IPO registrations (S-1, F-1) · Registrants
Soliton, Inc.
- SEC CIK
- 1548187 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2019-07-01, last 2019-11-08; 2 initial registrations, 1 amendment
- Outcome
- Declared effective 2019-08-23
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Incorporated in
- DE
- Business address
- 5304 ASHBROOK DRIVE, Houston, TX 77081
- EIN
- 36-4729076
- EDGAR entity type
- operating
- Insiders and CEO pay
- Soliton, Inc. on the corporate pages
Offering terms
- Shares offered
- 1,019,025
- Listing
- Nasdaq under the symbol SOLY
- Lead underwriters
- Remeditex Ventures LLC 9,514,604 (326,088 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: SOLITON, INC. EXACT (EIN (EXACT))
- Form D issuer: Soliton, Inc. EXACT (CIK (EXACT))
- SEC filer: Soliton, Inc. EXACT (CIK (EXACT))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2019-07-01 | S-1 | S-1 (registration) | Soliton, Inc. | 0001437749-19-013216 ↗ |
| 2019-08-06 | S-1/A | S-1/A (amendment) | Soliton, Inc. | 0001437749-19-015650 ↗ |
| 2019-08-23 | EFFECT | EFFECT (declared effective) | Soliton, Inc. | 9999999995-19-001953 ↗ |
| 2019-11-08 | S-1 | S-1 (registration) | Soliton, Inc. | 0001548187-19-000009 ↗ |
| 2019-11-22 | EFFECT | EFFECT (declared effective) | Soliton, Inc. | 9999999995-19-002649 ↗ |
| 2020-03-19 | EFFECT | EFFECT (declared effective) | Soliton, Inc. | 9999999995-20-000597 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-11-08 | S-1 | registration statement | $1.75 | 1,019,025 | $1,783,293 | Nasdaq SOLY | 1 | primary document; price line, shares headline, proceeds computed, underwriting table 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bisson Lori | Officer | Chief Financial Officer | 6 | 2019–2021 | |
| Capelli Christopher | Director,Officer | CEO, President; CSO and Executive Chairman; CSO and Vice Chairman | 6 | 2019–2021 | |
| Foster Jonathan P. | Director | 4 | 2019–2021 | ||
| Harrison Danika R | Director | 4 | 2019–2021 | ||
| Hauser Bradley | Director; Director,Officer | CEO and President | 5 | 2019–2021 | |
| KLEMP WALTER V | Director; Director,Officer | Executive Chairman | 6 | 2019–2021 | |
| TANNER JOE D | Officer | Chief Operating Officer | 6 | 2019–2021 | |
| Remeditex Ventures LLC | TenPercentOwner | 5 | 2019–2021 | ||
| Hunt Niquette L. | Director | 3 | 2020–2021 | ||
| Kaminer Michael S. | Director | 4 | 2020–2021 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2019-06-17 | Soliton, Inc. | Other Health Care | $9,450,000 | $9,450,000 | 4 | 1 |
| 2018-04-10 | Soliton, Inc. | Other | $500,000 | $500,000 | 5 | 1 |
| 2017-02-07 | Soliton, Inc. | Other | $6,250,000 | $4,300,000 | 1 | 2 |
| 2016-07-22 | Soliton, Inc. | Other | $2,000,002 | $1,000,001 | 1 | 1 |
| 2014-11-28 | Soliton, Inc. | Other | $12,000,002 | $9,000,006 | 1 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Soliton, Inc. | TX | Form D private offerings | CIK (EXACT) |
| SEC filer | Soliton, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | SOLITON, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Surgical & Medical Instruments & Apparatus, TX first:
- LUMINEX CORP TX
- Nuo Therapeutics, Inc. TX
- CERENOME, INC. TX
- Apollo Endosurgery, Inc. TX
- LDR HOLDING CORP TX
- OxySure Therapeutics, Inc. TX
- Mobia Medical, Inc. TX
- Autonomix Medical, Inc. TX
- Acelity Holdings, Inc. TX
- KCI Holdings, Inc. TX
In other datasets, the same topic (Technology) in TX:
- Lobbying client: 3001 INC (Federal lobbying (LDA))
Interests: Surgical & Medical Instruments & Apparatus · Technology