IPO registrations (S-1, F-1) · Registrants
Ascent Solar Technologies, Inc.
- SEC CIK
- 1350102 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2014-09-05, last 2025-06-25; 9 initial registrations, 11 amendments
- Outcome
- Final prospectus filed 2023-09-29; declared effective 2014-09-17; withdrawal requested 2017-04-25
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Incorporated in
- DE
- Business address
- 12300 GRANT STREET, Thornton, CO 80241
- EIN
- 20-3672603
- Ticker
- ASTI (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Ascent Solar Technologies, Inc. on the corporate pages
On this site
- Business registration: Ascent Solar Technologies, Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: ASCENT SOLAR TECHNOLOGIES, INC. EXACT (EIN (EXACT))
- Federal award recipient: ASCENT SOLAR TECHNOLOGIES, INC. Fuzzy (name and state)
- Form D issuer: Ascent Solar Technologies, Inc. EXACT (CIK (EXACT))
- Lobbying client: ASCENT SOLAR TECHNOLOGIES, INC. Fuzzy (name and state)
- SEC filer: Ascent Solar Technologies, Inc. EXACT (CIK (EXACT))
- Person page: Bruce I Berkoff Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 42
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-09-05 | S-1 | S-1 (registration) | Ascent Solar Technologies, Inc. | 0001193125-14-333864 ↗ |
| 2014-09-17 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-14-002805 ↗ |
| 2014-10-16 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-14-003084 ↗ |
| 2014-12-18 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-14-003744 ↗ |
| 2015-03-20 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-15-000655 ↗ |
| 2015-04-29 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-15-001059 ↗ |
| 2015-11-30 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-15-003159 ↗ |
| 2015-12-01 | S-1 | S-1 (registration) | Ascent Solar Technologies, Inc. | 0001350102-15-000112 ↗ |
| 2015-12-16 | S-1/A | S-1/A (amendment) | Ascent Solar Technologies, Inc. | 0001350102-15-000119 ↗ |
| 2015-12-18 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-15-003329 ↗ |
| 2016-01-08 | S-1 | S-1 (registration) | Ascent Solar Technologies, Inc. | 0001350102-16-000130 ↗ |
| 2016-09-09 | S-1 | S-1 (registration) | Ascent Solar Technologies, Inc. | 0001350102-16-000185 ↗ |
| 2017-04-25 | RW | RW (withdrawal request) | Ascent Solar Technologies, Inc. | 0001350102-17-000049 ↗ |
| 2017-04-25 | RW | RW (withdrawal request) | Ascent Solar Technologies, Inc. | 0001350102-17-000052 ↗ |
| 2021-09-28 | S-1 | S-1 (registration) | Ascent Solar Technologies, Inc. | 0001564590-21-049089 ↗ |
| 2021-10-12 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-21-003855 ↗ |
| 2022-02-02 | S-1 | S-1 (registration) | Ascent Solar Technologies, Inc. | 0000950123-22-000840 ↗ |
| 2022-02-11 | S-1/A | S-1/A (amendment) | Ascent Solar Technologies, Inc. | 0001564590-22-004808 ↗ |
| 2022-03-15 | S-1/A | S-1/A (amendment) | Ascent Solar Technologies, Inc. | 0001564590-22-010182 ↗ |
| 2022-03-29 | S-1/A | S-1/A (amendment) | Ascent Solar Technologies, Inc. | 0001564590-22-012206 ↗ |
| 2022-10-28 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-22-003167 ↗ |
| 2022-11-07 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-22-003218 ↗ |
| 2023-02-07 | RW | RW (withdrawal request) | Ascent Solar Technologies, Inc. | 0001079973-23-000163 ↗ |
| 2023-08-25 | S-1 | S-1 (registration) | Ascent Solar Technologies, Inc. | 0001079973-23-001208 ↗ |
| 2023-09-13 | S-1/A | S-1/A (amendment) | Ascent Solar Technologies, Inc. | 0001079973-23-001261 ↗ |
| 2023-09-18 | S-1/A | S-1/A (amendment) | Ascent Solar Technologies, Inc. | 0001079973-23-001283 ↗ |
| 2023-09-25 | S-1/A | S-1/A (amendment) | Ascent Solar Technologies, Inc. | 0001079973-23-001306 ↗ |
