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IPO registrations (S-1, F-1) · Registrants

GENESEE & WYOMING INC

SEC CIK
1012620 · filings on EDGAR ↗
Registration
Form S-1, first filed 1996-06-07, last 1996-06-21; 0 initial registrations, 5 amendments
Outcome
Final prospectus filed 1996-06-25
Industry (SIC)
Railroads, Line-Haul Operating 4011
Incorporated in
DE
Business address
20 WEST AVENUE, Darien, CT 06820
EIN
06-0984624
EDGAR entity type
operating
Insiders and CEO pay
GENESEE & WYOMING INC on the corporate pages

Offering terms

Shares offered
2,262
Listing
Nasdaq under the symbol GNWR
Lead underwriters
Schroder Wertheim & Co. Incorporated (634,000 shares); Furman Selz LLC (634,000 shares)
Syndicate
Incorporated, New York, New York; Credit Suisse (70,000); Dean Witter (70,000); Deutsche Morgan Grenfell/C.J. Lawrence Inc (70,000); Donaldson, Lufkin & Jenrette (70,000); A.G. Edwards (70,000); Goldman Sachs (70,000); Lazard (70,000); Merrill Lynch (70,000); Morgan Stanley (70,000); NatWest Securities Corporation (70,000); PaineWebber (70,000); Prudential Securities (70,000); Citigroup (70,000); Advest, Inc (40,000); William Blair (40,000); Brean Murray, Foster Securities Inc (40,000); Burnham Securities Inc (40,000); Janney Montgomery Scott (40,000); Ladenburg Thalmann (40,000); Truist Securities (40,000); Scott & Stringfellow, Inc (40,000); Sutro & Co. Incorporated (40,000); Wheat First Butcher Singer (40,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 6

FiledFormWhat it isName as filedEDGAR
1996-06-07S-1/AS-1/A (amendment)GENESEE & WYOMING INC0000950130-96-002146 ↗
1996-06-12S-1/AS-1/A (amendment)GENESEE & WYOMING INC0000950130-96-002195 ↗
1996-06-18S-1/AS-1/A (amendment)GENESEE & WYOMING INC0000950130-96-002269 ↗
1996-06-20S-1/AS-1/A (amendment)GENESEE & WYOMING INC0000950130-96-002300 ↗
1996-06-21S-1/AS-1/A (amendment)GENESEE & WYOMING INC0000950130-96-002328 ↗
1996-06-25424B4424B4 (final prospectus)GENESEE & WYOMING INC0000950130-96-002361 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1996-06-21S-1/Aregistration statement2,262-0from the submission text; shares headlinedocument ↗
1996-06-25424B4final prospectus--Nasdaq GNWR26from the submission text; underwriting table 25, cover names 1document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
FULLER LOUIS SDirector32006
HURLEY DAVID CDirector; Other372006–2012person page Fuzzy
MELZER ROBERT MDirector592006–2016
RINGO PHILIP JDirector622006–2016
SCANNELL PETER ODirector; Other372006–2012person page Fuzzy
SCUDDER MARK ADirector792006–2019
YOUNG M DOUGLASDirector192006–2009
Benz James WOfficerChief Operating Officer362006–2012
FRANKEL ADAM BOfficerSr. VP, General Counsel, Secty32006
HELLMANN JOHN CDirector,Officer; OfficerChief Exec. Officer & Pres.; Chief Exec.Officer & President; President852006–2019
FULLER MORTIMER B IIIDirector; Director,OfficerChairman of the Board; Chairman of the Board and CEO; Exec. Chmn. & Chmn. of the Bd.; Exec.Chmn. & Chrmn.of the Bd.; Exec. Chrmn & Chrmn of Board; Exec. Chrmn.&Chrmn.of the Bd.; Exec.Chrmn. & Chrmn.of the Bd.1342006–2017
Liucci Christopher FOfficerChief Accounting Officer682006–2019
MARSHALL CHARLES NOfficerVice Chairman12006
Gallagher Timothy JOfficerChief Financial Officer782006–2019
LORENTZEN OIVINDDirector742006–2019
Fergus Allison MOfficerGeneral Counsel and Secretary; General Counsel & Secretary662006–2019
Norkus Hans MichaelDirector462009–2018
Allert Richard HughDirector372011–2018
REESE ANN NDirector432012–2019
Brown David AOfficerChief Operating Officer272012–2019
Bott Richard HaroldDirector412012–2019
Ledford Gregory SDirector12012
Carlyle Group L.P.TenPercentOwner32012–2013
Carlyle Group Management L.L.C.TenPercentOwner32012–2013
Carlyle Holdings II GP L.L.C.TenPercentOwner32012–2013
Carlyle Holdings II L.P.TenPercentOwner32012–2013
Carlyle Partners V GW, L.P.TenPercentOwner32012–2013
CP V COINVESTMENT A, L.P.TenPercentOwner32012–2013
CP V COINVESTMENT B, L.P.TenPercentOwner32012–2013
CP V GW AIV 1, L.P.TenPercentOwner32012–2013
CP V GW AIV 2, L.P.TenPercentOwner32012–2013
CP V GW AIV 3, L.P.TenPercentOwner32012–2013
CP V GW AIV 4, L.P.TenPercentOwner32012–2013
TC Group Cayman Investment Holdings, L.P.TenPercentOwner32012–2013
TC Group Cayman Investment Holdings Sub L.P.TenPercentOwner32012–2013
TC Group V, L.L.C.TenPercentOwner32012–2013
TC Group V, L.P.TenPercentOwner32012–2013
Walsh Matthew O.OfficerEVP, Global Corp. Development; SVP, Corporate Development402013–2019
Smith Hunter CDirector262015–2019
NEUPAVER ALBERT JDirector182015–2019
PYNE J HDirector242015–2019
Carter Bruce JamesDirector102018–2019
Hostetler Cynthia LynnDirector102018–2019
Miller Michael OOfficerPresident, North America82018–2019

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Investment adviserCAT PARTNERS, LLCCTInvestment advisers (Form ADV)same street address and ZIP code, 20 W AVE 06820 (FUZZY: a shared address, not proof of a shared organization)
Lobbying clientGENESEE & WYOMING, INC.CTFederal lobbying (LDA)name and state
Lobbying clientGENESEE & WYOMING, INC.CTFederal lobbying (LDA)name and state
Lobbying registrantGENESEE & WYOMING INC.CTFederal lobbying (LDA)name and state
SEC filerGENESEE & WYOMING INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerGenesee & Wyoming Inc.CTTrademarks (USPTO)name and state
Form 5500 plan sponsorGENESEE & WYOMING INC.EIN (EXACT)
Person pageDavid C HurleyPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other)
Person pagePeter O ScannellPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Railroads, Line-Haul Operating, CT first:

More with this interest.

In other datasets, the same topic (Transportation) in CT:

Interests: Railroads, Line-Haul Operating · Transportation