IPO registrations (S-1, F-1) · Registrants
CARDINAL FINANCIAL CORP
- SEC CIK
- 1060523 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2003-11-21, last 2005-05-10; 2 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 2003-12-19
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- VA
- Business address
- 8270 GREENSBORO DRIVE, SUITE 500, Mclean, VA 22102
- EIN
- 54-1874630
- EDGAR entity type
- operating
- Insiders and CEO pay
- CARDINAL FINANCIAL CORP on the corporate pages
Offering terms
- Final price
- $7.10 per share (424B4 filed 2003-12-19)
- Shares sold
- 6,300,000
- Gross proceeds
- $44,730,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CFNL
- Lead underwriters
- Raymond James (3,402,000 shares); Legg Mason (2,268,000 shares)
- Syndicate
- BB&T Capital Markets, A Division of Scott & Stringfellow (126,000); A.G. Edwards (126,000); Hoefer & Arnett, Inc (126,000); McKinnon & Company, Inc (126,000); Sandler O'Neill & Partners, L.P (126,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: CARDINAL FINANCIAL CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: CARDINAL FINANCIAL CORPORATION EXACT (EIN (EXACT))
- SEC filer: CARDINAL FINANCIAL CORP EXACT (CIK (EXACT))
- Person page: Alan G Merten Phd Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Alice P Frazier Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Christopher W Bergstrom Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: J Hamilton Lambert Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John H Rust Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Kendal E Carson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Sidney O Dewberry Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Steven M Wiltse Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2003-11-21 | S-1 | S-1 (registration) | CARDINAL FINANCIAL CORP | 0001047469-03-038247 ↗ |
| 2003-12-08 | S-1/A | S-1/A (amendment) | CARDINAL FINANCIAL CORP | 0001047469-03-039662 ↗ |
| 2003-12-17 | S-1MEF | S-1MEF (added securities) | CARDINAL FINANCIAL CORP | 0001047469-03-041302 ↗ |
| 2003-12-19 | 424B4 | 424B4 (final prospectus) | CARDINAL FINANCIAL CORP | 0001047469-03-041558 ↗ |
| 2005-03-23 | S-1 | S-1 (registration) | CARDINAL FINANCIAL CORP | 0001047469-05-007336 ↗ |
| 2005-05-03 | S-1/A | S-1/A (amendment) | CARDINAL FINANCIAL CORP | 0001047469-05-012838 ↗ |
| 2005-05-10 | S-1/A | S-1/A (amendment) | CARDINAL FINANCIAL CORP | 0001047469-05-014217 ↗ |
| 2005-05-13 | 424B1 | 424B1 (final prospectus) | CARDINAL FINANCIAL CORP | 0001047469-05-014684 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2003-12-08 | S-1/A | registration statement | 5,250,000 | - | Nasdaq CFNL | 2 | primary document; shares headline | document ↗ | ||
| 2003-12-19 | 424B4 | final prospectus | $7.10 | 6,300,000 | $44,730,000 | Nasdaq CFNL | 7 | primary document; price sentence, shares headline, proceeds table, underwriting table 7, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DEWBERRY SIDNEY O | Director | 25 | 2006–2017 | person page Fuzzy | |
| CARSON KENDAL E | Director,Officer; Officer | President | 5 | 2006–2007 | person page Fuzzy |
| BUCK WILLIAM G | Director | 39 | 2006–2017 | ||
| PETERSON WILLIAM E | Director | 28 | 2006–2017 | ||
| STARR ALICE M | Director | 27 | 2006–2017 | ||
| GARCIA MICHAEL A | Director | 27 | 2006–2017 | ||
| Wendel Mark A | Officer | Director Finance & Accounting; EVP/Chief Financial Officer | 25 | 2006–2017 | |
| CLINEBURG BERNARD H | Director,Officer | Chairman and CEO; Chairman, President and CEO; Executive Chairman; Executive Chairman of the Bd. | 45 | 2006–2017 | |
| MERTEN ALAN G | Director | 11 | 2006–2012 | person page Fuzzy | |
| BERGSTROM CHRISTOPHER W | Officer | President and CEO; President, Cardinal Bank; President, Cardinal Bank, N.A. | 33 | 2006–2017 | person page Fuzzy |
| GRIFFITH DENNIS M | Officer | Executive Vice President | 2 | 2006–2011 | |
| REYNOLDS F KEVIN | Officer | President, Cardinal Bank; President, Cardinal Bank, N.A. | 29 | 2006–2017 | |
| RUSSO JAMES D | Director | 13 | 2007–2012 | ||
| RUST JOHN H JR | Director | 2 | 2007–2008 | person page Fuzzy | |
| BECK B G | Director | 20 | 2008–2017 | ||
| LAMBERT J HAMILTON | Director | 30 | 2008–2017 | person page Fuzzy | |
| SHAFRAN GEORGE P | Director | 11 | 2008–2012 | ||
| FRAZIER ALICE P | Officer | Chief Operating Officer; Executive Vice President | 27 | 2009–2017 | person page Fuzzy |
| Wiltse Steven M | Director | 14 | 2012–2017 | person page Fuzzy | |
| Nassetta William J | Director | 11 | 2012–2017 | ||
| Lang Barbara B | Director | 11 | 2014–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | CARDINAL FINANCIAL CORPORATION | VA | State business registries | name and state |
| Plan sponsor | CARDINAL FINANCIAL CORPORATION | VA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | CARDINAL FINANCIAL CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | CARDINAL FINANCIAL CORPORATION | EIN (EXACT) | ||
| Person page | Alan G Merten Phd | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Alice P Frazier | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Christopher W Bergstrom | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | J Hamilton Lambert | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John H Rust Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Kendal E Carson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Sidney O Dewberry | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Steven M Wiltse | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, VA first:
- RESOURCE BANKSHARES CORP VA
- Xenith Bankshares, Inc. VA
- BOTETOURT BANKSHARES INC VA
- CHAIN BRIDGE BANCORP INC VA
- COMMONWEALTH BANKSHARES INC VA
- PREMIER COMMUNITY BANKSHARES INC VA
- MIDDLEBURG FINANCIAL CORP VA
- National Commerce Corp AL
- BANCTRUST FINANCIAL GROUP INC AL
- GBB CAPITAL I CA
In other datasets, the same topic (Finance) in VA:
- Lobbying client: 60 PLUS ASSOCIATION (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance