IPO registrations (S-1, F-1) · Underwriters
Smith Moore & Co
- Deals
- 15 priced offerings as an underwriter, 2 as lead manager or representative; 14 initial public offerings
- Proceeds of those deals
- $169,735,500 ($10,370,000 as lead)
- Years
- 1996–1998
- Named in
- 17 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as SMITH, MOORE & CO. · filings on EDGAR ↗ · investment adviser CRD 3441
- Named as
- Smith Moore & Co; Smith, Moore & Co; Smith, Moore & Company
Deals by year
Deals 15
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-11-16 | NEXT GENERATION TECHNOLOGY HOLDINGS INC IL | Syndicate | $12.00 | 1,000,000 | $12,000,000 | Nasdaq DBSI | IPO | 9 | 424B4 ↗ | |
| 1998-10-28 | FOREVER ENTERPRISES INC MO | Syndicate | $7.50 | 520,000 | $3,900,000 | LHC | IPO | 10 | 424B1 ↗ | |
| 1998-05-07 | APPLIED NEUROSOLUTIONS INC IL | Syndicate | $7.32 | 1,750,000 | $12,810,000 | Nasdaq OPHDU | IPO | 10 | 424B1 ↗ | |
| 1998-02-18 | AGILITY CAPITAL INC TX | Lead | $3.30 | 1,000,000 | $3,300,000 | NYSE American ABD.Pr | IPO | 10 | 424B4 ↗ | |
| 1997-11-20 | PROGENICS PHARMACEUTICALS INC NY | Syndicate | 2,000,000 | - | Nasdaq PGNX | IPO | 17 | 424B1 ↗ | ||
| 1997-11-12 | CNTV Entertainment Group, Inc. VA | Syndicate | $4.33 | 2,100,000 | $9,093,000 | Nasdaq TKGFA | IPO | 16 | 424B1 ↗ | |
| 1997-03-20 | KONTRON MOBILE COMPUTING INC MN | Syndicate | $6.50 | 2,125,000 | $13,812,500 | Nasdaq FWRX | IPO | 8 | 424B4 ↗ | |
| 1997-03-05 | RIVIERA TOOL CO MI | Lead | $7.00 | 1,010,000 | $7,070,000 | NYSE American RTC | IPO | 10 | 424B1 ↗ | |
| 1997-02-10 | GENERAL BEARING CORP NY | Syndicate | $7.00 | 900,000 | $6,300,000 | Nasdaq GNRL | IPO | 11 | 424B1 ↗ | |
| 1996-11-04 | Quantum Medical Transport, Inc. TX | Syndicate | $10.00 | 2,000,000 | $20,000,000 | Nasdaq VTCH | IPO | 12 | 424B1 ↗ | |
| 1996-10-25 | CONSEP INC OR | Syndicate | $6.00 | 2,000,000 | $12,000,000 | Nasdaq CSEP | Offering | 13 | 424B1 ↗ | |
| 1996-09-27 | SYSTEMONE TECHNOLOGIES INC FL | Syndicate | $7.50 | 1,000,000 | $7,500,000 | Nasdaq MANS | IPO | 12 | 424B4 ↗ | |
| 1996-07-01 | COMMODORE APPLIED TECHNOLOGIES INC WA | Syndicate | $8.40 | 5,000,000 | $42,000,000 | NYSE American CXI | IPO | 14 | 424B4 ↗ | |
| 1996-06-20 | BIGMAR INC OH | Syndicate | $7.50 | 1,400,000 | $10,500,000 | Nasdaq BGMR | IPO | 15 | 424B4 ↗ | |
| 1996-05-08 | ZOMAX INC /MN/ MN | Syndicate | $6.75 | 1,400,000 | $9,450,000 | Nasdaq ZOMX | IPO | 9 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.