IPO registrations (S-1, F-1) · Registrants
ALTIGEN COMMUNICATIONS INC
- SEC CIK
- 1003607 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-06-04, last 1999-10-01; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 1999-10-05
- Industry (SIC)
- Telephone & Telegraph Apparatus 3661
- Incorporated in
- DE
- Business address
- 410 EAST PLUMERIA DRIVE, San Jose, CA 95134
- EIN
- 94-3204299
- EDGAR entity type
- operating
- Insiders and CEO pay
- ALTIGEN COMMUNICATIONS INC on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B4 filed 1999-10-05, an initial public offering)
- Shares sold
- 3,250,000
- Gross proceeds
- $32,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ATGN
- Lead underwriters
- CIBC World Markets (1,320,000 shares); RBC Capital Markets (985,000 shares); FAC/Equities, a division of First Albany Corporation (335,000 shares)
- Syndicate
- BofA Securities (50,000); Deutsche Bank (50,000); A.G. Edwards (50,000); Hambrecht & Quist (50,000); ING Barings LLC (50,000); Prudential Securities (50,000); Cowen (50,000); UBS (50,000); Brean Murray & Co., Inc (30,000); Gruntal & Co., L.L.C (30,000); Pennsylvania Merchant Group (30,000); Raymond James (30,000); Truist Securities (30,000); Tucker Anthony Incorporated (30,000); H.G. Wellington & Co. Inc (30,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ALTIGEN COMMUNICATIONS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Altigen Communications, Inc. Fuzzy (name and state)
- Business registration: ALTIGEN COMMUNICATIONS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: ALTIGEN COMMUNICATIONS, INC. EXACT (EIN (EXACT))
- Form D issuer: ALTIGEN COMMUNICATIONS INC EXACT (CIK (EXACT))
- SEC filer: ALTIGEN COMMUNICATIONS INC EXACT (CIK (EXACT))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-06-04 | S-1 | S-1 (registration) | ALTIGEN COMMUNICATIONS INC | 0001012870-99-001807 ↗ |
| 1999-07-15 | S-1/A | S-1/A (amendment) | ALTIGEN COMMUNICATIONS INC | 0001012870-99-002332 ↗ |
| 1999-08-27 | S-1/A | S-1/A (amendment) | ALTIGEN COMMUNICATIONS INC | 0001012870-99-003018 ↗ |
| 1999-09-16 | S-1/A | S-1/A (amendment) | ALTIGEN COMMUNICATIONS INC | 0001012870-99-003198 ↗ |
| 1999-09-23 | S-1/A | S-1/A (amendment) | ALTIGEN COMMUNICATIONS INC | 0001012870-99-003331 ↗ |
| 1999-10-01 | S-1/A | S-1/A (amendment) | ALTIGEN COMMUNICATIONS INC | 0001012870-99-003461 ↗ |
| 1999-10-05 | 424B4 | 424B4 (final prospectus) | ALTIGEN COMMUNICATIONS INC | 0001012870-99-003487 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-10-01 | S-1/A | registration statement | $1.89 | 3,250,000 | $6,142,500 | Nasdaq ATGN | 2 | from the submission text; price line, shares headline, proceeds computed, cover names 2 | document ↗ | |
| 1999-10-05 | 424B4 | final prospectus | $10.00 | 3,250,000 | $32,500,000 | Nasdaq ATGN | 18 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 18, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| TAI KENNETH | Director | 1 | 2006 | ||
| Wanger Investment Management, Inc. | Director; TenPercentOwner | 20 | 2007–2009 | ||
| Wanger Eric | Director; Director,TenPercentOwner; TenPercentOwner | 16 | 2007–2009 | ||
| FLEMING JEREMIAH | Director,Officer; Officer | CEO, President and Director; CEO, President, and Director; President and COO; President & COO; President, COO and Director | 30 | 2007–2010 | |
| HU GILBERT | Director,Officer; Officer | CEO; CEO and Director; CHIEF EXECUTIVE OFFICER (CEO) | 7 | 2007–2010 | |
| MCDERMOTT PHILIP M | Officer | Chief Financial Officer (CFO); CHIEF FINANCIAL OFFICER (CFO) | 4 | 2007–2010 | |
| Plumer Michael E | Officer | VP of Sales | 4 | 2007–2008 | |
| CHOULDJIAN SIMON S | Officer | VP of Hardware Engineering | 1 | 2007 | |
| SUN SHIRLEY TSYR YI | Officer | VP of Research and Development | 2 | 2007–2008 | |
| Tsai Mike Mon Yen | Director | 2 | 2007–2010 | ||
| WANG TACHENG | Director | 2 | 2007–2010 | ||
| MILLER LLOYD I III | TenPercentOwner | 27 | 2008–2010 | ||
| WANGER LONG TERM OPPORTUNITY FUND II, LP | TenPercentOwner | 8 | 2008–2009 | ||
| WLTOF GP LLC | TenPercentOwner | 8 | 2008–2009 | ||
| HOWE ALAN BRADLEY | Director | 2 | 2009–2010 | ||
| Howe Alan B | Director | 1 | 2009 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-02-18 | ALTIGEN COMMUNICATIONS INC | Telecommunications | $1,000,000 | $1,000,000 | 20 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Altigen Communications, Inc. | CA | State business registries | name and state |
| Business registration | ALTIGEN COMMUNICATIONS, INC. | CA | State business registries | name and state |
| Business registration | ALTIGEN COMMUNICATIONS, INC. | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Form D issuer | ALTIGEN COMMUNICATIONS INC | CA | Form D private offerings | CIK (EXACT) |
| Patent assignee | Altigen Communications, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | ALTIGEN COMMUNICATIONS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Altigen Communications, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ALTIGEN COMMUNICATIONS, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Telephone & Telegraph Apparatus, CA first:
- OPLINK COMMUNICATIONS INC CA
- COPPER MOUNTAIN NETWORKS INC CA
- TERAYON COMMUNICATION SYSTEMS CA
- TURNSTONE SYSTEMS INC CA
- DITECH NETWORKS INC CA
- CERENT CORP CA
- NEXT LEVEL COMMUNICATIONS INC CA
- ZTI MERGER SUBSIDIARY III INC CA
- OMM INC CA
- ONI SYSTEMS CORP CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Telephone & Telegraph Apparatus · Technology