IPO registrations (S-1, F-1) · Underwriters
Network 1 Financial
- Deals
- 32 priced offerings as an underwriter, 25 as lead manager or representative; 31 initial public offerings
- Proceeds of those deals
- $672,145,187 ($526,465,187 as lead)
- Years
- 1996–2025
- Named in
- 70 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2025 | 3 | 2 | $29,400,000 |
| 2024 | 1 | 1 | $5,375,000 |
| 2023 | 1 | 1 | $5,000,000 |
| 2022 | 8 | 7 | $248,941,727 |
| 2021 | 6 | 5 | $153,000,002 |
| 2020 | 1 | 1 | $12,000,000 |
| 2018 | 2 | 2 | $20,100,000 |
| 2017 | 3 | 2 | $79,772,730 |
| 2016 | 4 | 2 | $54,552,728 |
| 2015 | 1 | 1 | $10,003,000 |
| 1998 | 1 | 1 | $12,000,000 |
| 1996 | 1 | 0 | $42,000,000 |
Deals 32
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-06-13 | Vantage Corp (Singapore) U0 | Lead | $4.00 | 3,250,000 | $13,000,000 | NYSE American VNTG | IPO | 2 | 424B4 ↗ | |
| 2025-04-10 | iOThree Ltd U0 | Syndicate | $4.00 | 2,100,000 | $8,400,000 | Nasdaq IOTR | IPO | 2 | 424B4 ↗ | |
| 2025-02-27 | Wetour Robotics Ltd TX | Lead | $4.00 | 2,000,000 | $8,000,000 | Nasdaq WETO | IPO | 5 | 424B4 ↗ | |
| 2024-07-23 | Harrison Global Holdings Inc. NY | Lead | $4.30 | 1,250,000 | $5,375,000 | Nasdaq BLMZ | IPO | 1 | 424B4 ↗ | |
| 2023-07-21 | BioNexus Gene Lab Corp | Lead | $4.00 | 1,250,000 | $5,000,000 | OTCQB BGLC | IPO | 1 | 424B4 ↗ | |
| 2022-12-22 | Horizon Space Acquisition I Corp. NY | Lead | $10.00 | 6,000,000 | $60,000,000 | Nasdaq HSPO | IPO | 1 | 424B4 ↗ | |
| 2022-12-06 | Adamas One Corp. AZ | Lead | $4.50 | 6,911,495 | $31,101,727 | Nasdaq JEWL | IPO | 3 | 424B4 ↗ | |
| 2022-10-03 | LASE Corp. FL | Syndicate | $5.00 | 3,000,000 | $15,000,000 | Nasdaq LASE | IPO | 3 | 424B4 ↗ | |
| 2022-09-01 | ADDENTAX GROUP CORP. F4 | Lead | $5.00 | 5,000,000 | $25,000,000 | OTCQB ATXG | IPO | 3 | 424B4 ↗ | |
| 2022-08-05 | Magic Empire Global Ltd K3 | Lead | $4.00 | 5,000,000 | $20,000,000 | Nasdaq MEGL | IPO | 2 | 424B4 ↗ | |
| 2022-07-14 | Intelligent Living Application Group Inc. K3 | Lead | $4.00 | 5,060,000 | $20,240,000 | Nasdaq ILAG | IPO | 2 | 424B4 ↗ | |
| 2022-06-23 | Golden Sun Technology Group Ltd. | Lead | $4.00 | 4,400,000 | $17,600,000 | Nasdaq GSUN | IPO | 1 | 424B4 ↗ | |
| 2022-03-10 | Lakeshore Acquisition II Corp. F4 | Lead | $10.00 | 6,000,000 | $60,000,000 | Nasdaq LBBB | IPO | 1 | 424B4 ↗ | |
| 2021-07-01 | Mountain Crest Acquisition Corp. IV NY | Lead | $10.00 | 5,000,000 | $50,000,000 | Nasdaq MCAF | IPO | 2 | 424B4 ↗ | |
| 2021-06-28 | Acurx Pharmaceuticals, Inc. NY | Syndicate | $6.00 | 2,500,000 | $15,000,000 | Nasdaq ACXP | IPO | 2 | 424B4 ↗ | |
| 2021-03-29 | BitVentures Ltd | Lead | $10.00 | 3,000,000 | $30,000,000 | Nasdaq HYW | IPO | 1 | 424B4 ↗ | |
| 2021-03-18 | Jowell Global Ltd. F4 | Lead | $7.00 | 3,714,286 | $26,000,002 | Nasdaq JWEL | IPO | 2 | 424B4 ↗ | |
| 2021-02-05 | CN ENERGY GROUP. INC. F4 | Lead | $4.00 | 5,000,000 | $20,000,000 | Nasdaq CNEY | IPO | 3 | 424B4 ↗ | |
| 2021-01-27 | TIAN RUIXIANG HOLDINGS LTD | Lead | $4.00 | 3,000,000 | $12,000,000 | Nasdaq TIRX | IPO | 2 | 424B4 ↗ | |
| 2020-02-24 | Zhongchao Inc. | Lead | $4.00 | 3,000,000 | $12,000,000 | Nasdaq ZCMD | IPO | 3 | 424B1 ↗ | |
| 2018-06-28 | HC LIQUIDATING, INC. CA | Lead | $5.00 | 2,520,000 | $12,600,000 | Nasdaq HYRE | IPO | 2 | 424B4 ↗ | |
| 2018-06-01 | enVVeno Medical Corp CA | Lead | $5.00 | 1,500,000 | $7,500,000 | Nasdaq HJLI | IPO | 2 | 424B4 ↗ | |
