IPO registrations (S-1, F-1) · Registrants

Nuo Therapeutics, Inc.

SEC CIK
1091596 · filings on EDGAR ↗
Former names
Nuo Therapeutics, Inc (2014–2014); CYTOMEDIX INC (2000–2014); AUTOLOGOUS WOUND THERAPY INC (2000–2000); AUTOLOGOUS WOUND TRERAPY INC (1999–2000)
Registration
Form S-1, first filed 2010-11-19, last 2017-06-30; 7 initial registrations, 8 amendments
Outcome
Declared effective 2010-12-08; withdrawal requested 2011-07-18
Industry (SIC)
Surgical & Medical Instruments & Apparatus 3841
Incorporated in
DE
Business address
8285 EL RIO, SUITE 190, Houston, TX 77054
EIN
23-3011702
Ticker
AURX (OTC)
EDGAR entity type
operating
Insiders and CEO pay
Nuo Therapeutics, Inc. on the corporate pages

Offering terms

Proposed price range
$4.50–$5.50 per share (S-1/A filed 2017-06-30)
Shares offered
2,100,000
Listing
Nasdaq under the symbol AURX
Lead underwriters
Northland Securities
Syndicate
The Benchmark Company

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 39

FiledFormWhat it isName as filedEDGAR
2010-11-19S-1S-1 (registration)CYTOMEDIX INC0001144204-10-062517 ↗
2010-12-06S-1/AS-1/A (amendment)CYTOMEDIX INC0001144204-10-064981 ↗
2010-12-08EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-10-003498 ↗
2011-01-26EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-11-000259 ↗
2011-04-12S-1S-1 (registration)CYTOMEDIX INC0001144204-11-021609 ↗
2011-05-06EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-11-001427 ↗
2011-05-09S-1/AS-1/A (amendment)CYTOMEDIX INC0001144204-11-027005 ↗
2011-06-08S-1/AS-1/A (amendment)CYTOMEDIX INC0001144204-11-034685 ↗
2011-07-18RWRW (withdrawal request)CYTOMEDIX INC0001144204-11-040953 ↗
2011-07-22EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-11-002228 ↗
2011-11-01EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-11-003115 ↗
2012-04-17EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-12-001068 ↗
2012-04-17EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-12-001069 ↗
2012-04-17EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-12-001071 ↗
2012-11-08EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-12-003193 ↗
2012-11-08EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-12-003194 ↗
2013-06-11S-1S-1 (registration)CYTOMEDIX INC0001144204-13-034345 ↗
2013-06-25S-1/AS-1/A (amendment)CYTOMEDIX INC0001144204-13-036502 ↗
2013-07-17EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-13-002101 ↗
2013-07-17EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-13-002102 ↗
2013-07-17EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-13-002110 ↗
2014-01-09S-1S-1 (registration)CYTOMEDIX INC0001144204-14-001425 ↗
2014-01-22S-1/AS-1/A (amendment)CYTOMEDIX INC0001144204-14-003364 ↗
2014-01-24EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-14-000207 ↗
2014-05-09EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-14-001389 ↗
2014-05-09EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-14-001390 ↗
2014-05-09EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-14-001391 ↗
2014-05-09EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-14-001398 ↗
2014-07-10S-1S-1 (registration)CYTOMEDIX INC0001144204-14-042342 ↗
2014-08-12EFFECTEFFECT (declared effective)CYTOMEDIX INC9999999995-14-002489 ↗
2015-05-13EFFECTEFFECT (declared effective)Nuo Therapeutics, Inc.9999999995-15-001313 ↗
2015-06-22EFFECTEFFECT (declared effective)Nuo Therapeutics, Inc.9999999995-16-004186 ↗
2016-11-21S-1S-1 (registration)Nuo Therapeutics, Inc.0001144204-16-135672 ↗
2016-12-23S-1/AS-1/A (amendment)Nuo Therapeutics, Inc.0001144204-16-141217 ↗
2017-01-11EFFECTEFFECT (declared effective)Nuo Therapeutics, Inc.9999999995-17-000078 ↗
2017-04-11S-1S-1 (registration)Nuo Therapeutics, Inc.0001437749-17-006388 ↗
2017-06-21S-1/AS-1/A (amendment)Nuo Therapeutics, Inc.0001437749-17-011557 ↗
2017-06-30S-1/AS-1/A (amendment)Nuo Therapeutics, Inc.0001437749-17-012109 ↗
2017-08-04RWRW (withdrawal request)Nuo Therapeutics, Inc.0001437749-17-013817 ↗

Prospectus pages read 1

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2017-06-30S-1/Aregistration statement$4.50–$5.502,100,000-Nasdaq AURX2primary document; range, shares headline, cover names 2document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Benson JamesDirector92006–2013
CREWS DAVIDDirector82006–2009
Deva Arun K.Director62006–2008
DROHAN DAVID FDirector52006–2008
FYLLING CARELYN POfficerVP of Professional Sevices; VP Professional Services; VP PROFESSIONAL SERVICES62006–2009
Maslan Andrew ScottOfficerCFO; Chief Financial Officer; CHIEF FINANCIAL OFFICER; Officer322006–2012
McLoughlin Mark TDirector132006–2015
MOHAN KSHITIJDirector,OfficerChief Executive Officer62006–2008
ROSENDALE MARTIN PDirector,Officer; OfficerChief Executive Officer; CHIEF EXECUTIVE OFFICER; Chief Operating Officer282008–2014
JORDEN DAVID EMERSONDirector; Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwnerActing CFO; CEO and CFO; CEO, CFO; CEO/CFO1422008–2026
KEITH STEPHENDirector82008–2015
WINZER C ERICDirector172009–2026person page Fuzzy
MENDELSOHN CRAIG BDirector; Other42009–2012
VANEK PATRICK PAULOfficerVP of Operations22010–2012
Field Edward L.OfficerChief Operating Officer; CHIEF OPERATING OFFICER32012–2014
DEL GUERCIO JOSEPHDirector92012–2017
HOHNKE LYLE ADirector52012–2015
Kent Richard SDirector52012–2014
Aldagen Holdings, LLCTenPercentOwnerOther132012–2015
Brooke William WTenPercentOwnerOther132012–2015
Carr KathryneTenPercentOwnerOther52012–2015
Clark B. JeffersonTenPercentOwnerOther132012–2015person page Fuzzy
SHALLCROSS STEVEN AOfficerChief Financial Officer; SEE REMARKS52013–2014
TOZER DEANOfficerChief Commercial Officer; CHIEF COMMERCIAL OFFICER72014
CLAUSEN PETEROfficerCHIEF SCIENCE OFFICER; Chief Scientific Officer; CSO; CSO/COO162014–2026
Atinsky LawrenceDirector42016–2019
Pittman Scott M.Director; Director,TenPercentOwner222016–2026person page Fuzzy
SHEEDY CHARLES ETenPercentOwner122016–2025person page Fuzzy
Boyalife Investment Fund I, Inc.TenPercentOwner22016–2017
Mintz PaulDirector102017–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2025-08-04Nuo Therapeutics, Inc.Other Health Care$791,418$791,41891
2024-09-23Nuo Therapeutics, Inc.Other Health Care$849,125$849,125101
2024-05-22Nuo Therapeutics, Inc.Other Health Care$650,875$650,875111
2023-12-22Nuo Therapeutics, Inc.Other Health Care$962,500$962,50091
2023-08-08Nuo Therapeutics, Inc.Other Health Care$1,035,000$1,035,00091
2022-05-19Nuo Therapeutics, Inc.Other Health Care$407,757$407,75761
2022-05-06Nuo Therapeutics, Inc.Other Health Care$3,550,000$3,550,000261
2018-06-12Nuo Therapeutics, Inc.Biotechnology$500,000$500,00011
2016-05-20Nuo Therapeutics, Inc.Biotechnology$10,500,000$7,500,000251
2012-02-15CYTOMEDIX INCBiotechnology$21,000,000$21,000,000171

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationCYTOMEDIX, INC.ILState business registriesEIN (EXACT, as the state registration reports it)
Business registrationNuo Therapeutics, Inc.TXState business registriesname and state
Business registrationNuo Therapeutics, Inc.TXState business registriesname and state
Business registrationNUO THERAPEUTICS, Inc.TXState business registriesname and state
Business registrationNUO THERAPEUTICS, INC.TXState business registriesname and state
Business registrationNUO THERAPEUTICS, INC.TXState business registriesname and state
Business registrationNUO THERAPEUTICS, INC.TXState business registriesEIN (EXACT, as the state registration reports it)
Business registrationNUO THERAPEUTICS, INC.TXState business registriesname and state
Business registrationNUO THERAPEUTICS, INC.TXState business registriesname and state
Business registrationNUO THERAPEUTICS, INC.TXState business registriesname and state
Business registrationNUO THERAPEUTICS, INC.TXState business registriesname and state
Form D issuerNuo Therapeutics, Inc.TXForm D private offeringsCIK (EXACT)
Paying companyNuo TherapeuticsTXOpen Payments (drug and device company payments)name and state
SEC filerNuo Therapeutics, Inc.SEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorNUO THERAPEUTICS, INC.EIN (EXACT)
Person pageB Jefferson ClarkPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther)
Person pageC Eric WinzerPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageCharles E SheedyPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner)
Person pageScott M PittmanPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,TenPercentOwner)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Surgical & Medical Instruments & Apparatus · Technology