IPO registrations (S-1, F-1) · Registrants
TRINITY CAPITAL CORP
- SEC CIK
- 99771 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2017-06-23, last 2017-09-19; 1 initial registration, 2 amendments
- Outcome
- Declared effective 2017-09-22
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- NM
- Business address
- 1200 TRINITY DRIVE, Los Alamos, NM 87544
- EIN
- 85-0242376
- EDGAR entity type
- operating
- Insiders and CEO pay
- TRINITY CAPITAL CORP on the corporate pages
Offering terms
- Shares offered
- 2,105,263
- Listing
- OTCQX under the symbol TRIN
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: TRINITY CAPITAL CORP EXACT (CIK (EXACT))
- SEC filer: TRINITY CAPITAL CORP EXACT (CIK (EXACT))
- Person page: George A Cowan Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther))
- Person page: Jeffrey F Howell Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: William C Enloe Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-06-23 | S-1 | S-1 (registration) | TRINITY CAPITAL CORP | 0000099771-17-000109 ↗ |
| 2017-08-28 | S-1/A | S-1/A (amendment) | TRINITY CAPITAL CORP | 0001567619-17-001770 ↗ |
| 2017-09-19 | S-1/A | S-1/A (amendment) | TRINITY CAPITAL CORP | 0001567619-17-002016 ↗ |
| 2017-09-22 | EFFECT | EFFECT (declared effective) | TRINITY CAPITAL CORP | 9999999995-17-002439 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-09-19 | S-1/A | registration statement | $4.75 | 2,105,263 | $9,999,999 | OTCQX TRIN | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ENLOE WILLIAM C | Director,Officer | CEO and President; Chief Executive Officer | 11 | 2006–2012 | person page Fuzzy |
| COWAN GEORGE A | Director,TenPercentOwner; TenPercentOwner; TenPercentOwnerOther | 12 | 2006–2011 | person page Fuzzy | |
| WELLS STEVE W | Director,Officer | Chief Operating Officer; President, CAO; Secretary | 7 | 2006–2012 | |
| SLOCOMB CHARLES A | Director | 14 | 2006–2019 | ||
| MUIR LEWIS A | Director; Other | 16 | 2006–2010 | ||
| BARTHOLOMEW DANIEL | Officer | Chief Financial Officer | 4 | 2007–2012 | |
| MONTOYA ARTHUR B JR | Director | 27 | 2007–2019 | ||
| KINDSFATHER JERRY P | Director | 13 | 2011–2017 | ||
| JOHNSON DEBORAH | Director | 1 | 2011 | ||
| HOWELL JEFFREY F | Director | 8 | 2012–2019 | person page Fuzzy | |
| WORCESTER ROBERT P | Director | 10 | 2012–2018 | ||
| Delle Foundation | TenPercentOwner | 1 | 2012 | ||
| Goodwin James E. Jr. | Director | 20 | 2013–2019 | ||
| Gulas John S | Director,Officer; Officer | President and CEO | 8 | 2014–2019 | |
| Pittman Rodney L | Officer | Chief Administrative Officer | 2 | 2015–2016 | |
| KAIN ANNE | Officer | Interim Chief Financial Office | 1 | 2015 | |
| Antonsen Gregory | Director | 12 | 2015–2019 | ||
| JURIS LESLIE NATHANSON | Director | 8 | 2015–2019 | ||
| Thompson Daniel W | Officer | Chief Financial Officer | 2 | 2015–2016 | |
| Martony Joseph | Officer | Chief Risk Officer | 5 | 2016–2019 | |
| Ho Yin | Officer | Chief Information Officer | 4 | 2016–2019 | |
| LILLY THOMAS M | Officer | Chief Credit Officer | 4 | 2016–2019 | |
| Sluder Stanley | Officer | Chief Lending Officer | 4 | 2016–2019 | |
| Deutsch James F. | Director | 4 | 2017–2019 | ||
| Scavuzzo Tony | Director | 4 | 2017–2019 | ||
| Dolan Thomas G. | Officer | Chief Financial Officer | 4 | 2017–2019 | |
| Hubbard Samuel T Jr | Director | 5 | 2017–2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-11-22 | TRINITY CAPITAL CORP | Other Banking and Financial Services | $1,339,438 | $1,339,438 | 1 | 1 |
| 2016-12-22 | TRINITY CAPITAL CORP | Other Banking and Financial Services | $52,000,335 | $52,000,335 | 4 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | TRINITY CAPITAL CORP | NM | Form D private offerings | CIK (EXACT) |
| SEC filer | TRINITY CAPITAL CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Trinity Capital Corporation | NM | Trademarks (USPTO) | name and state |
| Person page | George A Cowan | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther) | |
| Person page | Jeffrey F Howell | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | William C Enloe | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, NM first:
- National Commerce Corp AL
- BANCTRUST FINANCIAL GROUP INC AL
- GBB CAPITAL I CA
- PACIFIC MERCANTILE BANCORP CA
- MISSION COMMUNITY BANCORP CA
- BANC OF CALIFORNIA, INC. CA
- Chino Commercial Bancorp CA
- Manhattan Bancorp CA
- Belvedere SoCal CA
- United Business Holdings, Inc CA
In other datasets, the same topic (Finance) in NM:
- Form D issuer: CARLSBAD BANCORPORATION INC (Form D private offerings)
- Lobbying client: AKAL SECURITY (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance