IPO registrations (S-1, F-1) · Registrants
PROVIDENCE & WORCESTER RAILROAD CO/RI/
- SEC CIK
- 831968 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-02-17, last 1998-09-25; 2 initial registrations, 2 amendments
- Outcome
- Final prospectus filed 1998-03-19
- Industry (SIC)
- Railroads, Line-Haul Operating 4011
- Incorporated in
- RI
- Business address
- 75 HAMMOND ST, Worcester, MA 01610
- EIN
- 05-0344399
- EDGAR entity type
- operating
- Insiders and CEO pay
- PROVIDENCE & WORCESTER RAILROAD CO/RI/ on the corporate pages
Offering terms
- Final price
- $7.10 per share (424B4 filed 1998-03-19)
- Shares sold
- 1,025,000
- Gross proceeds
- $7,277,500 before underwriting discounts and any over-allotment option
- Listing
- NYSE American under the symbol PWX
- Lead underwriters
- Advest, Inc (725,000 shares)
- Syndicate
- Schneider Securities, Inc (200,000); Legg Mason (50,000); Carl P. Sherr & Co (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: PROVIDENCE AND WORCESTER RAILROAD COMPANY EXACT (EIN (EXACT))
- SEC filer: PROVIDENCE & WORCESTER RAILROAD CO/RI/ EXACT (CIK (EXACT))
- Person page: Mary A Tanona Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: P Scott Conti Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-02-17 | S-1 | S-1 (registration) | PROVIDENCE & WORCESTER RAILROAD CO/RI/ | 0000927016-98-000667 ↗ |
| 1998-03-03 | S-1/A | S-1/A (amendment) | PROVIDENCE & WORCESTER RAILROAD CO/RI/ | 0000927016-98-000829 ↗ |
| 1998-03-19 | 424B4 | 424B4 (final prospectus) | PROVIDENCE & WORCESTER RAILROAD CO/RI/ | 0000927016-98-001053 ↗ |
| 1998-08-26 | S-1 | S-1 (registration) | PROVIDENCE & WORCESTER RAILROAD CO/RI/ | 0000927016-98-003257 ↗ |
| 1998-09-25 | S-1/A | S-1/A (amendment) | PROVIDENCE & WORCESTER RAILROAD CO/RI/ | 0000927016-98-003512 ↗ |
| 1998-10-06 | 424B4 | 424B4 (final prospectus) | PROVIDENCE & WORCESTER RAILROAD CO/RI/ | 0000927016-98-003572 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-03-03 | S-1/A | registration statement | 1,025,000 | - | NYSE American PWX | 1 | from the submission text; shares headline, cover names 1 | document ↗ | ||
| 1998-03-19 | 424B4 | final prospectus | $7.10 | 1,025,000 | $7,277,500 | NYSE American PWX | 4 | from the submission text; price line, shares headline, proceeds computed, underwriting table 4, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ANDERSON RICHARD W | Director | 22 | 2006–2016 | ||
| BARRETT FRANK W | Director | 18 | 2006–2016 | ||
| CONTI P SCOTT | Director,Officer | President; President and COO | 54 | 2006–2016 | person page Fuzzy |
| EASTON ROBERT J | Officer | Treasurer | 18 | 2006–2009 | |
| Fitzgerald David F | Officer | Vice President | 46 | 2006–2014 | |
| GARRAHY J JOSEPH | Director | 8 | 2006–2012 | ||
| MCCOLLAM CHARLES M JR | Director | 8 | 2006–2011 | ||
| Rogers Frank K | Officer | Vice President; Vice President and CCO | 53 | 2006–2016 | |
| Scott Craig M | Director | 6 | 2006–2011 | ||
| TANONA MARY A | Officer | Secretary/General Counsel | 6 | 2006–2007 | person page Fuzzy |
| HEALY JOHN J | Director | 20 | 2006–2016 | ||
| Angelini Marie A | Officer | Assistant Secretary; Secretary; Secretary/General Counsel | 30 | 2006–2013 | |
| GARVEY JAMES C | Director | 11 | 2007–2016 | ||
| Eder Robert H | Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chief Executive Officer | 2 | 2007–2016 | |
| Deforge Elizabeth A | Officer | Treasurer | 5 | 2010 | |
| Noreck Daniel T | Officer | Chief Financial Officer; Treasurer; Treasurer and CFO | 27 | 2010–2016 | |
| McQuade David J | Director | 11 | 2011–2016 | ||
| Begin N Roger | Director | 5 | 2012–2016 | ||
| Rennick Charles D | Director; Officer | Assistant Secretary; Secretary; Secretary and General Counsel | 18 | 2013–2016 | |
| Eder Linda | TenPercentOwner | 1 | 2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | PROVIDENCE & WORCESTER RAILROAD CO/RI/ | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | PROVIDENCE AND WORCESTER RAILROAD COMPANY | EIN (EXACT) | ||
| Person page | Mary A Tanona | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | P Scott Conti | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Railroads, Line-Haul Operating, MA first:
- GENESEE & WYOMING INC CT
- MediXall Group, Inc. FL
- Virgin Trains USA LLC FL
- RAILAMERICA INC /DE FL
- KANSAS CITY SOUTHERN MO
In other datasets, the same topic (Transportation) in MA:
- Lobbying client: 1854 CYCLING INC (Federal lobbying (LDA))
Interests: Railroads, Line-Haul Operating · Transportation