IPO registrations (S-1, F-1) · Underwriters
Management, Inc
- Deals
- 2 priced offerings as an underwriter
- Proceeds of those deals
- $66,390,000
- Years
- 2017–2021
- Named in
- 11 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Management, Inc; Management LLC
Deals by year
Deals 2
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Flash Sports & Media Holdings, Inc. NY | Syndicate | $10.00 | 5,400,000 | $54,000,000 | Nasdaq UGRO | Offering | 3 | 424B4 ↗ | |
| 2017-01-26 | Attis Industries Inc. GA | Syndicate | $4.13 | 3,000,000 | $12,390,000 | Nasdaq MRDN | Offering | 4 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 7
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2023-10-24 | QINHONG INTERNATIONAL GROUP | Syndicate | $4.00–$4.50 | 3,750,000 | Nasdaq QHI | Withdrawn 2024-07-10 | F-1/A ↗ |
| 2018-09-18 | SpineEx, Inc. | Syndicate | - | Nasdaq SPIX | Withdrawn 2018-12-21 | S-1 ↗ | |
| 2008-10-02 | ENERGIUS MANAGEMENT LLC | Syndicate | 5,000 | Pending | S-1 ↗ | ||
| 2005-06-28 | JAMBA, INC. | Syndicate | 17,250,000 | NYSE American SVI.U | Effective 2006-12-27 | S-1/A ↗ | |
| 1998-03-23 | WORLD MONITOR TRUST SERIES C | Syndicate | - | Pending | S-1/A ↗ | ||
| 1998-03-23 | WORLD MONITOR TRUST SERIES B | Syndicate | - | Pending | S-1/A ↗ | ||
| 1998-03-23 | WORLD MONITOR TRUST SERIES A | Syndicate | - | Pending | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Axiom Capital | 1 | 0 |
| Axiom Capital Management, Inc | 1 | 0 |
| Joseph Gunnar | 1 | 1 |
| ThinkEquity | 1 | 1 |
| ThinkEquity, a division of Fordham Financial Management, Inc | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.