IPO registrations (S-1, F-1) · Registrants
OPLINK COMMUNICATIONS INC
- SEC CIK
- 1022225 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2000-07-14, last 2000-10-03; 1 initial registration, 8 amendments
- Outcome
- Final prospectus filed 2000-10-05
- Industry (SIC)
- Telephone & Telegraph Apparatus 3661
- Incorporated in
- DE
- Business address
- 46335 LANDING PKWY, Fremont, CA 94538
- EIN
- 77-0411346
- EDGAR entity type
- operating
- Insiders and CEO pay
- OPLINK COMMUNICATIONS INC on the corporate pages
Offering terms
- Proposed price range
- $16.00–$18.00 per share (S-1/A filed 2000-10-03)
- Final price
- $18.00 per share, within the range (424B4 filed 2000-10-05, an initial public offering)
- Shares sold
- 13,700,000
- Gross proceeds
- $246,600,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol OPLK
- Lead underwriters
- Robertson Stephens (5,240,000 shares); CIBC World Markets (2,620,000 shares); J.P. Morgan (2,620,000 shares); UBS (2,620,000 shares)
- Syndicate
- RBC Capital Markets (200,000); Piper Sandler (200,000); C.E. Unterberg, Towbin (200,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: OPLINK COMMUNICATIONS, LLC, US DIVISION EXACT (EIN (EXACT))
- Federal award recipient: OPLINK COMMUNICATIONS, LLC Fuzzy (name and state)
- SEC filer: OPLINK COMMUNICATIONS INC EXACT (CIK (EXACT))
- Person page: Joseph Y Liu Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-07-14 | S-1 | S-1 (registration) | OPLINK COMMUNICATIONS INC | 0000912057-00-032054 ↗ |
| 2000-08-01 | S-1/A | S-1/A (amendment) | OPLINK COMMUNICATIONS INC | 0000912057-00-034139 ↗ |
| 2000-08-22 | S-1/A | S-1/A (amendment) | OPLINK COMMUNICATIONS INC | 0000912057-00-038712 ↗ |
| 2000-08-29 | S-1/A | S-1/A (amendment) | OPLINK COMMUNICATIONS INC | 0000912057-00-039403 ↗ |
| 2000-09-06 | S-1/A | S-1/A (amendment) | OPLINK COMMUNICATIONS INC | 0000912057-00-040293 ↗ |
| 2000-09-19 | S-1/A | S-1/A (amendment) | OPLINK COMMUNICATIONS INC | 0000912057-00-041897 ↗ |
| 2000-09-27 | S-1/A | S-1/A (amendment) | OPLINK COMMUNICATIONS INC | 0000912057-00-042812 ↗ |
| 2000-10-02 | S-1/A | S-1/A (amendment) | OPLINK COMMUNICATIONS INC | 0000912057-00-043377 ↗ |
| 2000-10-03 | S-1/A | S-1/A (amendment) | OPLINK COMMUNICATIONS INC | 0000912057-00-043513 ↗ |
| 2000-10-05 | 424B4 | 424B4 (final prospectus) | OPLINK COMMUNICATIONS INC | 0000912057-00-043912 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-10-03 | S-1/A | registration statement | $16.00–$18.00 | 13,700,000 | - | Nasdaq OPLK | 5 | primary document; range, shares headline, underwriting table 5 | document ↗ | |
| 2000-10-05 | 424B4 | final prospectus | $18.00 | 13,700,000 | $246,600,000 | Nasdaq OPLK | 7 | primary document; price sentence, shares headline, proceeds table, underwriting table 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Lee Hua | Director | 11 | 2006–2014 | ||
| CHANG CHIEH | Director | 21 | 2006–2014 | ||
| LIU JOSEPH Y | Director,Officer; Officer | CEO and President; Chairman and CEO; Chairman & CEO; President & CEO | 13 | 2006–2014 | person page Fuzzy |
| Cheng Chi-Min | Officer | Macau/China Country Manager | 3 | 2006–2008 | |
| GONG RIVER XIAOJIANG | Officer | EVP Worldwide Sales; Senior VP, Worldwide Sales; Sr. VP Worldwide Sales; SVP Worldwide Sales; Vice President of Sales | 16 | 2006–2014 | |
| HORN BRUCE D | Officer | CFO | 2 | 2006 | |
| JACK JESSE W | Director | 12 | 2006–2014 | ||
| Shih Robert | Director; Officer | VP, Business Development | 4 | 2006–2014 | |
| YANG YANFENG | Officer | Corporate VP of Operations | 4 | 2006–2007 | |
| LEBLANC LEONARD J | Director | 5 | 2006–2009 | ||
| Yin Shirley Yi | Officer | CFO; EVP, CFO; Executive VP, CFO; VP Finance,Acting CFO | 14 | 2007–2014 | |
| Keegan Thomas P | Officer | General Counsel, VP of BD; President | 2 | 2007–2008 | |
| Welles Stephen | Officer | Sr. VP & General Counsel; Sr VP, General Counsel & Sec.; VP and General Counsel; VP & General Counsel | 12 | 2008–2014 | |
| Lee Peter | Officer | Chief Operating Officer; President & COO | 13 | 2008–2014 | |
| CHRISTOFFERSEN TIM | Director | 7 | 2009–2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Federal award recipient | OPLINK COMMUNICATIONS, LLC | CA | Federal spending (USAspending) | name and state |
| Patent assignee | Oplink Communications, LLC | CA | Patents (USPTO) | name and state |
| SEC filer | OPLINK COMMUNICATIONS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Oplink Communications, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | OPLINK COMMUNICATIONS, LLC, US DIVISION | EIN (EXACT) | ||
| Person page | Joseph Y Liu | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Telephone & Telegraph Apparatus · Technology