IPO registrations (S-1, F-1) · Registrants
KANSAS CITY SOUTHERN
- SEC CIK
- 54480 · filings on EDGAR ↗
- Former names
- KANSAS CITY SOUTHERN INDUSTRIES INC (1994–2002)
- Registration
- Form S-1, first filed 2006-11-20, last 2006-12-01; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2006-12-05; declared effective 2006-12-04
- Industry (SIC)
- Railroads, Line-Haul Operating 4011
- Incorporated in
- DE
- Business address
- 427 W 12TH STREET, Kansas City, MO 64105
- EIN
- 44-0663509
- EDGAR entity type
- operating
- Insiders and CEO pay
- KANSAS CITY SOUTHERN on the corporate pages
Offering terms
- Final price
- $26.65 per share (424B4 filed 2006-12-05)
- Shares sold
- 1,494,469 (all by selling holders)
- Gross proceeds
- $39,827,598 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol KSU
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: KANSAS CITY SOUTHERN EXACT (EIN (EXACT))
- Political committee (FEC): KANSAS CITY SOUTHERN EMPLOYEE PAC (connected to KANSAS CITY SOUTHERN) Fuzzy (name and state)
- Federal award recipient: KANSAS CITY SOUTHERN Fuzzy (name and state)
- Lobbying client: KANSAS CITY SOUTHERN Fuzzy (name and state)
- SEC filer: KANSAS CITY SOUTHERN EXACT (CIK (EXACT))
- Person page: Henry J Maier Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John E Derry Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: John F Orr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Michael W Upchurch Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Mitchell J Krebs Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Patrick J Ottensmeyer Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-11-20 | S-1 | S-1 (registration) | KANSAS CITY SOUTHERN | 0000950137-06-012648 ↗ |
| 2006-12-01 | S-1/A | S-1/A (amendment) | KANSAS CITY SOUTHERN | 0000950137-06-013088 ↗ |
| 2006-12-04 | EFFECT | EFFECT (declared effective) | KANSAS CITY SOUTHERN | 9999999995-06-002549 ↗ |
| 2006-12-05 | 424B4 | 424B4 (final prospectus) | KANSAS CITY SOUTHERN | 0000950124-06-007300 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-12-01 | S-1/A | registration statement | 1,494,469 | - | NYSE KSU | 0 | primary document; shares headline | document ↗ | ||
| 2006-12-05 | 424B4 | final prospectus | $26.65 | 1,494,469 | $39,827,598 | NYSE KSU | 0 | primary document; price line, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Brook James S | Officer | Vice President & Comptroller | 6 | 2006 | |
| ERDMAN WARREN K | Officer | Executive Vice President; Sr. Vice President | 83 | 2006–2021 | |
| HAVERTY MICHAEL R | Director; Director,Officer | Chairman & CEO; Chairman, President & CEO; Executive Chairman | 71 | 2006–2015 | |
| HEAVIN JERRY W | Officer | Sr. Vice President of Sub. | 12 | 2006–2008 | |
| Lawrence Larry M | Officer | Exec. VP & Asst. to Chairman; Sr. VP & Asst. to Chairman | 23 | 2006–2010 | |
| NADLMAN JAY M | Officer | Vice President & Secretary | 2 | 2006 | |
| RUSS RONALD G | Officer | Executive Vice President & CFO | 2 | 2006 | |
| Shoener Arthur L | Officer | Executive Vice President & COO; President & COO | 8 | 2006–2008 | |
| Terry Robert B | Officer | Sr. VP & General Counsel | 2 | 2006 | |
| WEYANDT PAUL J | Officer | Sr. Vice President & Treasurer | 30 | 2006–2011 | |
| Zuza Richard M | Officer | Senior Vice President | 6 | 2006–2008 | |
| Rion del Olmo Francisco Javier | Officer | Chief Executive Officer of Sub | 1 | 2006 | |
| SLATER RODNEY E | Director | 18 | 2006–2018 | ||
| ALLINSON A EDWARD | Director | 3 | 2006–2007 | ||
| DRUTEN ROBERT J | Director | 60 | 2006–2021 | ||
| JONES JAMES R | Director | 7 | 2006–2009 | ||
| MCDONNELL THOMAS A | Director | 33 | 2006–2021 | ||
| PLETZ KAREN L | Director | 6 | 2006–2010 | ||
| Avramovich Daniel W | Officer | Exec. VP-Sales & Marketing | 7 | 2006–2008 | |
| Wollenberg Susan B | Officer | VP Finance Planning & Admin.; VP & Interim Chief Accting Off | 2 | 2006 | |
