IPO registrations (S-1, F-1) · Registrants
Spy Inc.
- SEC CIK
- 932372 · filings on EDGAR ↗
- Name on the registration
- Orange 21 Inc.
- Former names
- Orange 21 Inc. (2004–2012); SPY OPTIC, INC (2004–2004); SPY OPTIC INC (2003–2004)
- Registration
- Form S-1, first filed 2004-09-15, last 2004-12-13; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2004-12-14
- Industry (SIC)
- Ophthalmic Goods 3851
- Incorporated in
- DE
- Business address
- 2070 LAS PALMAS DRIVE, Carlsbad, CA 92009
- EIN
- 33-0580186
- EDGAR entity type
- operating
- Insiders and CEO pay
- Spy Inc. on the corporate pages
Offering terms
- Final price
- $8.75 per share (424B1 filed 2004-12-14, an initial public offering)
- Shares sold
- 2,480,000
- Gross proceeds
- $21,700,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Roth Capital Partners (1,736,000 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: SPY OPTIC EXACT (EIN (EXACT))
- SEC filer: Orange 21 Inc. EXACT (CIK (EXACT))
- Person page: Theodore D Roth Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-09-15 | S-1 | S-1 (registration) | SPY OPTIC INC | 0001047469-04-028843 ↗ |
| 2004-11-10 | S-1/A | S-1/A (amendment) | SPY OPTIC, INC | 0001047469-04-033687 ↗ |
| 2004-11-24 | S-1/A | S-1/A (amendment) | SPY OPTIC, INC | 0001047469-04-035141 ↗ |
| 2004-11-29 | S-1/A | S-1/A (amendment) | Orange 21 Inc. | 0001047469-04-035287 ↗ |
| 2004-12-13 | S-1/A | S-1/A (amendment) | Orange 21 Inc. | 0001047469-04-036854 ↗ |
| 2004-12-13 | S-1/A | S-1/A (amendment) | Orange 21 Inc. | 0001047469-04-036911 ↗ |
| 2004-12-14 | 424B1 | 424B1 (final prospectus) | Orange 21 Inc. | 0001047469-04-036971 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-12-13 | S-1/A | registration statement | $3.20 | 262,500 | $840,000 | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ | ||
| 2004-12-14 | 424B1 | final prospectus | $8.75 | 2,480,000 | $21,700,000 | 1 | primary document; price sentence, shares general, proceeds computed, underwriting table 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CASARI HARRY L | Director | 31 | 2006–2014 | ||
| Kohlscheen Jerry Dean | Officer | Chief Operating Officer | 2 | 2006 | |
| Richards Francis | Officer | VP, Marketing, Spy Optic; VP, Marketing, Spy Optic, Inc. | 4 | 2006–2007 | |
| Buchholtz Barry | Director,Officer | Chief Executive Officer | 2 | 2006 | |
| No Fear, Inc. | TenPercentOwner | 2 | 2006 | ||
| Simo Mark | Director,TenPercentOwner | 3 | 2006 | ||
| Mitchell David R | Director | 28 | 2006–2014 | ||
| ROTH THEODORE D | Director | 8 | 2006–2009 | person page Fuzzy | |
| Theiss Greg | Director | 22 | 2006–2013 | ||
| Theodosakis Jeffrey | Director | 4 | 2006–2008 | ||
| Gothard John | Officer | VP, North American Sales | 1 | 2006 | |
| COLLAZO JERRY | Officer | CFO and Secretary; Chief Financial Officer | 6 | 2006–2009 | |
| POUND JOHN | Director; Director,TenPercentOwner | 40 | 2006–2015 | ||
| Integrity Brands Fund, L.P. | TenPercentOwner | 4 | 2007–2010 | ||
| DOUGLASS A STONE | Director; Director,Officer | CEO; Chief Executive Officer | 9 | 2008–2011 | |
| Costa Brava Partnership III LP | TenPercentOwner | 29 | 2008–2011 | ||
| HAMOT SETH W | Director,TenPercentOwner; TenPercentOwner | 64 | 2008–2016 | ||
| Roark, Rearden & Hamot LLC | TenPercentOwner | 29 | 2008–2011 | ||
| DARBY ERIK | Officer | Vice President, Sales | 4 | 2009–2010 | |
| Roseman Stephen | Director | 33 | 2009–2016 | ||
| Andrews Gregory R | Director | 25 | 2010–2015 | ||
| ANGEL MICHAEL D | Officer | CFO, Treasurer and Secretary; Interim CFO; INTERIM CFO | 4 | 2011–2012 | |
| Montgomery Carol A | Director; Officer | Chief Executive Officer | 8 | 2011–2013 | |
| Marckx Michael | Director,Officer; Officer | CEO and President; CEO, PRESIDENT; President | 6 | 2011–2015 | |
| Geenen Fir | Director; Director,TenPercentOwner | 24 | 2011–2015 | ||
| Hagerman Greg | Officer | EVP, Sales and Operations | 3 | 2011–2012 | |
| Chute John David | Director | 9 | 2012–2014 | ||
| MCGINTY JIM | Officer | CHIEF FINANCIAL OFFICER | 2 | 2013 | |
| RANE DAVID | Director | 12 | 2013–2015 | ||
| Sepanek Jim | Officer | Executive Vice President | 1 | 2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | SPY OPTIC | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | Spy Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | SPY OPTIC | EIN (EXACT) | ||
| Person page | Theodore D Roth | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Ophthalmic Goods, CA first:
- SIGNATURE EYEWEAR INC CA
- RxSight, Inc. CA
- EYEONICS INC CA
- OCULAR SCIENCES INC /DE/ CA
- OAKLEY INC CA
- GARGOYLES INC WA
- WESLEY JESSEN VISIONCARE INC IL
- BOLLE INC NY
- ALCON INC TX
- Shamir Optical Industry Ltd. L3
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Ophthalmic Goods · Technology