IPO registrations (S-1, F-1) · Registrants

NRG ENERGY, INC.

SEC CIK
1013871 · filings on EDGAR ↗
Former names
NRG ENERGY INC (1996–2004)
Registration
Form S-1, first filed 1997-08-12, last 2013-12-24; 3 initial registrations, 10 amendments
Outcome
Final prospectus filed 1997-12-17; declared effective 2011-03-18
Industry (SIC)
Electric Services 4911
Incorporated in
DE
Business address
1301 MCKINNEY STREET, Houston, TX 77010
EIN
41-1724239
Ticker
NRG (NYSE)
EDGAR entity type
operating
Insiders and CEO pay
NRG ENERGY, INC. on the corporate pages

Offering terms

Final price
$15.00 per share (424B4 filed 2000-05-31, an initial public offering)
Shares sold
28,170,000
Gross proceeds
$422,550,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol NRG
Lead underwriters
Citigroup
Syndicate
Credit Suisse (5,074,000); ABN AMRO (1,690,180); BofA Securities (1,690,180); Goldman Sachs (1,690,180); Lehman Brothers (1,690,180); Merrill Lynch (1,690,180); Morgan Stanley (1,690,180); Chatsworth Securities, LLC (350,865); CIBC World Markets (350,865); RBC Capital Markets (350,865); D.A. Davidson (350,865); A.G. Edwards (350,865); Piper Sandler (350,865); Ragen Mackenzie Incorporated (350,865); Truist Securities (350,865)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 24

FiledFormWhat it isName as filedEDGAR
1997-08-12S-1S-1 (registration)NRG ENERGY INC0000950136-97-001105 ↗
1997-10-10S-1/AS-1/A (amendment)NRG ENERGY INC0000950136-97-001418 ↗
1997-11-12S-1/AS-1/A (amendment)NRG ENERGY INC0000950136-97-001589 ↗
1997-12-03S-1/AS-1/A (amendment)NRG ENERGY INC0000950136-97-001741 ↗
1997-12-11S-1/AS-1/A (amendment)NRG ENERGY INC0000950136-97-001786 ↗
1997-12-12S-1/AS-1/A (amendment)NRG ENERGY INC0000950136-97-001790 ↗
1997-12-17424B1424B1 (final prospectus)NRG ENERGY INC0000950136-97-001825 ↗
2000-04-19S-1S-1 (registration)NRG ENERGY INC0000950124-00-002292 ↗
2000-05-08S-1/AS-1/A (amendment)NRG ENERGY INC0000950124-00-002813 ↗
2000-05-24S-1/AS-1/A (amendment)NRG ENERGY INC0000950124-00-003430 ↗
2000-05-30S-1/AS-1/A (amendment)NRG ENERGY INC0000950124-00-003506 ↗
2000-05-31424B4424B4 (final prospectus)NRG ENERGY INC0000950124-00-003515 ↗
2011-03-18EFFECTEFFECT (declared effective)NRG ENERGY, INC.9999999995-11-000716 ↗
2011-10-07EFFECTEFFECT (declared effective)NRG ENERGY, INC.9999999995-11-002891 ↗
2012-01-23EFFECTEFFECT (declared effective)NRG ENERGY, INC.9999999995-12-000269 ↗
2012-10-05EFFECTEFFECT (declared effective)NRG ENERGY, INC.9999999995-12-002920 ↗
2013-06-20EFFECTEFFECT (declared effective)NRG ENERGY, INC.9999999995-13-001860 ↗
2013-10-18S-1S-1 (registration)NRG ENERGY, INC.0001047469-13-009756 ↗
2013-10-21S-1/AS-1/A (amendment)NRG ENERGY, INC.0001047469-13-009804 ↗
2013-12-24S-1/AS-1/A (amendment)NRG ENERGY, INC.0001047469-13-011386 ↗
2013-12-26EFFECTEFFECT (declared effective)NRG ENERGY, INC.9999999995-13-003676 ↗
2014-03-26EFFECTEFFECT (declared effective)NRG ENERGY, INC.9999999995-14-000771 ↗
2014-09-26EFFECTEFFECT (declared effective)NRG ENERGY, INC.9999999995-14-002882 ↗
2014-12-23EFFECTEFFECT (declared effective)NRG ENERGY, INC.9999999995-14-003803 ↗

