IPO registrations (S-1, F-1) · Underwriters

Win Capital Corp

Deals
2 priced offerings as an underwriter; 2 initial public offerings
Proceeds of those deals
$21,093,000
Years
1997–1998
Named in
4 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Named as
Win Capital Corp; WIN Capital Corp

Deals by year

YearDealsAs leadProceeds of deals
199810$12,000,000
199710$9,093,000

Deals 2

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
1998-11-16NEXT GENERATION TECHNOLOGY HOLDINGS INC ILSyndicate$12.001,000,000$12,000,000Nasdaq DBSIIPO9424B4 ↗
1997-11-12CNTV Entertainment Group, Inc. VASyndicate$4.332,100,000$9,093,000Nasdaq TKGFAIPO16424B1 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 1

FiledCompanyRoleRangeSharesListingStatusDocument
1997-03-03INTERNATIONAL HERITAGE INC/Syndicate$75.00–$100.003,000,000Nasdaq NIHIWithdrawn 1997-08-20S-1/A ↗

Works alongside

FirmDeals togetherOf which that firm led
Smith, Moore & Co20
Westport Resources Investment Services, Inc20
Baird, Patrick & Co., Inc10
Brean Murray & Co., Inc10
C.L. King & Associates10
Cruttenden Roth Incorporated10
D. H. Blair & Co., Inc10
D. H. Blair Investment Banking Corp11
EBI Securities Corporation10
Frederick & Company, Inc10
Hornblower & Weeks Incorporated10
Investment Services, Inc10

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.