IPO registrations (S-1, F-1) · Registrants
RESOURCE AMERICA, INC.
- SEC CIK
- 83402 · filings on EDGAR ↗
- Name on the registration
- RESOURCE AMERICA INC
- Former names
- RESOURCE AMERICA INC (1995–2010); RESOURCE AMERICA LLC (2006–2006)
- Registration
- Form S-1, first filed 1996-10-11, last 1996-11-22; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 1996-11-27
- Industry (SIC)
- Investors, NEC 6799
- Incorporated in
- PA
- Business address
- 717 FIFTH AVENUE, 18TH FLOOR, New York, NY 10022
- EIN
- 72-0654145
- EDGAR entity type
- operating
- Insiders and CEO pay
- RESOURCE AMERICA, INC. on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 1996-11-22)
- Final price
- $13.00 per share, within the range (424B1 filed 1996-11-27)
- Shares sold
- 1,440,000
- Gross proceeds
- $18,720,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol REXI
- Lead underwriters
- FBR (1,188,000 shares)
- Syndicate
- Advest, Inc (36,000); Equitable Securities Corporation (36,000); Gruntal & Co., Incorporated (36,000); Janney Montgomery Scott (36,000); McDonald & Company, Inc (36,000); Pennsylvania Merchant Group Ltd (36,000); Scott & Stringfellow, Inc (36,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: RESOURCE AMERICA, INC. EXACT (EIN (EXACT))
- SEC filer: RESOURCE AMERICA INC EXACT (CIK (EXACT))
- Person page: Alan F Feldman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-10-11 | S-1 | S-1 (registration) | RESOURCE AMERICA INC | 0000083402-96-000029 ↗ |
| 1996-11-12 | S-1/A | S-1/A (amendment) | RESOURCE AMERICA INC | 0000950152-96-005948 ↗ |
| 1996-11-22 | S-1/A | S-1/A (amendment) | RESOURCE AMERICA INC | 0000950152-96-006281 ↗ |
| 1996-11-26 | S-1MEF | S-1MEF (added securities) | RESOURCE AMERICA INC | 0000950152-96-006339 ↗ |
| 1996-11-27 | 424B1 | 424B1 (final prospectus) | RESOURCE AMERICA INC | 0000950152-96-006373 ↗ |
| 1998-04-27 | 424B1 | 424B1 (final prospectus) | RESOURCE AMERICA INC | 0000950116-98-000939 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-11-22 | S-1/A | registration statement | $12.00–$14.00 | 1,200,000 | - | Nasdaq REXI | 1 | from the submission text; range, shares headline, cover names 1 | document ↗ | |
| 1996-11-27 | 424B1 | final prospectus | $13.00 | 1,440,000 | $18,720,000 | Nasdaq REXI | 8 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 8, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| COHEN EDWARD E | Director; Director,Officer | Chairman | 13 | 2006–2016 | |
| COHEN JONATHAN Z | Director,Officer | CEO & President; CEO & President | 43 | 2006–2016 | |
| FELDMAN ALAN F | Officer | Senior Vice President; SVP | 17 | 2006–2016 | person page Fuzzy |
| KESSLER STEVEN J | Officer | EVP & CFO; EVP & CFO | 5 | 2006–2009 | |
| Shubin Stein Kenneth H | Other; TenPercentOwner | 21 | 2006–2008 | ||
| Spencer Capital Management, LLC | Other; TenPercentOwner | 20 | 2006–2008 | ||
| SPENCER CAPITAL OFFSHORE OPPORTUNITY FUND LTD | Other | 6 | 2006 | ||
| Spencer Capital Offshore Partners, LLC | Other | 6 | 2006 | ||
| SPENCER CAPITAL OPPORTUNITY FUND LP | Other | 6 | 2006 | ||
| Spencer Capital Partners, LLC | Other | 6 | 2006 | ||
| Spencer Capital Select Fund LP | Other | 6 | 2006 | ||
| Spencer Capital Select Partners, LLC | Other | 6 | 2006 | ||
| BRADLEY MICHAEL J | Director | 14 | 2006–2016 | ||
| CAMPBELL CARLOS C | Director | 17 | 2006–2016 | ||
| LUBIN ANDREW M | Director | 12 | 2006–2016 | ||
| WHITE JOHN S | Director | 12 | 2006–2016 | ||
| Kind Kenneth A | Director | 6 | 2006–2011 | ||
| KOZLOV HERSH | Director | 25 | 2007–2016 | ||
| Elliott Thomas C | Officer | CFO&SVP - Finance & Operations; SVP & CFO; SVP - Finance & Operations; SVP - Finance & Operations | 16 | 2007–2016 | |
| Yecies Michael S | Officer | SVP, CLO & Sec.; SVP, CLO & Sec.; SVP, CLO & Secretary; SVP, CLO & Secretary | 29 | 2007–2016 | |
| Brotman Jeffrey F | Officer | Executive Vice President | 15 | 2007–2016 | |
| Miller Arthur J. | Officer | VP & CAO; VP & CAO | 9 | 2007–2016 | |
| COOPERMAN LEON G | TenPercentOwner | 13 | 2008–2016 | ||
| MARTIN WILLIAM C | TenPercentOwner | 7 | 2011–2013 | ||
| Raging Capital Fund, LP | Other | 6 | 2011–2013 | ||
| Raging Capital Fund (QP), LP | Other | 6 | 2011–2013 | ||
| Raging Capital Management, LLC | TenPercentOwner | 7 | 2011–2013 | ||
| LERNER ROBERT L | Director; Other | 9 | 2011–2014 | ||
| DELSON DONALD | Director | 6 | 2012–2016 | ||
| Raging Capital Master Fund, Ltd. | TenPercentOwner | 2 | 2013 | ||
| Blomstrom Jeffrey D | Officer | Senior Vice President; SVP | 9 | 2014–2016 | |
| REISS RICHARD JR | Director | 3 | 2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | RESOURCE AMERICA, INC. | PA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| IPO registrant | ICG HYPERSONIC ACQUISITION CORP | NY | IPO registrations (S-1, F-1) | same street address and ZIP code, 717 FIFTH AVE 18TH FL 10022 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | RESOURCE AMERICA, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | RESOURCE AMERICA, INC. | EIN (EXACT) | ||
| Person page | Alan F Feldman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Investors, NEC, NY first:
- Everquest Financial Ltd. NY
- Golub Capital Partners LLC NY
- Managed Emerging Markets Trust NY
- US TRADE FUNDING CORP NY
- WFS FINANCIAL 1998 A OWNER TRUST DE
- MEDICAN ENTERPRISES, INC. NV
- HEALTHCARE FINANCIAL PARTNERS INC MD
- COPELCO CAPITAL FUNDING CORP X NJ
- MITSUI VENDOR LEASING 1998-1 LLC CA
- WeedClub, Inc. UT
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Investors, NEC · Finance