| 2023-09-27 | S-1/A | S-1/A (amendment) | Ascent Solar Technologies, Inc. | 0001079973-23-001313 ↗ |
| 2023-09-27 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-23-002785 ↗ |
| 2023-09-29 | 424B4 | 424B4 (final prospectus) | Ascent Solar Technologies, Inc. | 0001079973-23-001343 ↗ |
| 2024-02-14 | S-1 | S-1 (registration) | Ascent Solar Technologies, Inc. | 0001079973-24-000261 ↗ |
| 2024-02-23 | S-1/A | S-1/A (amendment) | Ascent Solar Technologies, Inc. | 0001079973-24-000293 ↗ |
| 2024-04-05 | S-1/A | S-1/A (amendment) | Ascent Solar Technologies, Inc. | 0001079973-24-000513 ↗ |
| 2024-04-09 | S-1/A | S-1/A (amendment) | Ascent Solar Technologies, Inc. | 0001079973-24-000517 ↗ |
| 2024-04-09 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-24-000902 ↗ |
| 2024-04-12 | 424B4 | 424B4 (final prospectus) | Ascent Solar Technologies, Inc. | 0001079973-24-000531 ↗ |
| 2025-06-25 | S-1 | S-1 (registration) | Ascent Solar Technologies, Inc. | 0001079973-25-001064 ↗ |
| 2025-06-27 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-25-002072 ↗ |
| 2025-06-30 | 424B4 | 424B4 (final prospectus) | Ascent Solar Technologies, Inc. | 0001079973-25-001075 ↗ |
| 2025-12-30 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-25-003954 ↗ |
| 2026-01-06 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-26-000084 ↗ |
| 2026-02-11 | EFFECT | EFFECT (declared effective) | Ascent Solar Technologies, Inc. | 9999999995-26-000531 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Armstrong Joseph H | Officer | Vice President; Vice President and CTO | 22 | 2006–2009 | |
| Casteel Janet | Officer | Chief Accounting Officer | 20 | 2006–2009 | |
| Foster Matthew | Officer | President and CEO | 13 | 2006–2008 | |
| Gallery Stanley | Director | 16 | 2006–2010 | ||
| ITN Energy Systems, Inc. | TenPercentOwner | 22 | 2006–2008 | ||
| Misra Ashutosh | Director; Officer | SVP Operations & Corp. Affairs | 16 | 2006–2008 | |
| Misra Mohan | Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chief Strategy Officer; Interim Pres. & CEO, CSO | 24 | 2006–2010 | |
| Russell TW Fraser | Director | 15 | 2006–2010 | ||
| Waller Mark T | Director | 1 | 2006 | ||
| Nath Prem | Officer | Sr Vice Pres of Manufacturing; SVP of Production Operations | 21 | 2006–2010 | |
| McCabe Joseph C | Officer | VP of Business Development | 4 | 2007–2008 | |
| Swanson Richard John | Director | 22 | 2007–2012 | ||
| NORSK HYDRO A S A | TenPercentOwner | 4 | 2007–2009 | ||
| Norsk Hydro Produksjon AS | TenPercentOwner | 6 | 2007–2009 | ||
| PAULSON CAPITAL CORP | Other; TenPercentOwnerOther | 2 | 2007 | ||
| PAULSON CHESTER L F | Other; TenPercentOwnerOther | 2 | 2007 | ||
| PAULSON JACQUELINE M | Other; TenPercentOwnerOther | 2 | 2007 | ||
| KUMAR AMIT | Director | 25 | 2007–2016 | ||
| Porter Joel S | Director | 5 | 2007–2009 | ||
| Glomnes Einar | Director | 1 | 2007 | ||
| Gelbaum David | TenPercentOwnerOther | 7 | 2007–2008 | ||
| Gelbaum Monica Chavez | TenPercentOwnerOther | 7 | 2007–2008 | ||
| Quercus Trust | Other; TenPercentOwner | 7 | 2007–2008 | ||
| Gatchell Gary | Officer | Chief Financial Officer | 12 | 2008–2013 | |
| Erskine Richard G | Director | 5 | 2008–2010 | ||
| Berkoff Bruce I | Officer | Chief Marketing Officer | 1 | 2008 | person page Fuzzy |
| Eller Ron | Director; Director,Officer | Chief Executive Officer | 12 | 2009–2011 | |
| Moghadam Farhad | Officer | President and CEO | 3 | 2009–2011 | |
| Gutierrez Rafael | Officer | SVP of Sales and Marketing; SVP - Sales and Marketing | 3 | 2009–2010 | |
| Rakes Zane | Officer | VP of Manufacturing | 6 | 2010–2011 | |
| MARSH G THOMAS | Director | 16 | 2010–2016 | ||
| Huntley Kim J | Director | 15 | 2010–2016 | ||
| TFG Radiant Investment Group Ltd | TenPercentOwner | 6 | 2011–2015 | ||