| Ottensmeyer Patrick J | Director,Officer; Officer | EVP - Sales and Marketing; Executive Vice President & CFO; President; President & CEO | 80 | 2006–2021 | person page Fuzzy |
| Borrows Michael K | Officer | Sr VP & Chief Accnting Officer; VP Financial Reporting & Tax | 8 | 2006–2009 | |
| Wochner William J | Officer | Sr VP & Chief Legal Officer; VP & Interim General Counsel | 63 | 2006–2019 | |
| DUNN TERRENCE P | Director | 17 | 2007–2018 | ||
| Arvidson Scott E | Officer | Executive Vice President & CIO | 7 | 2007–2009 | |
| Davis Henry R | Director | 17 | 2008–2016 | ||
| Zozaya Delano Jose Guillermo | Officer | President & Exec Rep of Sub | 40 | 2008–2021 | |
| Upchurch Michael W | Officer | EVP & Chief Financial Officer; Sr. Vice President of Sub | 62 | 2008–2021 | person page Fuzzy |
| Starling David L | Director; Director,Officer; Officer | Chief Executive Officer; President & CEO; President & COO; Senior Advisor to the CEO | 47 | 2008–2017 | |
| Derry John E | Officer | Sr. VP - Human Resources | 20 | 2009–2014 | person page Fuzzy |
| Stadler Mary K | Officer | SVP - Accounting; SVP & Chief Accounting Officer | 32 | 2009–2018 | |
| Cordova Lu M | Director | 16 | 2010–2021 | ||
| Garza Antonio O | Director | 16 | 2010–2021 | ||
| Ebbrecht David R | Officer | EVP of Subsidiary; Executive Vice President; Executive Vice President & COO | 15 | 2011–2014 | |
| NAATZ MICHAEL J. | Officer | EVP & Chief Marketing Officer; EVP & CMO; Sr. VP & CIO | 38 | 2012–2021 | |
| Songer Jeffrey M | Officer | EVP & COO; EVP-Strategic Merger Planning; Sr. VP & Chief Transp. Officer | 38 | 2014–2021 | |
| Cheatum Lora S | Officer | Sr. VP & CHRO; Sr. VP - Human Resources | 30 | 2014–2021 | |
| Hancock Brian D. | Officer | EVP & Chief Innovation Officer; EVP & Chief Marketing Officer | 28 | 2015–2021 | |
| Garza Santos David F | Director | 15 | 2016–2021 | ||
| Beebe Lydia I | Director | 6 | 2017–2021 | ||
| Kennedy Janet H | Director | 9 | 2017–2021 | ||
| KREBS MITCHELL J | Director | 6 | 2017–2021 | person page Fuzzy | |
| Maier Henry J | Director | 9 | 2017–2021 | person page Fuzzy | |
| Grafton Suzanne M | Officer | VP & Chief Accounting Officer | 28 | 2017–2021 | |
| Godderz Adam J | Officer | General Counsel & Corp. Sec.; SVP Chief Legal Ofc & Corp Sec | 19 | 2019–2021 | |
| Del Cueto Cuevas Oscar Augusto | Officer | President & Exec Rep of Sub | 9 | 2020–2021 | |
| Orr John F | Officer | EVP - Operations | 2 | 2021 | person page Fuzzy |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | KANSAS CITY SOUTHERN | MO | Form 5500 (employee benefit plans) | name and state |
| Political committee | KANSAS CITY SOUTHERN EMPLOYEE PAC (connected to KANSAS CITY SOUTHERN) | MO | Campaign finance (FEC) | name and state |
| Federal award recipient | KANSAS CITY SOUTHERN | MO | Federal spending (USAspending) | name and state |
| Lobbying client | KANSAS CITY SOUTHERN | MO | Federal lobbying (LDA) | name and state |
| SEC filer | KANSAS CITY SOUTHERN | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | KANSAS CITY SOUTHERN | EIN (EXACT) | ||
| Person page | Henry J Maier | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John E Derry | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | John F Orr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Michael W Upchurch | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Mitchell J Krebs | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Patrick J Ottensmeyer | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Railroads, Line-Haul Operating, MO first:
- GENESEE & WYOMING INC CT
- MediXall Group, Inc. FL
- Virgin Trains USA LLC FL
- RAILAMERICA INC /DE FL
- PROVIDENCE & WORCESTER RAILROAD CO/RI/ MA
In other datasets, the same topic (Transportation) in MO:
- Lobbying client: ADVANTAGE PRESSUREPRO LLC (Federal lobbying (LDA))
Interests: Railroads, Line-Haul Operating · Transportation