IPO registrations (S-1, F-1) · Registrants
MIDDLEBURG FINANCIAL CORP
- SEC CIK
- 914138 · filings on EDGAR ↗
- Former names
- INDEPENDENT COMMUNITY BANKSHARES INC (1997–2002)
- Registration
- Form S-1, first filed 2006-05-30, last 2006-06-19; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2006-07-12; declared effective 2006-07-10
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- VA
- Business address
- 111 W WASHINGTON ST, C/O MIDDLEBURG BANK, Middleburg, VA 22117
- EIN
- 54-1696103
- EDGAR entity type
- operating
- Insiders and CEO pay
- MIDDLEBURG FINANCIAL CORP on the corporate pages
Offering terms
- Final price
- $31.00 per share (424B1 filed 2006-07-12)
- Shares sold
- 590,000
- Gross proceeds
- $18,290,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol MBRG
- Lead underwriters
- Scott & Stringfellow, Inc (531,000 shares)
- Syndicate
- Davenport & Company LLC (59,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Middleburg Financial Corporation Fuzzy (name and state)
- Form 5500 plan sponsor: MIDDLEBURG FINANCIAL CORPORATION EXACT (EIN (EXACT))
- SEC filer: MIDDLEBURG FINANCIAL CORP EXACT (CIK (EXACT))
- Person page: J Bradley Davis Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-05-30 | S-1 | S-1 (registration) | MIDDLEBURG FINANCIAL CORP | 0001193125-06-121190 ↗ |
| 2006-06-19 | S-1/A | S-1/A (amendment) | MIDDLEBURG FINANCIAL CORP | 0001193125-06-131708 ↗ |
| 2006-07-10 | EFFECT | EFFECT (declared effective) | MIDDLEBURG FINANCIAL CORP | 9999999995-06-000656 ↗ |
| 2006-07-11 | S-1MEF | S-1MEF (added securities) | MIDDLEBURG FINANCIAL CORP | 0001002105-06-000166 ↗ |
| 2006-07-12 | 424B1 | 424B1 (final prospectus) | MIDDLEBURG FINANCIAL CORP | 0001193125-06-145486 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-06-19 | S-1/A | registration statement | 500,000 | - | Nasdaq MBRG | 2 | primary document; shares headline, cover names 2 | document ↗ | ||
| 2006-07-12 | 424B1 | final prospectus | $31.00 | 590,000 | $18,290,000 | Nasdaq MBRG | 2 | primary document; price sentence, shares headline, proceeds table, underwriting table 2, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| MOORE ARCH A III | Officer | Exec. V.P./Sr. Loan Officer | 2 | 2006 | |
| Chappell Kathleen J | Officer | Sr. Vice President and CFO | 1 | 2006 | |
| LECLAIR GARY D | Director | 70 | 2006–2017 | ||
| WEST MILLICENT W | Director | 3 | 2006–2008 | ||
| SHOOK GARY ROSS | Director,Officer; Officer | Exec. VP and Community Exec.; President; President and CEO | 23 | 2006–2017 | |
| Withers Suzanne | Officer | EVP of Middleburg Bank; Senior Vice President | 3 | 2006–2011 | |
| BOLING JOSEPH L | Director,Officer | Chairman and Chief Exec. Off.; Chairman of the Board | 11 | 2006–2016 | |
| NEUHARTH JANET A | Director | 11 | 2006–2017 | ||
| LEE JOHN C IV | Director | 23 | 2006–2017 | ||
| CULVER JEFFREY | Officer | EVP and COO; Senior Vice President | 17 | 2007–2017 | |
| DAVIS J BRADLEY | Director | 3 | 2008–2012 | person page Fuzzy | |
| GREEN ALEXANDER G III | Director | 9 | 2008–2017 | ||
| MILLER ROBERT S | Officer | EVP of Middleburg Bank; Sr. Vice President Marketing | 4 | 2008–2011 | |
| TREPTOW JAMES R | Director | 1 | 2008 | ||
| WHITE RODNEY J | Officer | VP & Chief Accounting Officer | 1 | 2008 | |
| FLOWERS JERRY | Officer | CEO/Pres of Southern Trust Mtg | 1 | 2008 | |
| Meurlin Keith Wood | Director | 22 | 2008–2017 | ||
| ARMFIELD HOWARD M | Director | 8 | 2008–2017 | ||
| SOKOL DAVID L | TenPercentOwner | 87 | 2009–2017 | ||
| BURDEN CHILDS FRICK | Director | 8 | 2009–2017 | ||
| Mehra Rajesh | Officer | EVP & Chief Financial Officer | 22 | 2009–2017 | |
| Rust John M | Director | 8 | 2012–2017 | ||
| Hartley David L | Officer | Pres/CEO-Middleburg Investment | 15 | 2012–2017 | |
| Atherton Henry Francis III | Director | 7 | 2012–2017 | ||
| MCDANIEL MARY LEIGH | Director | 9 | 2014–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Middleburg Financial Corporation | VA | State business registries | name and state |
| Plan sponsor | MIDDLEBURG FINANCIAL CORPORATION | VA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | MIDDLEBURG FINANCIAL CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | MIDDLEBURG FINANCIAL CORPORATION | EIN (EXACT) | ||
| Person page | J Bradley Davis | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, VA first:
- CARDINAL FINANCIAL CORP VA
- RESOURCE BANKSHARES CORP VA
- Xenith Bankshares, Inc. VA
- BOTETOURT BANKSHARES INC VA
- CHAIN BRIDGE BANCORP INC VA
- COMMONWEALTH BANKSHARES INC VA
- PREMIER COMMUNITY BANKSHARES INC VA
- National Commerce Corp AL
- BANCTRUST FINANCIAL GROUP INC AL
- GBB CAPITAL I CA
In other datasets, the same topic (Finance) in VA:
- Lobbying client: 60 PLUS ASSOCIATION (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance