IPO registrations (S-1, F-1) · Registrants
NRG ENERGY, INC.
- SEC CIK
- 1013871 · filings on EDGAR ↗
- Former names
- NRG ENERGY INC (1996–2004)
- Registration
- Form S-1, first filed 1997-08-12, last 2013-12-24; 3 initial registrations, 10 amendments
- Outcome
- Final prospectus filed 1997-12-17; declared effective 2011-03-18
- Industry (SIC)
- Electric Services 4911
- Incorporated in
- DE
- Business address
- 1301 MCKINNEY STREET, Houston, TX 77010
- EIN
- 41-1724239
- Ticker
- NRG (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- NRG ENERGY, INC. on the corporate pages
Offering terms
- Final price
- $15.00 per share (424B4 filed 2000-05-31, an initial public offering)
- Shares sold
- 28,170,000
- Gross proceeds
- $422,550,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol NRG
- Lead underwriters
- Citigroup
- Syndicate
- Credit Suisse (5,074,000); ABN AMRO (1,690,180); BofA Securities (1,690,180); Goldman Sachs (1,690,180); Lehman Brothers (1,690,180); Merrill Lynch (1,690,180); Morgan Stanley (1,690,180); Chatsworth Securities, LLC (350,865); CIBC World Markets (350,865); RBC Capital Markets (350,865); D.A. Davidson (350,865); A.G. Edwards (350,865); Piper Sandler (350,865); Ragen Mackenzie Incorporated (350,865); Truist Securities (350,865)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NRG ENERGY, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: NRG ENERGY, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: NRG ENERGY, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: NRG ENERGY INC EXACT (EIN (EXACT))
- Political committee (FEC): NRG ENERGY INC POLITICAL ACTION COMMITTEE (connected to NRG ENERGY, INC.) Fuzzy (name and state)
- SEC filer: NRG ENERGY, INC. EXACT (CIK (EXACT))
- Person page: Barry T Smitherman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Christian S Schade Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: John W Ragan Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Kirkland B Andrews Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Lawrence S Coben Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Michael R Bramnick Esq Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Rasesh M Patel Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Robert J Gaudette Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 24
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-08-12 | S-1 | S-1 (registration) | NRG ENERGY INC | 0000950136-97-001105 ↗ |
| 1997-10-10 | S-1/A | S-1/A (amendment) | NRG ENERGY INC | 0000950136-97-001418 ↗ |
| 1997-11-12 | S-1/A | S-1/A (amendment) | NRG ENERGY INC | 0000950136-97-001589 ↗ |
| 1997-12-03 | S-1/A | S-1/A (amendment) | NRG ENERGY INC | 0000950136-97-001741 ↗ |
| 1997-12-11 | S-1/A | S-1/A (amendment) | NRG ENERGY INC | 0000950136-97-001786 ↗ |
| 1997-12-12 | S-1/A | S-1/A (amendment) | NRG ENERGY INC | 0000950136-97-001790 ↗ |
| 1997-12-17 | 424B1 | 424B1 (final prospectus) | NRG ENERGY INC | 0000950136-97-001825 ↗ |
| 2000-04-19 | S-1 | S-1 (registration) | NRG ENERGY INC | 0000950124-00-002292 ↗ |
| 2000-05-08 | S-1/A | S-1/A (amendment) | NRG ENERGY INC | 0000950124-00-002813 ↗ |
