IPO registrations (S-1, F-1) · Registrants
Professional Holding Corp.
- SEC CIK
- 1630856 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2020-01-06, last 2020-02-04; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2020-02-07; declared effective 2020-02-06
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- FL
- Business address
- 396 ALHAMBRA CIRCLE, STE. 255, Coral Gables, FL 33146
- EIN
- 46-5144312
- EDGAR entity type
- operating
- Insiders and CEO pay
- Professional Holding Corp. on the corporate pages
Offering terms
- Final price
- $18.50 per share (424B4 filed 2020-02-07, an initial public offering)
- Shares sold
- 3,100,000
- Gross proceeds
- $57,350,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PFHD
- Lead underwriters
- Stephens (1,395,000 shares); KBW (1,240,000 shares)
- Syndicate
- Stifel; Hovde Group, LLC (465,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: PROFESSIONAL HOLDING CORP. EXACT (EIN (EXACT, as the state registration reports it))
- Form D issuer: Professional Holding Corp. EXACT (CIK (EXACT))
- SEC filer: Professional Holding Corp. EXACT (CIK (EXACT))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2020-01-06 | S-1 | S-1 (registration) | Professional Holding Corp. | 0001104659-20-001616 ↗ |
| 2020-01-17 | S-1/A | S-1/A (amendment) | Professional Holding Corp. | 0001104659-20-005199 ↗ |
| 2020-01-30 | S-1/A | S-1/A (amendment) | Professional Holding Corp. | 0001104659-20-008264 ↗ |
| 2020-02-04 | S-1/A | S-1/A (amendment) | Professional Holding Corp. | 0001104659-20-010583 ↗ |
| 2020-02-06 | EFFECT | EFFECT (declared effective) | Professional Holding Corp. | 9999999995-20-000273 ↗ |
| 2020-02-07 | 424B4 | 424B4 (final prospectus) | Professional Holding Corp. | 0001104659-20-012463 ↗ |
| 2020-02-12 | EFFECT | EFFECT (declared effective) | Professional Holding Corp. | 9999999995-20-000336 ↗ |
| 2021-09-14 | EFFECT | EFFECT (declared effective) | Professional Holding Corp. | 9999999995-21-003525 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2020-02-04 | S-1/A | registration statement | $12.87 | - | - | 0 | primary document; price line | document ↗ | ||
| 2020-02-07 | 424B4 | final prospectus | $18.50 | 3,100,000 | $57,350,000 | Nasdaq PFHD | 4 | primary document; price sentence, shares headline, proceeds table, underwriting table 3, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DiGasbarro Rolando | Director | 6 | 2020–2022 | ||
| Garcia Carlos M. | Director | 26 | 2020–2022 | ||
| GORNEY JON L | Director | 6 | 2020–2022 | ||
| Gorney Ryan Lysaght | Officer | Chief Info./Digital Officer; CHIEF INFO./DIGITAL OFFICER; Chief Information Officer | 4 | 2020–2022 | |
| IGLESIAS ABEL L | Director; Director,Officer | Chief Operating Officer; CHIEF OPERATING OFFICER | 4 | 2020–2022 | |
| MARTENS HERBERT R JR | Director | 10 | 2020–2022 | ||
| Schimmel Lawrence | Director | 12 | 2020–2022 | ||
| SCHUTZ ANTON VILLARS | Director | 2 | 2020 | ||
| Sheehan Daniel R | Director,Officer | Chairman and CEO; Chief Executive Officer; CHIEF EXECUTIVE OFFICER | 6 | 2020–2022 | |
| Usategui Mary | Officer | Chief Accounting Officer; CHIEF ACCOUNTING OFFICER; Chief Financial Officer; CHIEF FINANCIAL OFFICER | 7 | 2020–2022 | |
| EDELCUP NORMAN S | Director | 6 | 2020–2022 | ||
| Blakey Margaret | Director | 4 | 2021–2022 | ||
| Parker Ava L | Director | 4 | 2021–2022 | ||
| Shohet Hillel | Director; Officer | Director of Subsidiary | 4 | 2021–2022 | |
| Boyd Jennifer | Other | 2 | 2022 | ||
| Willett Joseph Timothy | Director | 2 | 2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2018-12-19 | Professional Holding Corp. | Commercial Banking | $19,999,993 | $19,999,993 | 20 | 1 |
| 2017-02-17 | Professional Holding Corp. | Commercial Banking | $18,853,857 | $18,853,857 | 9 | 1 |
| 2015-04-14 | Professional Holding Corp. | Commercial Banking | $15,000,007 | $15,000,007 | 33 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | PROFESSIONAL HOLDING CORP. | FL | State business registries | name and state |
| Form D issuer | Professional Holding Corp. | FL | Form D private offerings | CIK (EXACT) |
| Patent assignee | Professional Holding Corp. | FL | Patents (USPTO) | name and state |
| SEC filer | Professional Holding Corp. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Professional Holding Corp. | FL | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, FL first:
- FLORIDA BANKS INC FL
- BANK OF FLORIDA CORP FL
- FPB BANCORP INC FL
- OptimumBank Holdings, Inc. FL
- FCB FINANCIAL HOLDINGS, INC. FL
- Capital Bank Financial Corp. FL
- Amerant Bancorp Inc. FL
- National Commerce Corp AL
- BANCTRUST FINANCIAL GROUP INC AL
- GBB CAPITAL I CA
In other datasets, the same topic (Finance) in FL:
- Form D issuer: Aeterna Opes NH Fund I LP (Form D private offerings)
- Lobbying client: 777 PARTNERS LLC (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance