IPO registrations (S-1, F-1) · Registrants
NEXT LEVEL COMMUNICATIONS INC
- SEC CIK
- 1093802 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-08-27, last 2000-06-14; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 1999-11-10
- Industry (SIC)
- Telephone & Telegraph Apparatus 3661
- Incorporated in
- DE
- Business address
- 6085 STATE FARM DRIVE, Rohnert Park, CA 94928
- EIN
- 94-3342408
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $17.00–$19.00 per share (S-1/A filed 1999-11-09)
- Final price
- $20.00 per share, above the range (424B4 filed 1999-11-10, an initial public offering)
- Shares sold
- 8,500,000
- Gross proceeds
- $170,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol NXTV
- Lead underwriters
- Merrill Lynch (2,190,000 shares); Credit Suisse (2,190,000 shares)
- Syndicate
- Lehman Brothers (1,460,000); UBS (1,095,000); Volpe Brown Whelan & Company (365,000); Robertson Stephens (100,000); Dain Rauscher Wessels a division of Dain Rauscher Incorporated (100,000); Wachovia (100,000); Invemed Associates LLC (100,000); Josephthal & Co. Inc (100,000); Morgan Keenan & Company, Inc (100,000); Sands Brothers & Co., Ltd (100,000); Charles Schwab & Co., Inc (100,000); Cowen (100,000); Piper Sandler (100,000); Value Investing Partners, Inc (100,000); Thomas Weisel Partners (100,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-08-27 | S-1 | S-1 (registration) | NEXT LEVEL COMMUNICATIONS INC | 0000950123-99-008024 ↗ |
| 1999-09-09 | S-1/A | S-1/A (amendment) | NEXT LEVEL COMMUNICATIONS INC | 0000891618-99-004115 ↗ |
| 1999-10-12 | S-1/A | S-1/A (amendment) | NEXT LEVEL COMMUNICATIONS INC | 0000950123-99-009227 ↗ |
| 1999-10-18 | S-1/A | S-1/A (amendment) | NEXT LEVEL COMMUNICATIONS INC | 0000891618-99-004606 ↗ |
| 1999-10-29 | S-1/A | S-1/A (amendment) | NEXT LEVEL COMMUNICATIONS INC | 0000891618-99-004791 ↗ |
| 1999-11-03 | S-1/A | S-1/A (amendment) | NEXT LEVEL COMMUNICATIONS INC | 0000891618-99-004837 ↗ |
| 1999-11-09 | S-1/A | S-1/A (amendment) | NEXT LEVEL COMMUNICATIONS INC | 0000950123-99-009871 ↗ |
| 1999-11-10 | 424B4 | 424B4 (final prospectus) | NEXT LEVEL COMMUNICATIONS INC | 0000950123-99-009933 ↗ |
| 2000-06-06 | S-1 | S-1 (registration) | NEXT LEVEL COMMUNICATIONS INC | 0000891618-00-003170 ↗ |
| 2000-06-14 | S-1/A | S-1/A (amendment) | NEXT LEVEL COMMUNICATIONS INC | 0000950149-00-001320 ↗ |
| 2000-06-14 | S-1MEF | S-1MEF (added securities) | NEXT LEVEL COMMUNICATIONS INC | 0000950149-00-001329 ↗ |
| 2000-06-15 | 424B1 | 424B1 (final prospectus) | NEXT LEVEL COMMUNICATIONS INC | 0000950149-00-001331 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-11-09 | S-1/A | registration statement | $17.00–$19.00 | 8,500,000 | - | Nasdaq NXTV | 5 | from the submission text; range, shares headline, cover names 5 | document ↗ | |
| 1999-11-10 | 424B4 | final prospectus | $20.00 | 8,500,000 | $170,000,000 | Nasdaq NXTV | 17 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 17, cover names 5 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.