| 2000-05-24 | S-1/A | S-1/A (amendment) | NRG ENERGY INC | 0000950124-00-003430 ↗ |
| 2000-05-30 | S-1/A | S-1/A (amendment) | NRG ENERGY INC | 0000950124-00-003506 ↗ |
| 2000-05-31 | 424B4 | 424B4 (final prospectus) | NRG ENERGY INC | 0000950124-00-003515 ↗ |
| 2011-03-18 | EFFECT | EFFECT (declared effective) | NRG ENERGY, INC. | 9999999995-11-000716 ↗ |
| 2011-10-07 | EFFECT | EFFECT (declared effective) | NRG ENERGY, INC. | 9999999995-11-002891 ↗ |
| 2012-01-23 | EFFECT | EFFECT (declared effective) | NRG ENERGY, INC. | 9999999995-12-000269 ↗ |
| 2012-10-05 | EFFECT | EFFECT (declared effective) | NRG ENERGY, INC. | 9999999995-12-002920 ↗ |
| 2013-06-20 | EFFECT | EFFECT (declared effective) | NRG ENERGY, INC. | 9999999995-13-001860 ↗ |
| 2013-10-18 | S-1 | S-1 (registration) | NRG ENERGY, INC. | 0001047469-13-009756 ↗ |
| 2013-10-21 | S-1/A | S-1/A (amendment) | NRG ENERGY, INC. | 0001047469-13-009804 ↗ |
| 2013-12-24 | S-1/A | S-1/A (amendment) | NRG ENERGY, INC. | 0001047469-13-011386 ↗ |
| 2013-12-26 | EFFECT | EFFECT (declared effective) | NRG ENERGY, INC. | 9999999995-13-003676 ↗ |
| 2014-03-26 | EFFECT | EFFECT (declared effective) | NRG ENERGY, INC. | 9999999995-14-000771 ↗ |
| 2014-09-26 | EFFECT | EFFECT (declared effective) | NRG ENERGY, INC. | 9999999995-14-002882 ↗ |
| 2014-12-23 | EFFECT | EFFECT (declared effective) | NRG ENERGY, INC. | 9999999995-14-003803 ↗ |
Prospectus pages read 5
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-12-03 | S-1/A | registration statement | - | - | Nasdaq NRGG | 0 | from the submission text; no terms found | document ↗ | ||
| 1997-12-11 | S-1/A | registration statement | - | - | Nasdaq NRGG | 0 | from the submission text; no terms found | document ↗ | ||
| 1997-12-12 | S-1/A | registration statement | - | - | Nasdaq NRGG | 0 | from the submission text; no terms found | document ↗ | ||
| 1997-12-17 | 424B1 | final prospectus | - | - | Nasdaq NRGG | 0 | from the submission text; no terms found | document ↗ | ||
| 2000-05-31 | 424B4 | final prospectus | $15.00 | 28,170,000 | $422,550,000 | NYSE NRG | 16 | primary document; price sentence, shares headline, proceeds table, underwriting table 15, cover names 8 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Angoorly Caroline | Officer | VP, Environmental & New Bus. | 3 | 2006 | |
| BREWSTER JOHN P | Officer | EVP, Dev Eng, Proc and Constr; EVP Int. Ops, Pres. S. Central | 8 | 2006–2008 | |
| CRANE DAVID W | Director,Officer | President and CEO; President & CEO | 36 | 2006–2015 | |
| DAVIDO SCOTT J | Officer | Exec Vice Pres & NE Reg Pres | 1 | 2006 | |
| FLEXON ROBERT C | Officer | Executive VP and CFO; Executive VP and COO | 10 | 2006–2009 | |
| Howell Kevin | Director; Officer | EVP, Chief Administrative Off.; EVP, Commercial Operations; EVP & Regional Pres., Texas; EVP & Reg. Pres., NRG Texas | 24 | 2006–2025 | |
| Ingoldsby James J | Officer | SVP & Chief Accounting Officer; Vice President and Controller; VP & Chief Accounting Officer | 15 | 2006–2012 | |
| Jacobs Christine A | Officer | Sr.Vice Pres, Plant Operations; Vice Pres, Plant Operations | 5 | 2006–2007 | |
| OBRIEN TIMOTHY W J | Officer | Vice Pres. and General Counsel | 1 | 2006 | |
