IPO registrations (S-1, F-1) · Registrants
SIGNATURE EYEWEAR INC
- SEC CIK
- 1036292 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-06-25, last 1997-09-02; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 1997-09-12
- Industry (SIC)
- Ophthalmic Goods 3851
- Incorporated in
- CA
- Business address
- 498 N OAK ST, Inglewood, CA 90302
- EIN
- 95-3876317
- EDGAR entity type
- operating
- Insiders and CEO pay
- SIGNATURE EYEWEAR INC on the corporate pages
Offering terms
- Proposed price range
- $9.00–$11.00 per share (S-1/A filed 1997-09-02)
- Final price
- $20.00 per share, above the range (424B1 filed 1997-09-12, an initial public offering)
- Shares sold
- 1,800,000
- Gross proceeds
- $36,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SEYE
- Lead underwriters
- Van Kasper & Company (505,000 shares)
- Syndicate
- A.G. Edwards (45,000); BT Alex. Brown (45,000); Goldman Sachs (45,000); Hambrecht & Quist (45,000); NatWest Securities Limited (45,000); Oppenheimer (45,000); PaineWebber (45,000); Advest Inc (25,000); Crowell, Weedon & Co (25,000); Cruttenden Roth Incorporated (25,000); EVEREN Securities, Inc (25,000); Fahnestock & Co. Inc (25,000); First Albany Corporation (25,000); Gerard Klauer Mattison & Co., LLC (25,000); Gruntal & Co. Inc (25,000); Janney Montgomery Scott (25,000); Ladenburg Thalmann (25,000); McDonald & Co. Securities Inc (25,000); NatCity Investments, Inc (25,000); Needham & Company (25,000); Ohio Co (25,000); Pacific Crest Securities (25,000); Pennsylvania Merchant Group Ltd (25,000); Sanders Morris Mundy (25,000); Southwest Securities Inc (25,000); Wessels, Arnold & Henderson, L.L.C (25,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: SIGNATURE EYEWEAR, INC. EXACT (EIN (EXACT))
- SEC filer: SIGNATURE EYEWEAR INC EXACT (CIK (EXACT))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-06-25 | S-1 | S-1 (registration) | SIGNATURE EYEWEAR INC | 0000944209-97-000805 ↗ |
| 1997-07-31 | S-1/A | S-1/A (amendment) | SIGNATURE EYEWEAR INC | 0000898430-97-003165 ↗ |
| 1997-09-02 | S-1/A | S-1/A (amendment) | SIGNATURE EYEWEAR INC | 0000944209-97-001170 ↗ |
| 1997-09-12 | 424B1 | 424B1 (final prospectus) | SIGNATURE EYEWEAR INC | 0000944209-97-001197 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-09-02 | S-1/A | registration statement | $9.00–$11.00 | 1,800,000 | - | Nasdaq SEYE | 1 | from the submission text; range, shares headline, underwriting table 1 | document ↗ | |
| 1997-09-12 | 424B1 | final prospectus | $20.00 | 1,800,000 | $36,000,000 | Nasdaq SEYE | 27 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 27 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| TORRE RICHARD M | Director; Director,TenPercentOwner | 2 | 2006 | ||
| PASTERNACK TED | Director | 7 | 2006–2007 | ||
| MILLER DREW | Director | 1 | 2006 | ||
| MELTZER EDWARD JR | Director | 1 | 2006 | ||
| KHANTZIS RAUL | Officer | VP Intl Sales/Exec.Committee | 1 | 2006 | |
| SEIFERT KEVIN | OfficerOther | Dir. of MIS & Operations; Dir.of MIS & Operations | 2 | 2006 | |
| GARDNER JILL | OfficerOther | VP of Design | 1 | 2006 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | SIGNATURE EYEWEAR, INC. | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | SIGNATURE EYEWEAR INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Signature Eyewear, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SIGNATURE EYEWEAR, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Ophthalmic Goods, CA first:
- RxSight, Inc. CA
- EYEONICS INC CA
- OCULAR SCIENCES INC /DE/ CA
- Spy Inc. CA
- OAKLEY INC CA
- GARGOYLES INC WA
- WESLEY JESSEN VISIONCARE INC IL
- BOLLE INC NY
- ALCON INC TX
- Shamir Optical Industry Ltd. L3
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Ophthalmic Goods · Technology