IPO registrations (S-1, F-1) · Registrants
LDR HOLDING CORP
- SEC CIK
- 1348324 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2013-08-26, last 2014-05-12; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2013-10-09; declared effective 2013-10-08
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Business address
- 13785 RESEARCH BOULEVARD, SUITE 200, Austin, TX 78750
- EIN
- 20-3933262
- EDGAR entity type
- operating
- Insiders and CEO pay
- LDR HOLDING CORP on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2013-10-08)
- Final price
- $15.00 per share, within the range (424B1 filed 2013-10-09, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $75,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol LDRH
- Lead underwriters
- Piper Sandler
- Syndicate
- William Blair; Bryan, Garnier & Co; Cowen; JMP Securities; Stephens
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: LDR HOLDING CORPORATION EXACT (EIN (EXACT))
- SEC filer: LDR HOLDING CORP EXACT (CIK (EXACT))
- Person page: J Matthew Mackowski Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-08-26 | S-1 | S-1 (registration) | LDR HOLDING CORP | 0001193125-13-346799 ↗ |
| 2013-08-29 | S-1/A | S-1/A (amendment) | LDR HOLDING CORP | 0001193125-13-350834 ↗ |
| 2013-09-19 | S-1/A | S-1/A (amendment) | LDR HOLDING CORP | 0001193125-13-371737 ↗ |
| 2013-10-08 | S-1/A | S-1/A (amendment) | LDR HOLDING CORP | 0001193125-13-393787 ↗ |
| 2013-10-08 | EFFECT | EFFECT (declared effective) | LDR HOLDING CORP | 9999999995-13-002914 ↗ |
| 2013-10-09 | 424B1 | 424B1 (final prospectus) | LDR HOLDING CORP | 0001193125-13-395408 ↗ |
| 2014-04-02 | S-1 | S-1 (registration) | LDR HOLDING CORP | 0001193125-14-128095 ↗ |
| 2014-04-11 | S-1/A | S-1/A (amendment) | LDR HOLDING CORP | 0001193125-14-139633 ↗ |
| 2014-05-12 | S-1/A | S-1/A (amendment) | LDR HOLDING CORP | 0001193125-14-193529 ↗ |
| 2014-05-14 | S-1MEF | S-1MEF (added securities) | LDR HOLDING CORP | 0001193125-14-199637 ↗ |
| 2014-05-14 | EFFECT | EFFECT (declared effective) | LDR HOLDING CORP | 9999999995-14-001471 ↗ |
| 2014-05-15 | 424B4 | 424B4 (final prospectus) | LDR HOLDING CORP | 0001193125-14-201459 ↗ |
| 2014-12-09 | EFFECT | EFFECT (declared effective) | LDR HOLDING CORP | 9999999995-14-003628 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-10-08 | S-1/A | registration statement | $14.00–$16.00 | 5,000,000 | - | 6 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 6 | document ↗ | ||
| 2013-10-09 | 424B1 | final prospectus | $15.00 | 5,000,000 | $75,000,000 | Nasdaq LDRH | 6 | primary document; price sentence, shares headline, proceeds table, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ARAGONA JOSEPH C | Director; Director,TenPercentOwner | 13 | 2013–2016 | ||
| AUSTIN VENTURES VIII LP | TenPercentOwner | 5 | 2013–2014 | ||
| AV PARTNERS VIII LP | TenPercentOwner | 5 | 2013–2014 | ||
| BEGHIN JEAN-MICHEL | TenPercentOwner | 3 | 2013–2014 | ||
| Burrows James | Officer | Chief Operating Officer; EVP and COO, LDR Spine | 13 | 2013–2016 | |
| COCKRELL J ROSS | TenPercentOwner | 2 | 2013 | ||
| Crawford Matthew S | TenPercentOwner | 2 | 2013 | ||
| Cruz Denise | Officer | Controller | 8 | 2013–2016 | |
| DAHLIA A SICAR | TenPercentOwner | 2 | 2013 | ||
| DEANGELIS KENNETH P | TenPercentOwner | 5 | 2013–2014 | ||
| de Kerleau Benoit | TenPercentOwner | 2 | 2013 | ||
| Devries Gerald L JR | TenPercentOwner | 2 | 2013 | ||
| Dinville Herve | Officer | EVP, Research & Development | 6 | 2013–2014 | |
| ESCALATE CAPITAL I LP | TenPercentOwner | 2 | 2013 | ||
| Escalate Capital Partners SBIC, I, L.P. | TenPercentOwner | 2 | 2013 | ||
| FIN PO S.A., SICAR | TenPercentOwner | 2 | 2013 | ||
| Keensight Capital | TenPercentOwner | 3 | 2013–2014 | ||
| LALANDE KEVIN M. | Director | 15 | 2013–2016 | ||