| SCHAEFER GEORGE P | Officer | Vice President and Treasurer | 1 | 2006 | |
| Winn Steve | Officer | EVP, Strategy, Env and New Bus; EVP, Strategy & Nuclear Dev; Executive Vice President | 14 | 2006–2008 | |
| Hill Thad | Officer | EVP, Bus. Dev. & Strategic Pln; EVP & Regional Pres, NRG Texas | 11 | 2006–2008 | |
| MORGAN CURTIS A | Officer; Other | EVP & Regional Pres. Northeast | 4 | 2006–2007 | |
| Hantke William | Director | 47 | 2006–2019 | ||
| HOBBY PAUL W | Director | 23 | 2006–2024 | ||
| COSGROVE HOWARD E | Director | 32 | 2006–2017 | ||
| Hoffmann M Stephen | Officer | Sr VP & Pres, Western Region; SVP, Region Pres, West Region; SVP, Reg President West | 10 | 2006–2011 | |
| CHLEBOWSKI JOHN | Director | 11 | 2006–2013 | ||
| COBEN LAWRENCE S | Director; Director,Officer | CEO; Interim Pres & CEO; President & CEO | 79 | 2006–2026 | person page Fuzzy |
| CROPPER STEPHEN L | Director | 6 | 2006–2011 | ||
| Miskovic Maureen | Director | 2 | 2006–2007 | ||
| Schaumburg Anne C | Director | 68 | 2006–2024 | ||
| TATE HERBERT H | Director | 15 | 2006–2012 | ||
| WEIDEMEYER THOMAS H | Director | 21 | 2006–2022 | ||
| YOUNG WALTER R JR | Director | 15 | 2006–2017 | ||
| BLACKSTONE CAPITAL PARTNERS IV-A LP | TenPercentOwnerOther | 2 | 2006 | ||
| BLACKSTONE FAMILY INVESTMENT PARTNERSHIP IV-A LP | TenPercentOwnerOther | 2 | 2006 | ||
| BLACKSTONE MANAGEMENT ASSOCIATES IV LLC | TenPercentOwnerOther | 2 | 2006 | ||
| Blackstone Participation Partnership IV L.P. | TenPercentOwnerOther | 2 | 2006 | ||
| Blackstone TG Capital Partners IV-B L.P. | TenPercentOwnerOther | 2 | 2006 | ||
| Blackstone TG Capital Partners IV L.P. | TenPercentOwnerOther | 2 | 2006 | ||
| FISHER TODD A | TenPercentOwnerOther | 2 | 2006 | ||
| Garaialde Jacques | TenPercentOwnerOther | 2 | 2006 | ||
| GOLKIN PERRY | TenPercentOwnerOther | 2 | 2006 | ||
| GREENE JAMES H JR | TenPercentOwnerOther | 2 | 2006 | ||
| HELLMAN & FRIEDMAN CAPITAL PARTNERS IV LP | TenPercentOwnerOther | 2 | 2006 | ||
| H&F EXECUTIVE FUND IV, L.P. | TenPercentOwnerOther | 2 | 2006 | ||
| H&F INTERNATIONAL PARTNERS IV-A, L.P. | TenPercentOwnerOther | 2 | 2006 | ||
| H&F International Partners IV-C, L.P. | TenPercentOwnerOther | 2 | 2006 | ||
| H&F INVESTORS IV LLC | TenPercentOwnerOther | 2 | 2006 | ||
| H&F TGN AIV, L.P. | TenPercentOwnerOther | 2 | 2006 | ||
| HUTH JOHANNES P | TenPercentOwnerOther | 2 | 2006 | ||
| KKR Associates Millennium Energy L.P. | TenPercentOwnerOther | 2 | 2006 | ||
| KKR Millennium Fund Energy LP | TenPercentOwnerOther | 2 | 2006 | ||
| KKR Millennium GP Energy LLC | TenPercentOwnerOther | 2 | 2006 | ||
| KKR Partners III, L.P. | TenPercentOwnerOther | 2 | 2006 | ||
| KRAVIS HENRY R | TenPercentOwnerOther | 2 | 2006 | ||
| LIPSCHULTZ MARC S | TenPercentOwnerOther | 2 | 2006 | ||
| MICHELSON MICHAEL W | TenPercentOwnerOther | 2 | 2006 | ||
| NAVAB ALEXANDAR JR | TenPercentOwnerOther | 2 | 2006 | ||
| PETERSON PETER G | TenPercentOwnerOther | 2 | 2006 | ||
| RAETHER PAUL E | TenPercentOwnerOther | 2 | 2006 | ||
| ROBERTS GEORGE R | TenPercentOwnerOther | 2 | 2006 | ||
| SCHWARZMAN STEPHEN A | TenPercentOwnerOther | 2 | 2006 | ||
