IPO registrations (S-1, F-1) · Underwriters
Ebi Securities Corporation
- Deals
- 7 priced offerings as an underwriter, 1 as lead manager or representative; 7 initial public offerings
- Proceeds of those deals
- $126,902,500 ($6,902,500 as lead)
- Years
- 1998–1999
- Named in
- 8 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Ebi Securities Corporation; EBI Securities Corporation
Deals by year
Deals 7
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-12-02 | THERMOVIEW INDUSTRIES INC KY | Lead | $5.50 | 1,255,000 | $6,902,500 | OTC TVIID | IPO | 4 | 424B4 ↗ | |
| 1999-09-23 | HI Q WASON INC CA | Syndicate | $7.00 | 900,000 | $6,300,000 | Nasdaq HIQW | IPO | 5 | 424B1 ↗ | |
| 1999-07-22 | TROY GROUP INC CA | Syndicate | $7.00 | 2,500,000 | $17,500,000 | Nasdaq TROY | IPO | 21 | 424B1 ↗ | |
| 1999-06-10 | SKECHERS USA INC CA | Syndicate | $11.00 | 7,000,000 | $77,000,000 | IPO | 23 | 424B4 ↗ | ||
| 1998-11-16 | NEXT GENERATION TECHNOLOGY HOLDINGS INC IL | Syndicate | $12.00 | 1,000,000 | $12,000,000 | Nasdaq DBSI | IPO | 9 | 424B4 ↗ | |
| 1998-07-28 | CENTRAL EUROPEAN DISTRIBUTION CORP NJ | Syndicate | 2,000,000 | - | Nasdaq CEDC | IPO | 19 | 424B1 ↗ | ||
| 1998-06-16 | HLM DESIGN INC NC | Syndicate | $6.00 | 1,200,000 | $7,200,000 | Nasdaq HLMD | IPO | 4 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 1
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 1998-07-13 | PRIMA GROUP INTERNATIONAL INC | Lead | $7.50–$8.50 | 2,300,000 | Nasdaq TPGI | Pending | S-1/A ↗ |
Works alongside
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.