| Lashkari Deval | TenPercentOwner | 7 | 2013–2015 | ||
| Lavigne Christophe | Director,Officer; Director,Officer,TenPercentOwner; Officer | President & CEO; President, CEO and Chairman | 30 | 2013–2016 | |
| MACKOWSKI J MATTHEW | TenPercentOwner | 7 | 2013–2015 | person page Fuzzy | |
| McNamara Robert | Officer | Chief Financial Officer; EVP and CFO | 16 | 2013–2016 | |
| MEZZAROBBA MICHELE | TenPercentOwner | 2 | 2013 | ||
| PACITTI CHRISTOPHER A | TenPercentOwner | 5 | 2013–2014 | ||
| Pascal Didier | TenPercentOwner | 2 | 2013 | ||
| PATH4 INNOVATIONS L P | TenPercentOwner | 2 | 2013 | ||
| PATH4, LLC | TenPercentOwner | 2 | 2013 | ||
| Pinto Technology Ventures GP II, L.P. | TenPercentOwner | 2 | 2013 | ||
| Pinto Technology Ventures GP, L.P. | TenPercentOwner | 2 | 2013 | ||
| PINTO TECHNOLOGY VENTURES L P | TenPercentOwner | 2 | 2013 | ||
| Pinto TV GP CO LLC | TenPercentOwner | 2 | 2013 | ||
| PO CAPINVEST 1 SAS | TenPercentOwner | 2 | 2013 | ||
| Potgieter Andre | Officer | EVP, US Sales, LDR Spine; VP US Sales | 9 | 2013–2016 | |
| PTV SCIENCES II L P | TenPercentOwner | 2 | 2013 | ||
| Pujol Jerome | TenPercentOwner | 3 | 2013–2014 | ||
| Raffin Thomas A. | TenPercentOwner | 7 | 2013–2015 | ||
| R CAPITAL III FCPR | TenPercentOwner | 3 | 2013–2014 | ||
| R CAPITAL PRIVE TECHNOLOGIES FCPR | TenPercentOwner | 3 | 2013–2014 | ||
| R CAPITAL TECHNOLOGIES FCPR | TenPercentOwner | 3 | 2013–2014 | ||
| REMY PIERRE | TenPercentOwner | 3 | 2013–2014 | ||
| Richard Patrick | Officer | EVP, European Sales, Medical; EVP, LDR Medical; VP | 15 | 2013–2016 | |
| Rogan James B. | TenPercentOwner | 2 | 2013 | ||
| Ross G. Joseph | Officer | EVP, Global Marketing; Exec VP Global Marketing | 12 | 2013–2016 | |
| SCHELL WILLIAM A. | TenPercentOwner | 2 | 2013 | ||
| SHEPLER ROBERT G | Director,TenPercentOwner; TenPercentOwner | 7 | 2013–2015 | ||
| TELEGRAPH HILL PARTNERS II INVESTMENT MANAGEMENT, LLC | TenPercentOwner | 2 | 2013 | ||
| TELEGRAPH HILL PARTNERS II L P | TenPercentOwner | 7 | 2013–2015 | ||
| Telegraph Hill Partners Investment Management, LLC | TenPercentOwner | 2 | 2013 | ||
| TELEGRAPH HILL PARTNERS LP | TenPercentOwner | 7 | 2013–2015 | ||
| Telegraph Hill Partners Management Company, LLC | TenPercentOwner | 2 | 2013 | ||
| Telegraph Hill Partners SBIC, LLC | TenPercentOwner | 2 | 2013 | ||
| Telegraph Hill Partners SBIC, L.P. | TenPercentOwner | 7 | 2013–2015 | ||
| THORNTON JOHN D | TenPercentOwner | 5 | 2013–2014 | ||
| THP Affiliates Fund, LLC | TenPercentOwner | 7 | 2013–2015 | ||
| THP II Affiliates Fund, LLC | TenPercentOwner | 7 | 2013–2015 | ||
| VERWALTUNGSGESELLSCHAFT AD. KRAUTH | Other; TenPercentOwner | 4 | 2013–2014 | ||
| Way Scott E. | Officer | EVP and General Counsel; Exec VP General Counsel | 12 | 2013–2016 | |
| WHITLOCK STEVEN I. | TenPercentOwner | 2 | 2013 | ||
| WIDENSOHLER STEFAN K | Director; Director,TenPercentOwner | 21 | 2013–2016 | ||
| BURKE WILLIAM W | Director | 12 | 2013–2016 | ||
| MILINAZZO ALAN | Director | 4 | 2015–2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | LDR HOLDING CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | LDR Holding Corporation | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | LDR HOLDING CORPORATION | EIN (EXACT) | ||
| Person page | J Matthew Mackowski | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Surgical & Medical Instruments & Apparatus, TX first:
- LUMINEX CORP TX
- Nuo Therapeutics, Inc. TX
- CERENOME, INC. TX
- Apollo Endosurgery, Inc. TX
- OxySure Therapeutics, Inc. TX
- Mobia Medical, Inc. TX
- Soliton, Inc. TX
- Autonomix Medical, Inc. TX
- Acelity Holdings, Inc. TX
- KCI Holdings, Inc. TX
In other datasets, the same topic (Technology) in TX:
- Lobbying client: 3001 INC (Federal lobbying (LDA))
Interests: Surgical & Medical Instruments & Apparatus · Technology