Prospectus pages read 5

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1997-12-03S-1/Aregistration statement--Nasdaq NRGG0from the submission text; no terms founddocument ↗
1997-12-11S-1/Aregistration statement--Nasdaq NRGG0from the submission text; no terms founddocument ↗
1997-12-12S-1/Aregistration statement--Nasdaq NRGG0from the submission text; no terms founddocument ↗
1997-12-17424B1final prospectus--Nasdaq NRGG0from the submission text; no terms founddocument ↗
2000-05-31424B4final prospectus$15.0028,170,000$422,550,000NYSE NRG16primary document; price sentence, shares headline, proceeds table, underwriting table 15, cover names 8document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Angoorly CarolineOfficerVP, Environmental & New Bus.32006
BREWSTER JOHN POfficerEVP, Dev Eng, Proc and Constr; EVP Int. Ops, Pres. S. Central82006–2008
CRANE DAVID WDirector,OfficerPresident and CEO; President & CEO362006–2015
DAVIDO SCOTT JOfficerExec Vice Pres & NE Reg Pres12006
FLEXON ROBERT COfficerExecutive VP and CFO; Executive VP and COO102006–2009
Howell KevinDirector; OfficerEVP, Chief Administrative Off.; EVP, Commercial Operations; EVP & Regional Pres., Texas; EVP & Reg. Pres., NRG Texas242006–2025
Ingoldsby James JOfficerSVP & Chief Accounting Officer; Vice President and Controller; VP & Chief Accounting Officer152006–2012
Jacobs Christine AOfficerSr.Vice Pres, Plant Operations; Vice Pres, Plant Operations52006–2007
OBRIEN TIMOTHY W JOfficerVice Pres. and General Counsel12006
SCHAEFER GEORGE POfficerVice President and Treasurer12006
Winn SteveOfficerEVP, Strategy, Env and New Bus; EVP, Strategy & Nuclear Dev; Executive Vice President142006–2008
Hill ThadOfficerEVP, Bus. Dev. & Strategic Pln; EVP & Regional Pres, NRG Texas112006–2008
MORGAN CURTIS AOfficer; OtherEVP & Regional Pres. Northeast42006–2007
Hantke WilliamDirector472006–2019
HOBBY PAUL WDirector232006–2024
COSGROVE HOWARD EDirector322006–2017
Hoffmann M StephenOfficerSr VP & Pres, Western Region; SVP, Region Pres, West Region; SVP, Reg President West102006–2011
CHLEBOWSKI JOHNDirector112006–2013
COBEN LAWRENCE SDirector; Director,OfficerCEO; Interim Pres & CEO; President & CEO792006–2026person page Fuzzy
CROPPER STEPHEN LDirector62006–2011
Miskovic MaureenDirector22006–2007
Schaumburg Anne CDirector682006–2024
TATE HERBERT HDirector152006–2012
WEIDEMEYER THOMAS HDirector212006–2022
YOUNG WALTER R JRDirector152006–2017
BLACKSTONE CAPITAL PARTNERS IV-A LPTenPercentOwnerOther22006
BLACKSTONE FAMILY INVESTMENT PARTNERSHIP IV-A LPTenPercentOwnerOther22006
BLACKSTONE MANAGEMENT ASSOCIATES IV LLCTenPercentOwnerOther22006
Blackstone Participation Partnership IV L.P.TenPercentOwnerOther22006
Blackstone TG Capital Partners IV-B L.P.TenPercentOwnerOther22006
Blackstone TG Capital Partners IV L.P.TenPercentOwnerOther22006
FISHER TODD ATenPercentOwnerOther22006
Garaialde JacquesTenPercentOwnerOther22006
GOLKIN PERRYTenPercentOwnerOther22006
GREENE JAMES H JRTenPercentOwnerOther22006
HELLMAN & FRIEDMAN CAPITAL PARTNERS IV LPTenPercentOwnerOther22006
H&F EXECUTIVE FUND IV, L.P.TenPercentOwnerOther22006
H&F INTERNATIONAL PARTNERS IV-A, L.P.TenPercentOwnerOther22006
H&F International Partners IV-C, L.P.TenPercentOwnerOther22006
H&F INVESTORS IV LLCTenPercentOwnerOther22006
H&F TGN AIV, L.P.TenPercentOwnerOther22006
HUTH JOHANNES PTenPercentOwnerOther22006
KKR Associates Millennium Energy L.P.TenPercentOwnerOther22006
KKR Millennium Fund Energy LPTenPercentOwnerOther22006
KKR Millennium GP Energy LLCTenPercentOwnerOther22006
KKR Partners III, L.P.TenPercentOwnerOther22006
KRAVIS HENRY RTenPercentOwnerOther22006
LIPSCHULTZ MARC STenPercentOwnerOther22006
MICHELSON MICHAEL WTenPercentOwnerOther22006
NAVAB ALEXANDAR JRTenPercentOwnerOther22006
PETERSON PETER GTenPercentOwnerOther22006
RAETHER PAUL ETenPercentOwnerOther22006
ROBERTS GEORGE RTenPercentOwnerOther22006
SCHWARZMAN STEPHEN ATenPercentOwnerOther22006
TPG ADVISORS III INCTenPercentOwnerOther22006
TPG Advisors IV, Inc.TenPercentOwnerOther22006
Burke Carolyn JeanneOfficerVP, Controller52006–2008
Wilson DeniseOfficerChief Administrative Officer; EVP & Chief Admin Officer; EVP, Chief Admin Officer; Exec VP & Chief Admin Ofc; Exec VP & Pres, New Business272006–2014
Murphy J AndrewOfficerExec VP & General Counsel; Exec VP & Pres, NE Region; Exec VP, Pres NE Region102006–2011
RAGAN JOHN WOfficerEVP& Pres, Gulf Coast Region; EVP& Regional Pres Gulf Coast; Exec VP & Chief Operating Ofc; Exec VP & Regional Pres, NE; Exec VP, Regional Pres Texas252006–2014person page Fuzzy
