOwner152009–2010
LS Power Equity Partners PIE I L PTenPercentOwner152009–2010
LS Power Partners, L.P.TenPercentOwner152009–2010
BECKTON CORPTenPercentOwner42010–2012
ICAHN CAPITAL LPTenPercentOwner42010–2012
ICAHN CARL COther; TenPercentOwner52010–2012
ICAHN ENTERPRISES G.P. INC.TenPercentOwner42010–2012
ICAHN ENTERPRISES HOLDINGS L.P.TenPercentOwner42010–2012
IPH GP LLCTenPercentOwner42010–2012
STEPHENSON KENT ROfficerExec VP, General Counsel; Senior VP, General Counsel42011
ELWARD THOMAS WDirector82011–2012person page Fuzzy
INTRIERI VINCENT JDirector; Other82011–2012
MERKSAMER SAMUEL J.Director; Other82011–2012
Harrison E HunterDirector; Director,OfficerInterim President and CEO52011
EMBLER MICHAEL JDirector72011–2012
FLEXON ROBERT CDirector; Director,OfficerPresident and CEO332011–2018
PARDO FELIXDirector72011–2012
Freeland ClintOfficerEVP and CFO; Exec. VP and CFO272011–2018
Howell KevinOfficerExec VP and COO42011–2012
Burke Carolyn JeanneOfficer; OfficerOtherEVP; EVP and Chief Admin Officer; EVP and CIO; EVP, Strategic Development; EVP, Strategy252011–2018
Callaway Catherine B.OfficerEVP and General Counsel; Exec VP and General Counsel252011–2018person page Fuzzy
Walden John ClintonOfficerChief Accounting Officer; VP and Chief Accounting Office; VP and Chief Acct Officer; VP, Chief Accounting Officer272012–2018
Litespeed Management, L.L.C.TenPercentOwner92012
LITESPEED MASTER FUND, LTD.TenPercentOwner92012
ZIMMERMAN, JAMIETenPercentOwner92012
Alonso Mario EOfficerEVP-Strategic Development; EVP-Strategic Planning & Dev; VP-Strategic Planning & Dev252012–2016
Ackermann Hilary E.Director92012–2018
BARBAS PAUL MDirector92012–2018person page Fuzzy
Kuersteiner Richard LeeDirector142012–2018
Stein Jeffrey ScottDirector92012–2018
SULT JOHN RDirector92012–2018
Wood Patrick IIIDirector112012–2018
FRANKLIN RESOURCES INCTenPercentOwner1092012–2015
Jones Henry D.OfficerEVP and Chief Commercial Off.; EVP & Chief Commercial Officer192013–2018
Cox JuliusOfficer; OfficerOtherEVP; EVP - CAO; Executive Vice President172014–2018
Daley Martin W.OfficerEVP and COO; Executive Vice President152015–2018
Petrone Sheree M.OfficerEVP, Retail; Executive Vice President; Executive Vice President132015–2018
Thompson Daniel P.OfficerEVP; Executive Vice President62015–2016
Ellis DeanOfficerEVP; Executive Vice President; Senior Vice President102016–2018
Energy Capital Partners GP III, LPTenPercentOwner22017–2018
ENERGY CAPITAL PARTNERS III-A, LPTenPercentOwner22017–2018
Energy Capital Partners III-B (Terawatt IP), LPTenPercentOwner22017–2018
ENERGY CAPITAL PARTNERS III-C, LPTenPercentOwner22017–2018
ENERGY CAPITAL PARTNERS III, LLCTenPercentOwner22017–2018
ENERGY CAPITAL PARTNERS III, LPTenPercentOwner22017–2018
Reeder TylerDirector12017
Terawatt Holdings GP, LLCTenPercentOwner22017–2018
Terawatt Holdings, LPTenPercentOwner22017–2018
ECP ControlCo, LLCTenPercentOwner22017–2018

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Plan sponsorDYNEGY INC.TXForm 5500 (employee benefit plans)EIN (EXACT)
SEC filerDYNEGY INC.SEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorDYNEGY INC.EIN (EXACT)
Political committeeDYNEGY INC. GOOD GOVERNMENT FUND (connected to DYNEGY INC.)Campaign finance (FEC)name and state
Political committeeDYNEGY INC. POLITICAL ACTION COMMITTEE (connected to DYNEGY INC.)Campaign finance (FEC)name and state
Lobbying clientDYNEGYFederal lobbying (LDA)name and state
Lobbying clientDYNEGY INCFederal lobbying (LDA)name and state
Lobbying registrantDYNEGYFederal lobbying (LDA)name and state
Person pageCatherine B CallawayPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageDavid W BieglerPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)
Person pageGeorge L MazanecPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageJ Kevin BlodgettPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pagePaul M BarbasPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageThomas W ElwardPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Electric Services, TX first:

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In other datasets, the same topic (Energy) in TX:

Interests: Electric Services · Energy