IPO registrations (S-1, F-1) · Registrants

Rocket One Inc.

SEC CIK
1711786 · filings on EDGAR ↗
Name on the registration
Hoth Therapeutics, Inc.
Former names
Hoth Therapeutics, Inc. (2017–2026)
Registration
Form S-1, first filed 2018-10-10, last 2024-04-11; 5 initial registrations, 10 amendments
Outcome
Final prospectus filed 2019-02-15; declared effective 2019-02-14
Industry (SIC)
Pharmaceutical Preparations 2834
Incorporated in
NV
Business address
720 MONROE STREET, SUITE E514, Hoboken, NJ 07030
EIN
82-1553794
Ticker
RKTO (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
Rocket One Inc. on the corporate pages

Offering terms

Proposed price range
$5.50–$6.50 per share (S-1/A filed 2019-02-11)
Final price
$5.00 per share, below the range (424B4 filed 2019-02-15, an initial public offering)
Shares sold
1,250,000
Gross proceeds
$6,250,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol HOTH
Lead underwriters
Laidlaw & Company (1,250,000 shares)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 27

FiledFormWhat it isName as filedEDGAR
2018-10-10S-1S-1 (registration)Hoth Therapeutics, Inc.0001615774-18-010669 ↗
2018-12-14S-1/AS-1/A (amendment)Hoth Therapeutics, Inc.0001615774-18-014482 ↗
2019-01-11S-1/AS-1/A (amendment)Hoth Therapeutics, Inc.0001615774-19-000531 ↗
2019-02-01S-1/AS-1/A (amendment)Hoth Therapeutics, Inc.0001615774-19-001684 ↗
2019-02-04S-1/AS-1/A (amendment)Hoth Therapeutics, Inc.0001615774-19-001852 ↗
2019-02-05S-1/AS-1/A (amendment)Hoth Therapeutics, Inc.0001615774-19-001957 ↗
2019-02-06S-1/AS-1/A (amendment)Hoth Therapeutics, Inc.0001615774-19-002001 ↗
2019-02-11S-1/AS-1/A (amendment)Hoth Therapeutics, Inc.0001615774-19-002253 ↗
2019-02-14EFFECTEFFECT (declared effective)Hoth Therapeutics, Inc.9999999995-19-000250 ↗
2019-02-15424B4424B4 (final prospectus)Hoth Therapeutics, Inc.0001615774-19-002658 ↗
2019-08-30S-1S-1 (registration)Hoth Therapeutics, Inc.0001213900-19-017016 ↗
2019-09-11S-1/AS-1/A (amendment)Hoth Therapeutics, Inc.0001213900-19-017735 ↗
2019-09-13EFFECTEFFECT (declared effective)Hoth Therapeutics, Inc.9999999995-19-002094 ↗
2019-09-26S-1S-1 (registration)Hoth Therapeutics, Inc.0001213900-19-019010 ↗
2019-10-23S-1/AS-1/A (amendment)Hoth Therapeutics, Inc.0001213900-19-020936 ↗
2019-10-25EFFECTEFFECT (declared effective)Hoth Therapeutics, Inc.9999999995-19-002397 ↗
2020-03-11EFFECTEFFECT (declared effective)Hoth Therapeutics, Inc.9999999995-20-000555 ↗
2020-04-03S-1S-1 (registration)Hoth Therapeutics, Inc.0001213900-20-008546 ↗
2020-05-05S-1/AS-1/A (amendment)Hoth Therapeutics, Inc.0001213900-20-011025 ↗
2020-05-06EFFECTEFFECT (declared effective)Hoth Therapeutics, Inc.9999999995-20-001061 ↗
2021-01-15EFFECTEFFECT (declared effective)Hoth Therapeutics, Inc.9999999995-21-000177 ↗
2021-04-05EFFECTEFFECT (declared effective)Hoth Therapeutics, Inc.9999999995-21-001284 ↗
2023-01-25EFFECTEFFECT (declared effective)Hoth Therapeutics, Inc.9999999995-23-000183 ↗
2023-06-16EFFECTEFFECT (declared effective)Hoth Therapeutics, Inc.9999999995-23-001783 ↗
2024-04-11S-1S-1 (registration)Hoth Therapeutics, Inc.0001213900-24-032207 ↗
2024-04-19EFFECTEFFECT (declared effective)Hoth Therapeutics, Inc.9999999995-24-001054 ↗
2025-12-04EFFECTEFFECT (declared effective)Hoth Therapeutics, Inc.9999999995-25-003543 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2019-02-11S-1/Aregistration statement$5.50–$6.501,250,000-Nasdaq HOTH2primary document; range, shares headline, underwriting table 1, cover names 1document ↗
2019-02-15424B4final prospectus$5.001,250,000$6,250,000Nasdaq HOTH1primary document; price sentence, shares headline, proceeds computed, underwriting table 1, cover names 1document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Hayes AnthonyDirector; Other; TenPercentOwner52019–2021
Knie RobbDirector,OfficerCEO and President162019–2026
MATS VADIMDirector42019–2021
RICE KENNETH L JRDirector32019–2020
Sarnoff DavidDirector92019–2026
AHERN JAMES P.TenPercentOwner12019
EITNER MATTHEW D.TenPercentOwner22019
Poor Kevin JessTenPercentOwner22019
Briones David S.OfficerChief Financial Officer22019
AIkido Pharma Inc.TenPercentOwner22020–2021
Springer GraigDirector92020–2025
Linsley WayneDirector92020–2026
Johns StefanieOfficerChief Scientific Officer32020–2022
Pavell JeffDirector62022–2026
Camarra Christopher MichaelDirector22025–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2023-01-04Hoth Therapeutics, Inc.Biotechnology$10,000,000$10,000,00011
2021-03-16Hoth Therapeutics, Inc.Pharmaceuticals$15,000,000$15,000,000131
2021-01-08Hoth Therapeutics, Inc.Pharmaceuticals$5,000,000$5,000,00031
2019-08-21Hoth Therapeutics, Inc.Pharmaceuticals$5,000,000$2,037,120531
2017-11-07Hoth Therapeutics, Inc.Pharmaceuticals$5,000,000$1,000,00051
2017-07-14Hoth Therapeutics, Inc.Pharmaceuticals$675,000$675,00011

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Plan sponsorHOTH THERAPEUTICS, INC.NYForm 5500 (employee benefit plans)EIN (EXACT)
Form D issuerHoth Therapeutics, Inc.NYForm D private offeringsCIK (EXACT)
SEC filerRocket One Inc.SEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorHOTH THERAPEUTICS, INC.EIN (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Pharmaceutical Preparations, NJ first:

More with this interest.

In other datasets, the same topic (Health) in NJ:

Interests: Pharmaceutical Preparations · Health