| TPG ADVISORS III INC | TenPercentOwnerOther | 2 | 2006 | ||
| TPG Advisors IV, Inc. | TenPercentOwnerOther | 2 | 2006 | ||
| Burke Carolyn Jeanne | Officer | VP, Controller | 5 | 2006–2008 | |
| Wilson Denise | Officer | Chief Administrative Officer; EVP & Chief Admin Officer; EVP, Chief Admin Officer; Exec VP & Chief Admin Ofc; Exec VP & Pres, New Business | 27 | 2006–2014 | |
| Murphy J Andrew | Officer | Exec VP & General Counsel; Exec VP & Pres, NE Region; Exec VP, Pres NE Region | 10 | 2006–2011 | |
| RAGAN JOHN W | Officer | EVP& Pres, Gulf Coast Region; EVP& Regional Pres Gulf Coast; Exec VP & Chief Operating Ofc; Exec VP & Regional Pres, NE; Exec VP, Regional Pres Texas | 25 | 2006–2014 | person page Fuzzy |
| Baudier Jeffrey M | Officer | SVP, Reg Pres South Central; SVP, Reg Pres, South Central | 8 | 2006–2011 | |
| Freeland Clint | Officer | Sr. VP & CFO | 6 | 2008–2009 | |
| Gutierrez Mauricio | Director,Officer; Officer | Exec VP & Chief Operating Ofc; Exec VP, Commercial Operations; Exec VP & COO; President & CEO; President & Chief Exec Officer; Sr VP, Commercial Operations | 86 | 2008–2023 | |
| Liebelson Michael S | Officer | EVP-Chf Dev Ofc Lo-Carbon Tech | 4 | 2008–2009 | |
| Baliff Jonathan | Officer | Executive VP, Strategy | 5 | 2008–2010 | |
| McGinty Kathleen A. | Director | 7 | 2008–2013 | ||
| Bramnick Michael R. | Officer | Exec VP & General Counsel; Sr. VP & General Counsel | 6 | 2009–2012 | person page Fuzzy |
| Caldwell Kirbyjon H | Director | 34 | 2009–2018 | ||
| LUTERMAN GERALD | Director | 14 | 2009–2014 | ||
| SCHADE CHRISTIAN S | Officer | EVP & Chief Financial Officer; Exec VP & Chief Financial Ofc | 4 | 2010–2011 | person page Fuzzy |
| Andrews Kirkland B | Officer | EVP & CFO; EVP, CFO & Treasurer; Exec VP & Chief Financial Offi | 55 | 2011–2021 | person page Fuzzy |
| Stark Ronald B | Officer | VP, Chief Accounting Officer | 14 | 2012–2015 | |
| Hill David Russell | Officer | Exec Vice Pres, Gen Counsel | 31 | 2012–2018 | |
| Abraham Spencer | Director | 68 | 2012–2026 | ||
| DALLAS TERRY G | Director | 39 | 2012–2020 | ||
| MULLER EDWARD R | Director | 29 | 2012–2017 | ||
| Silverstein Evan Jay | Director | 28 | 2012–2018 | ||
| DEHNE TANUJA | Officer | EVP and Chief Admin Officer; SVP and Chief Admin Officer | 9 | 2014–2016 | |
| Callen David | Officer | Chief Accounting Offficer; Sr VP & Chief Accounting Offic; SVP, Chief Accounting Offficer; SVP,Chief Accounting Offficer; SVP,Chief Accounting Officer; VP, Chief Accounting Offficer | 50 | 2015–2021 | |
| Chillemi John V | Officer | Executive VP-Business Dev.; Executive VP,Nat'l Bus. Dev. | 16 | 2016–2018 | |
| Killinger Elizabeth R | Officer | EVP & President, NRG Retail; Exec VP, NRG Home; Exec VP, Retail; Sr. VP & President,NRG Retail | 55 | 2016–2024 | |
| Wilder John C Jr | Director | 11 | 2017–2018 | ||
| Smitherman Barry T | Director | 6 | 2017 | person page Fuzzy | |
| Moser Christopher | Officer | EVP, Head of Com Mkts & Policy; Exec Vice Pres, Operations; Exec VP, Operations; Head-Competitive Mrkets/Policy | 39 | 2018–2023 | |
| Carter Matthew Jr | Director | 45 | 2018–2026 | ||