Baudier Jeffrey MOfficerSVP, Reg Pres South Central; SVP, Reg Pres, South Central82006–2011
Freeland ClintOfficerSr. VP & CFO62008–2009
Gutierrez MauricioDirector,Officer; OfficerExec VP & Chief Operating Ofc; Exec VP, Commercial Operations; Exec VP & COO; President & CEO; President & Chief Exec Officer; Sr VP, Commercial Operations862008–2023
Liebelson Michael SOfficerEVP-Chf Dev Ofc Lo-Carbon Tech42008–2009
Baliff JonathanOfficerExecutive VP, Strategy52008–2010
McGinty Kathleen A.Director72008–2013
Bramnick Michael R.OfficerExec VP & General Counsel; Sr. VP & General Counsel62009–2012person page Fuzzy
Caldwell Kirbyjon HDirector342009–2018
LUTERMAN GERALDDirector142009–2014
SCHADE CHRISTIAN SOfficerEVP & Chief Financial Officer; Exec VP & Chief Financial Ofc42010–2011person page Fuzzy
Andrews Kirkland BOfficerEVP & CFO; EVP, CFO & Treasurer; Exec VP & Chief Financial Offi552011–2021person page Fuzzy
Stark Ronald BOfficerVP, Chief Accounting Officer142012–2015
Hill David RussellOfficerExec Vice Pres, Gen Counsel312012–2018
Abraham SpencerDirector682012–2026
DALLAS TERRY GDirector392012–2020
MULLER EDWARD RDirector292012–2017
Silverstein Evan JayDirector282012–2018
DEHNE TANUJAOfficerEVP and Chief Admin Officer; SVP and Chief Admin Officer92014–2016
Callen DavidOfficerChief Accounting Offficer; Sr VP & Chief Accounting Offic; SVP, Chief Accounting Offficer; SVP,Chief Accounting Offficer; SVP,Chief Accounting Officer; VP, Chief Accounting Offficer502015–2021
Chillemi John VOfficerExecutive VP-Business Dev.; Executive VP,Nat'l Bus. Dev.162016–2018
Killinger Elizabeth ROfficerEVP & President, NRG Retail; Exec VP, NRG Home; Exec VP, Retail; Sr. VP & President,NRG Retail552016–2024
Wilder John C JrDirector112017–2018
Smitherman Barry TDirector62017person page Fuzzy
Moser ChristopherOfficerEVP, Head of Com Mkts & Policy; Exec Vice Pres, Operations; Exec VP, Operations; Head-Competitive Mrkets/Policy392018–2023
Carter Matthew JrDirector452018–2026
Cox HeatherDirector462018–2026
Curci BrianOfficerExec VP & General Counsel; General Counsel & Corp Sec; Sr VP & General Counsel; Sr. VP & General Counsel; SVP & General Counsel502018–2026
Gaudette Robert JDirector,Officer; OfficerExec VP, NRG Business; President; President & CEO; Senior VP, Business Solutions; Sr VP, Business Solutions; Sr VP, NRG Business492018–2026person page Fuzzy
Carrillo AntonioDirector382019–2026
Pruner AlexandraDirector382019–2026
Donohue Elisabeth BDirector362020–2026
Frotte GaetanOfficerInterim CFO, Sr VP & Treasurer22021
Fornaro AlbertoOfficerExecutive Vice Pres & CFO132021–2023
Picarello EmilyOfficerVice Pres & Corp Controller82022–2023
Chung BruceOfficerEVP & CFO; EVP, Strategy and NRG Services322022–2026
Patel Rasesh M.OfficerExec VP, Smart Home; Exec VP, Vivint; President, NRG Consumer192023–2025person page Fuzzy
Spencer Gerald AlfredOfficerSVP & Chief Accounting Officer162023–2026
Fawaz MarwanDirector52023–2026
Pourbaix Alexander JDirector162023–2026
ZLOTNIK MARCIEDirector162023–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationNRG ENERGY, INC.NJState business registriesEIN (EXACT, as the state registration reports it)
Business registrationNRG ENERGY, INC.NJState business registriesEIN (EXACT, as the state registration reports it)
Business registrationNRG ENERGY, INC.TXState business registriesname and state
ContractorNRG ENERGYTXNonprofit contractors (Form 990)name and state
Plan sponsorNRG ENERGY INCNJForm 5500 (employee benefit plans)EIN (EXACT)
Political committeeNRG ENERGY INC POLITICAL ACTION COMMITTEE (connected to NRG ENERGY, INC.)TXCampaign finance (FEC)name and state
SEC filerNRG ENERGY, INC.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerNRG Energy, Inc.TXTrademarks (USPTO)name and state
Form 5500 plan sponsorNRG ENERGY INCEIN (EXACT)
Person pageBarry T SmithermanPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageChristian S SchadePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageJohn W RaganPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageKirkland B AndrewsPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageLawrence S CobenPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)
Person pageMichael R Bramnick EsqPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageRasesh M PatelPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageRobert J GaudettePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Electric Services · Energy