| 2017-12-22 | Amber International Holding Ltd | Syndicate | $8.00 | 3,750,000 | $30,000,000 | Nasdaq ICLK | IPO | 2 | 424B4 ↗ | |
| 2017-10-25 | Akso Health Group F4 | Lead | $10.00 | 2,727,273 | $27,272,730 | Nasdaq HX | IPO | 1 | 424B4 ↗ | |
| 2017-10-13 | Genprex, Inc. TX | Lead | $5.00 | 4,500,000 | $22,500,000 | Nasdaq GNPX | IPO | 1 | 424B4 ↗ | |
| 2016-10-13 | GridAI Technologies Corp. FL | Syndicate | $5.50 | 960,000 | $5,280,000 | Nasdaq AZRX | IPO | 3 | 424B4 ↗ | |
| 2016-08-16 | FOTV Media Networks Inc. CA | Syndicate | $8.00 | 3,750,000 | $30,000,000 | IPO | 3 | 424B4 ↗ | ||
| 2016-07-28 | Long Blockchain Corp. NY | Lead | $4.00 | 1,818,182 | $7,272,728 | Nasdaq LTEA | Offering | 2 | 424B4 ↗ | |
| 2016-05-03 | Moleculin Biotech, Inc. TX | Lead | $6.00 | 2,000,000 | $12,000,000 | Nasdaq MBRX | IPO | 1 | 424B4 ↗ | |
| 2015-06-10 | Hailiang Education Group Inc. F4 | Lead | $7.00 | 1,429,000 | $10,003,000 | Nasdaq HLG | IPO | 1 | 424B4 ↗ | |
| 1998-11-16 | NEXT GENERATION TECHNOLOGY HOLDINGS INC IL | Lead | $12.00 | 1,000,000 | $12,000,000 | Nasdaq DBSI | IPO | 9 | 424B4 ↗ | |
| 1996-07-01 | COMMODORE APPLIED TECHNOLOGIES INC WA | Syndicate | $8.40 | 5,000,000 | $42,000,000 | NYSE American CXI | IPO | 14 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 14
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2026-10-15 | KBAT Group Inc. | Lead | $4.00–$5.00 | 6,250,000 | Pending | F-1/A ↗ | |
| 2026-10-05 | Neuro Spectrum Insights, Inc. | Lead | $4.00–$5.00 | 3,750,000 | NYSE American NSIH | Pending | S-1/A ↗ |
| 2026-09-28 | Encore Medical, Inc. | Lead | 3,000,000 | NYSE American EMI | Pending | S-1/A ↗ | |
| 2026-07-24 | EvoAir Holdings Inc. | Lead | $4.00–$5.00 | - | Nasdaq EVOH | Effective 2019-02-11 | S-1/A ↗ |
| 2026-07-17 | 3KNIGHTS DYNAMICS GROUP Ltd | Lead | $4.00–$5.00 | 5,000,000 | Nasdaq TKDG | Pending | F-1/A ↗ |
| 2026-03-04 | Evvolutions LeadTech Inc | Lead | $4.00–$4.50 | 3,950,000 | NYSE American EVVO | Pending | F-1/A ↗ |
| 2025-07-17 | BRB Foods Inc. | Syndicate | $4.00–$5.00 | 3,750,000 | Nasdaq BRBF | Effective 2025-08-11 | S-1/A ↗ |
| 2024-04-16 | Brilliance Group | Lead | $4.00–$4.50 | 2,500,000 | Nasdaq KHIW | Withdrawn 2025-02-24 | F-1/A ↗ |
| 2020-07-24 | Car House Holding Co., Ltd. | Lead | $6.50–$7.50 | 3,850,000 | Nasdaq CARH | Withdrawn 2021-07-13 | F-1/A ↗ |
| 2019-10-23 | CORNERSTONE MANAGEMENT, INC. | Lead | 375,000 | Pending | F-1/A ↗ | ||
| 2018-11-30 | Avenir Wellness Solutions, Inc. | Lead | $5.00–$7.00 | 886,180 | Nasdaq CURR | Withdrawn 2018-10-05 | S-1/A ↗ |
| 2018-06-28 | Wah Fu Education & Technology Group Ltd. | Syndicate | 1,000,000 | Nasdaq WAFU | Effective 2018-08-01 | F-1/A ↗ | |
| 2015-10-22 | FULING GLOBAL INC. | Lead | 4,000,000 | Nasdaq FORK | Effective 2015-10-26 | F-1/A ↗ | |
| 2002-06-24 | FROST CAPITAL GROUP INC | Lead | 1,250,000 | Pending | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Alexander Capital | 9 | 3 |
| of Contents | 4 | 0 |
| Brilliant Norton Securities Company Limited | 2 | 1 |
| Kashner Davidson Securities Corp | 2 | 0 |
| Smith Moore & Co | 2 | 0 |
| Baird, Patrick & Co., Inc | 1 | 0 |
| Carroll & Koster NV | 1 | 0 |
| Cohig & Associates, Inc | 1 | 0 |
| Craft Capital | 1 | 0 |
| EBI Securities Corporation | 1 | 0 |
| Eddid Securities | 1 | 1 |
| Exercise of | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.