IPO registrations (S-1, F-1) · Registrants
APPLIED FILMS CORP
- SEC CIK
- 1040660 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-09-10, last 2001-11-08; 4 initial registrations, 9 amendments
- Outcome
- Final prospectus filed 1997-11-21
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Incorporated in
- CO
- Business address
- 9586 I-25 FRONTAGE ROAD, Longmont, CO 80504
- EIN
- 84-1311581
- EDGAR entity type
- operating
- Insiders and CEO pay
- APPLIED FILMS CORP on the corporate pages
Offering terms
- Proposed price range
- $9.50–$11.50 per share (S-1/A filed 1997-11-17)
- Final price
- $8.50 per share, below the range (424B1 filed 1997-11-21, an initial public offering)
- Shares sold
- 1,900,000
- Gross proceeds
- $16,150,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AFCO
- Lead underwriters
- Needham & Company; D.A. Davidson (500,000 shares)
- Syndicate
- Donaldson, Lufkin & Jenrette (60,000); A.G. Edwards (60,000); Hambrecht & Quist (60,000); Lehman Brothers (60,000); Citigroup (60,000); Adams Harkness (40,000); EVEREN Securities, Inc (40,000); First of Michigan Corporation (40,000); Furman Selz LLC (40,000); Morgan Keegan (40,000); Stephens (40,000); Black & Company, Inc (30,000); Branch, Cabell & Company (30,000); Brean Murray & Co., Inc (30,000); Cleary, Gull, Reiland & McDevitt Inc (30,000); First Analysis Securities Corporation (30,000); Gaines, Berland Inc (30,000); Jensen Securities Co (30,000); C.L. King & Associates (30,000); Loewenbaum & Company Incorporated (30,000); Mitchell Securities (30,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: APPLIED FILMS CORPORATION Fuzzy (name and state)
- SEC filer: APPLIED FILMS CORP EXACT (CIK (EXACT))
- Person page: Gerald J Laber Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Thomas T Edman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 18
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-09-10 | S-1 | S-1 (registration) | APPLIED FILMS CORP | 0000950124-97-004677 ↗ |
| 1997-10-24 | S-1/A | S-1/A (amendment) | APPLIED FILMS CORP | 0000950124-97-005507 ↗ |
| 1997-11-17 | S-1/A | S-1/A (amendment) | APPLIED FILMS CORP | 0000950124-97-006058 ↗ |
| 1997-11-21 | 424B1 | 424B1 (final prospectus) | APPLIED FILMS CORP | 0000950124-97-006172 ↗ |
| 2000-01-26 | S-1 | S-1 (registration) | APPLIED FILMS CORP | 0000950124-00-000269 ↗ |
| 2000-02-07 | S-1/A | S-1/A (amendment) | APPLIED FILMS CORP | 0000950124-00-000415 ↗ |
| 2000-02-09 | S-1/A | S-1/A (amendment) | APPLIED FILMS CORP | 0000950124-00-000469 ↗ |
| 2000-03-07 | S-1/A | S-1/A (amendment) | APPLIED FILMS CORP | 0000950124-00-001070 ↗ |
| 2000-03-09 | 424B1 | 424B1 (final prospectus) | APPLIED FILMS CORP | 0000950124-00-001126 ↗ |
| 2001-05-02 | S-1 | S-1 (registration) | APPLIED FILMS CORP | 0000926044-01-500014 ↗ |
| 2001-08-28 | S-1 | S-1 (registration) | APPLIED FILMS CORP | 0000950134-01-505882 ↗ |
| 2001-09-04 | S-1/A | S-1/A (amendment) | APPLIED FILMS CORP | 0000950134-01-506075 ↗ |
| 2001-10-19 | S-1/A | S-1/A (amendment) | APPLIED FILMS CORP | 0000950134-01-507404 ↗ |
| 2001-11-06 | S-1/A | S-1/A (amendment) | APPLIED FILMS CORP | 0001035704-01-500448 ↗ |
| 2001-11-08 | S-1/A | S-1/A (amendment) | APPLIED FILMS CORP | 0001035704-01-500457 ↗ |
| 2001-11-08 | S-1MEF | S-1MEF (added securities) | APPLIED FILMS CORP | 0001035704-01-500458 ↗ |
| 2001-11-09 | 424B4 | 424B4 (final prospectus) | APPLIED FILMS CORP | 0001035704-01-500464 ↗ |
| 2003-10-02 | 424B4 | 424B4 (final prospectus) | APPLIED FILMS CORP | 0000950134-03-013197 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-11-17 | S-1/A | registration statement | $9.50–$11.50 | 1,900,000 | - | Nasdaq AFCO | 2 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 2 | document ↗ | |
| 1997-11-21 | 424B1 | final prospectus | $8.50 | 1,900,000 | $16,150,000 | Nasdaq AFCO | 23 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 22, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Lai Chung-Ping | Officer | Senior VP Display Division; Senior VP-Display Division; Sr. VP, Display Division | 4 | 2006 | |
| BAE JANG HO | Officer | President, Applied Films Korea | 2 | 2006 | |
| EDMAN THOMAS T | Director,Officer | President and CEO; President & CEO | 2 | 2006 | person page Fuzzy |
| Elschner Robert | Officer | Senior VP Glass Division; Senior VP-Glass Division | 2 | 2006 | |
| FIRESTONE LAWRENCE | Officer | CFO and Treasurer | 4 | 2006 | |
| NELL JOACHIM | Officer | VP Worldwide Sales & Marketing; VP Worldwide Sales & Mktg | 2 | 2006 | |
| SCHOLHAMER JIM | Officer | VP of Operations | 2 | 2006 | |
| ALLEY ALLEN | Director | 1 | 2006 | ||
| BECK RICHARD P | Director | 1 | 2006 | ||
| CHAPIN JOHN S | Director | 1 | 2006 | ||
| LABER GERALD J | Director | 1 | 2006 | person page Fuzzy | |
| MOLHOEK DANIEL C | Director | 1 | 2006 | ||
| SOLLITTO VINCENT | Director | 1 | 2006 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | APPLIED FILMS CORPORATION | CO | State business registries | name and state |
| SEC filer | APPLIED FILMS CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Gerald J Laber | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Thomas T Edman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Semiconductors & Related Devices, CO first:
- SIRENZA MICRODEVICES INC CO
- Ascent Solar Technologies, Inc. CO
- SIMTEK CORP CO
- DISPLAYTECH INC CO
- Qimonda AG 2M
- VIA optronics AG 2M
- ADVANCED ID CORP A0
- Solar Energy Initiatives, Inc. A0
- META MATERIALS INC. A5
- RF ODYSSEY INC. A6
In other datasets, the same topic (Technology) in CO:
- Form D issuer: 30dB, Inc. (Form D private offerings)
- Lobbying client: 360NETWORKS (Federal lobbying (LDA))
Interests: Semiconductors & Related Devices · Technology