IPO registrations (S-1, F-1) · Registrants
Spectral AI, Inc.
- SEC CIK
- 1833498 · filings on EDGAR ↗
- Former names
- Rosecliff Acquisition Corp I (2020–2023)
- Registration
- Form S-1, first filed 2021-01-27, last 2024-04-10; 4 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2021-02-16; declared effective 2021-02-11
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Incorporated in
- DE
- Business address
- 2515 MCKINNEY AVE #1000, Dallas, TX 75201
- Ticker
- MDAI, MDAIW (Nasdaq, Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Spectral AI, Inc. on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B4 filed 2021-02-16, an initial public offering)
- Shares sold
- 20,000,000
- Gross proceeds
- $220,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol RCLFU
- Lead underwriters
- BTIG
- Syndicate
- I -Bankers Securities, Inc
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SPECTRAL AI, INC. Fuzzy (name and state)
- SEC filer: Rosecliff Acquisition Corp I EXACT (CIK (EXACT))
- Person page: Peter M Carlson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 19
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2021-01-27 | S-1 | S-1 (registration) | Rosecliff Acquisition Corp I | 0001213900-21-004653 ↗ |
| 2021-02-08 | S-1/A | S-1/A (amendment) | Rosecliff Acquisition Corp I | 0001213900-21-007492 ↗ |
| 2021-02-11 | S-1MEF | S-1MEF (added securities) | Rosecliff Acquisition Corp I | 0001213900-21-008606 ↗ |
| 2021-02-11 | EFFECT | EFFECT (declared effective) | Rosecliff Acquisition Corp I | 9999999995-21-000607 ↗ |
| 2021-02-16 | 424B4 | 424B4 (final prospectus) | Rosecliff Acquisition Corp I | 0001213900-21-009628 ↗ |
| 2023-08-11 | EFFECT | EFFECT (declared effective) | Rosecliff Acquisition Corp I | 9999999995-23-002355 ↗ |
| 2023-10-30 | S-1 | S-1 (registration) | Spectral AI, Inc. | 0001213900-23-081580 ↗ |
| 2023-11-21 | S-1/A | S-1/A (amendment) | Spectral AI, Inc. | 0001213900-23-089245 ↗ |
| 2023-12-07 | S-1/A | S-1/A (amendment) | Spectral AI, Inc. | 0001213900-23-094062 ↗ |
| 2023-12-18 | S-1/A | S-1/A (amendment) | Spectral AI, Inc. | 0001213900-23-096535 ↗ |
| 2023-12-21 | EFFECT | EFFECT (declared effective) | Spectral AI, Inc. | 9999999995-23-003715 ↗ |
| 2024-01-05 | S-1 | S-1 (registration) | Spectral AI, Inc. | 0001213900-24-001552 ↗ |
| 2024-01-23 | S-1/A | S-1/A (amendment) | Spectral AI, Inc. | 0001213900-24-005801 ↗ |
| 2024-02-01 | EFFECT | EFFECT (declared effective) | Spectral AI, Inc. | 9999999995-24-000285 ↗ |
| 2024-04-10 | S-1 | S-1 (registration) | Spectral AI, Inc. | 0001213900-24-031907 ↗ |
| 2024-04-18 | EFFECT | EFFECT (declared effective) | Spectral AI, Inc. | 9999999995-24-001034 ↗ |
| 2024-10-31 | EFFECT | EFFECT (declared effective) | Spectral AI, Inc. | 9999999995-24-003329 ↗ |
| 2024-12-02 | EFFECT | EFFECT (declared effective) | Spectral AI, Inc. | 9999999995-24-003638 ↗ |
| 2025-05-07 | EFFECT | EFFECT (declared effective) | Spectral AI, Inc. | 9999999995-25-001453 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-02-08 | S-1/A | registration statement | $10.00 | 20,000,000 | $200,000,000 | Nasdaq RCLFU | 1 | primary document; price sentence, shares headline, proceeds table, cover names 1 | document ↗ | |
| 2021-02-16 | 424B4 | final prospectus | $10.00 | - | $220,000,000 | Nasdaq RCLFU | 2 | primary document; price sentence, proceeds table, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bellini Heather | Director | 2 | 2021–2023 | ||
| Edmonds Franklin S. Jr. | Director | 2 | 2021–2023 | ||
| Goodwin Kieran | Director,Officer | Chief Financial Officer | 1 | 2021 | |
| Murphy Michael Patrick | Director; TenPercentOwner | 2 | 2021–2023 | ||
| Radecki Brian J | Director | 2 | 2021–2023 | ||
| Rosecliff Acquisition Sponsor I LLC | Director; Director,Officer,TenPercentOwner | Chief Executive Officer | 2 | 2021–2023 | |
| Zimmerman Jordan | Director,Officer | President | 1 | 2021 | |
| GLAZER CAPITAL, LLC | TenPercentOwner | 9 | 2021 | ||
| GLAZER PAUL J | TenPercentOwner | 9 | 2021 | ||
| GOLDMAN SACHS & CO. LLC | TenPercentOwner | 2 | 2023 | ||
| GOLDMAN SACHS GROUP INC | TenPercentOwner | 2 | 2023 | ||
| CAI XIAOJIA CYNTHIA | Director | 2 | 2023 | ||
| Capone Vincent S. | Officer | CFO and General Counsel; Chief Executive Officer; GENERAL COUNSEL | 6 | 2023–2026 | |
| Cotton Richard John | Director | 6 | 2023–2026 | ||
| Fan Wensheng | Director,Officer | CHIEF EXECUTIVE OFFICER | 2 | 2023 | |
| Mellish Martin C.B. | Director | 4 | 2023–2025 | ||
| Pagoulatos Nikolaos | Officer | CHIEF OPERATING OFFICER | 2 | 2023 | |
| Windler Nils | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 2 | 2023 | |
| Thatcher Jeffrey Edward | Officer | Chief Scientist; CHIEF SCIENTIST | 2 | 2023 | |
| DiMaio John Michael | Director; Director,TenPercentOwner; TenPercentOwner | 15 | 2023–2026 | ||
| ELS 1960 Family, L.P. | TenPercentOwner | 1 | 2023 | ||
| SPANGENBERG ERICH | Director,TenPercentOwner; TenPercentOwner | 3 | 2023–2024 | ||
| Carlson Peter M | Director,Officer | Chief Executive Officer | 1 | 2024 | person page Fuzzy |
| Sparks Jeremiah A. | Officer | Chief Commerical Officer | 1 | 2024 | |
| Micek Stan | Officer | CHIEF OPERATING OFFICER | 1 | 2024 | |
| Snyder Marion Ann | Director | 1 | 2026 | ||
| Sadagopan Deepak | Director | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SPECTRAL AI, INC. | TX | State business registries | name and state |
| IPO registrant | SPECTRAL IP, INC. | TX | IPO registrations (S-1, F-1) | same street address and ZIP code, 2515 MCKINNEY AVE STE 1000 75201 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | Spectral AI, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Peter M Carlson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Surgical & Medical Instruments & Apparatus, TX first:
- LUMINEX CORP TX
- Nuo Therapeutics, Inc. TX
- CERENOME, INC. TX
- Apollo Endosurgery, Inc. TX
- LDR HOLDING CORP TX
- OxySure Therapeutics, Inc. TX
- Mobia Medical, Inc. TX
- Soliton, Inc. TX
- Autonomix Medical, Inc. TX
- Acelity Holdings, Inc. TX
In other datasets, the same topic (Technology) in TX:
- Lobbying client: 3001 INC (Federal lobbying (LDA))
Interests: Surgical & Medical Instruments & Apparatus · Technology