| Cox Heather | Director | 46 | 2018–2026 | ||
| Curci Brian | Officer | Exec VP & General Counsel; General Counsel & Corp Sec; Sr VP & General Counsel; Sr. VP & General Counsel; SVP & General Counsel | 50 | 2018–2026 | |
| Gaudette Robert J | Director,Officer; Officer | Exec VP, NRG Business; President; President & CEO; Senior VP, Business Solutions; Sr VP, Business Solutions; Sr VP, NRG Business | 49 | 2018–2026 | person page Fuzzy |
| Carrillo Antonio | Director | 38 | 2019–2026 | ||
| Pruner Alexandra | Director | 38 | 2019–2026 | ||
| Donohue Elisabeth B | Director | 36 | 2020–2026 | ||
| Frotte Gaetan | Officer | Interim CFO, Sr VP & Treasurer | 2 | 2021 | |
| Fornaro Alberto | Officer | Executive Vice Pres & CFO | 13 | 2021–2023 | |
| Picarello Emily | Officer | Vice Pres & Corp Controller | 8 | 2022–2023 | |
| Chung Bruce | Officer | EVP & CFO; EVP, Strategy and NRG Services | 32 | 2022–2026 | |
| Patel Rasesh M. | Officer | Exec VP, Smart Home; Exec VP, Vivint; President, NRG Consumer | 19 | 2023–2025 | person page Fuzzy |
| Spencer Gerald Alfred | Officer | SVP & Chief Accounting Officer | 16 | 2023–2026 | |
| Fawaz Marwan | Director | 5 | 2023–2026 | ||
| Pourbaix Alexander J | Director | 16 | 2023–2026 | ||
| ZLOTNIK MARCIE | Director | 16 | 2023–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | NRG ENERGY, INC. | NJ | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | NRG ENERGY, INC. | NJ | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | NRG ENERGY, INC. | TX | State business registries | name and state |
| Contractor | NRG ENERGY | TX | Nonprofit contractors (Form 990) | name and state |
| Plan sponsor | NRG ENERGY INC | NJ | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Political committee | NRG ENERGY INC POLITICAL ACTION COMMITTEE (connected to NRG ENERGY, INC.) | TX | Campaign finance (FEC) | name and state |
| SEC filer | NRG ENERGY, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | NRG Energy, Inc. | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | NRG ENERGY INC | EIN (EXACT) | ||
| Person page | Barry T Smitherman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Christian S Schade | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | John W Ragan | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Kirkland B Andrews | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Lawrence S Coben | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Michael R Bramnick Esq | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Rasesh M Patel | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Robert J Gaudette | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electric Services, TX first:
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- P10 Industries, Inc. TX
- COGEN TECHNOLOGIES INC TX
- CAP ROCK ENERGY CORP TX
- ONCOR ELECTRIC DELIVERY CO LLC TX
- Texas Competitive Electric Holdings CO LLC TX
- Texas Genco Inc. TX
- DYNEGY INC. TX
- KGEN POWER CORP TX
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In other datasets, the same topic (Energy) in TX:
- Lobbying client: 5E ADVANCED MATERIALS, INC. (Federal lobbying (LDA))
Interests: Electric Services · Energy