| Hian Lee Kong | Director; Director,Officer | Chief Executive Officer | 6 | 2011–2016 | |
| BIAO XU | Director | 5 | 2012–2016 | ||
| Gregorak William Michael | Officer | Chief Financial Officer | 2 | 2013 | |
| SHTARD Enterprises LTD. | TenPercentOwner | 2 | 2014 | ||
| Global Ichiban Ltd | TenPercentOwner | 1 | 2015 | ||
| TERTIUS FINANCIAL GROUP PTE. LTD. | TenPercentOwner | 1 | 2017 | ||
| Hong Kong Boone Group Ltd | TenPercentOwner | 6 | 2017–2018 | ||
| Widjaja Jason | TenPercentOwner | 1 | 2019 | ||
| Crowdex Investment, LLC | TenPercentOwner | 4 | 2020–2022 | ||
| Fortsch Bernd | Other; TenPercentOwner | 8 | 2020–2022 | ||
| Clarke Will A | Director | 1 | 2020 | ||
| Gilbreth Michael James | Officer | Chief Financial Officer | 1 | 2020 | |
| Peterson David Theodore JR | Director | 8 | 2020–2026 | ||
| BD1 Investment Holding, LLC | TenPercentOwner | 10 | 2020–2023 | ||
| Kuhn Johannes | TenPercentOwner | 11 | 2020–2023 | ||
| TubeSolar AG | TenPercentOwner | 16 | 2021–2022 | ||
| Kuhn Ute | TenPercentOwner | 10 | 2021–2023 | ||
| Berezovsky Louis C. | Director | 7 | 2022–2026 | ||
| Forrest Reynolds T. | Director | 17 | 2022–2026 | ||
| Mantke Felix T. | Director | 1 | 2022 | ||
| French Michael J. | Director | 1 | 2022 | ||
| Max Jeffrey | Officer | Chief Executive Office; Chief Executive Officer | 2 | 2022 | |
| Warley Paul P. | Director,Officer; Officer | Chief Executive Officer; Chief Financial Officer | 11 | 2022–2026 | |
| Lucro Investments VCC - ESG Opportunities Fund | TenPercentOwner | 1 | 2023 | ||
| THOMPSON GREGORY C | Director | 7 | 2023–2026 | ||
| ARION AGROPHOTOVOLTAIC PRIVATE LTD | TenPercentOwner | 1 | 2023 | ||
| Gulati Bobby | Officer | Chief Operating Officer | 8 | 2023–2026 | |
| Jo Jin H. | Officer | Chief Financial Officer | 7 | 2023–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2026-01-30 | Ascent Solar Technologies, Inc. | Other Technology | $10,000,000 | $10,000,000 | 4 | 1 |
| 2025-12-18 | Ascent Solar Technologies, Inc. | Other Technology | $2,000,000 | $2,000,000 | 4 | 1 |
| 2024-11-01 | Ascent Solar Technologies, Inc. | Other Technology | $1,900,000 | $1,900,000 | 12 | 1 |
| 2023-07-13 | Ascent Solar Technologies, Inc. | Other Technology | $900,000 | $900,000 | 2 | 1 |
| 2022-12-23 | Ascent Solar Technologies, Inc. | Other Technology | $2,500,000 | $2,500,000 | 2 | 1 |
| 2022-09-06 | Ascent Solar Technologies, Inc. | Other Technology | $5,000,000 | $5,000,000 | 1 | 1 |
| 2017-02-14 | Ascent Solar Technologies, Inc. | Other Technology | $20,000,000 | $20,000,000 | 1 | 1 |
| 2016-10-28 | Ascent Solar Technologies, Inc. | Other Technology | $1,000,000 | $1,000,000 | 1 | 1 |
| 2016-10-04 | Ascent Solar Technologies, Inc. | Other Technology | $1,350,000 | $1,350,000 | 1 | 1 |
| 2016-06-15 | Ascent Solar Technologies, Inc. | Other Technology | $2,500,000 | $2,500,000 | 1 | 1 |
| 2016-05-06 | Ascent Solar Technologies, Inc. | Other Technology | $2,000,000 | $500,000 | 2 | 1 |
| 2015-11-18 | Ascent Solar Technologies, Inc. | Other Technology | $32,200,000 | $0 | 1 | 1 |
| 2015-11-05 | Ascent Solar Technologies, Inc. | Other Technology | $2,800,000 | $2,800,000 | 1 | 1 |
| 2015-09-22 | Ascent Solar Technologies, Inc. | Other Technology | $2,000,000 | $2,000,000 | 2 | 2 |
| 2015-09-22 | Ascent Solar Technologies, Inc. | Other Technology | $1,500,000 | $1,500,000 | 2 | 1 |
| 2015-01-30 | Ascent Solar Technologies, Inc. | Other Technology | $32,000,000 | $32,000,000 | 1 | 1 |
| 2014-09-15 | Ascent Solar Technologies, Inc. | Other Technology | $7,990,002 | $7,990,002 | 2 | 2 |
| 2014-08-06 | Ascent Solar Technologies, Inc. | Other Technology | $3,960,000 | $3,960,000 | 1 | 1 |
| 2014-06-03 | Ascent Solar Technologies, Inc. | Other Technology | $6,000,000 | $6,000,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.