IPO registrations (S-1, F-1) · Registrants
Capital Bank Financial Corp.
- SEC CIK
- 1479750 · filings on EDGAR ↗
- Former names
- North American Financial Holdings, Inc. (2010–2011)
- Registration
- Form S-1, first filed 2011-06-24, last 2012-11-13; 3 initial registrations, 9 amendments
- Outcome
- Final prospectus filed 2012-09-21; declared effective 2012-09-11; withdrawal requested 2012-11-01
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- DE
- Business address
- 121 ALHAMBRA PLAZA, SUITE 1601, Coral Gables, FL 33134
- EIN
- 27-1454759
- EDGAR entity type
- operating
- Insiders and CEO pay
- Capital Bank Financial Corp. on the corporate pages
Offering terms
- Proposed price range
- $21.00–$23.00 per share (S-1/A filed 2012-09-10)
- Final price
- $18.00 per share, below the range (424B4 filed 2012-09-21, an initial public offering)
- Shares sold
- 10,000,000
- Gross proceeds
- $179,402,553 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CBF
- Lead underwriters
- UBS
- Syndicate
- Credit Suisse; BofA Securities; Goldman Sachs; Barclays; FBR; KBW; Piper Sandler
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: CAPITAL BANK CORPORATION EXACT (EIN (EXACT))
- SEC filer: Capital Bank Financial Corp. EXACT (CIK (EXACT))
- Person page: R Eugene Taylor Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 20
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-06-24 | S-1 | S-1 (registration) | North American Financial Holdings, Inc. | 0001193125-11-172256 ↗ |
| 2011-09-06 | S-1/A | S-1/A (amendment) | North American Financial Holdings, Inc. | 0001193125-11-240442 ↗ |
| 2011-10-25 | S-1/A | S-1/A (amendment) | North American Financial Holdings, Inc. | 0001193125-11-279075 ↗ |
| 2011-12-27 | S-1/A | S-1/A (amendment) | North American Financial Holdings, Inc. | 0001193125-11-352115 ↗ |
| 2012-04-25 | S-1/A | S-1/A (amendment) | Capital Bank Financial Corp. | 0001193125-12-182475 ↗ |
| 2012-05-22 | S-1/A | S-1/A (amendment) | Capital Bank Financial Corp. | 0001193125-12-242279 ↗ |
| 2012-06-29 | S-1 | S-1 (registration) | Capital Bank Financial Corp. | 0001193125-12-289873 ↗ |
| 2012-08-22 | S-1/A | S-1/A (amendment) | Capital Bank Financial Corp. | 0001193125-12-363890 ↗ |
| 2012-09-10 | S-1/A | S-1/A (amendment) | Capital Bank Financial Corp. | 0001193125-12-385701 ↗ |
| 2012-09-11 | EFFECT | EFFECT (declared effective) | Capital Bank Financial Corp. | 9999999995-12-002708 ↗ |
| 2012-09-11 | EFFECT | EFFECT (declared effective) | Capital Bank Financial Corp. | 9999999995-12-002709 ↗ |
| 2012-09-11 | EFFECT | EFFECT (declared effective) | Capital Bank Financial Corp. | 9999999995-12-002710 ↗ |
| 2012-09-18 | S-1/A | S-1/A (amendment) | Capital Bank Financial Corp. | 0001193125-12-395568 ↗ |
| 2012-09-19 | EFFECT | EFFECT (declared effective) | Capital Bank Financial Corp. | 9999999995-12-002761 ↗ |
| 2012-09-21 | 424B4 | 424B4 (final prospectus) | Capital Bank Financial Corp. | 0001193125-12-400054 ↗ |
| 2012-11-01 | RW | RW (withdrawal request) | Capital Bank Financial Corp. | 0001193125-12-446760 ↗ |
| 2012-11-02 | S-1 | S-1 (registration) | Capital Bank Financial Corp. | 0001193125-12-447302 ↗ |
| 2012-11-13 | S-1/A | S-1/A (amendment) | Capital Bank Financial Corp. | 0001193125-12-465411 ↗ |
| 2012-11-13 | EFFECT | EFFECT (declared effective) | Capital Bank Financial Corp. | 9999999995-12-003238 ↗ |
| 2013-11-18 | EFFECT | EFFECT (declared effective) | Capital Bank Financial Corp. | 9999999995-13-003298 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-09-10 | S-1/A | registration statement | $21.00–$23.00 | 11,363,636 | - | Nasdaq CBF | 8 | primary document; range, shares headline, cover names 7 | document ↗ | |
| 2012-09-18 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2012-09-21 | 424B4 | final prospectus | $18.00 | 10,000,000 | $179,402,553 | Nasdaq CBF | 8 | primary document; price sentence, shares headline, proceeds table, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Crestview-NAFH, LLC | Director; Director,TenPercentOwner | 5 | 2012–2017 | ||
| Crestview Offshore Holdings II (892 Cayman), L.P. | Director; Director,TenPercentOwner | 5 | 2012–2017 | ||
| CRESTVIEW OFFSHORE HOLDINGS II (CAYMAN) LP | Director; Director,TenPercentOwner | 5 | 2012–2017 | ||
| CRESTVIEW OFFSHORE HOLDINGS II (FF CAYMAN) LP | Director; Director,TenPercentOwner | 5 | 2012–2017 | ||
| CRESTVIEW PARTNERS II (FF) LP | Director; Director,TenPercentOwner | 5 | 2012–2017 | ||
| Crestview Partners II GP, L.P. | Director; Director,TenPercentOwner | 5 | 2012–2017 | ||
| CRESTVIEW PARTNERS II LP | Director; Director,TenPercentOwner | 5 | 2012–2017 | ||
| CRESTVIEW PARTNERS II (TE) LP | Director; Director,TenPercentOwner | 5 | 2012–2017 | ||
| DEMARTINI RICHARD M | Director | 2 | 2012 | ||
| Foss Peter N | Director | 7 | 2012–2017 | ||
| Hodges William A | Director | 11 | 2012–2017 | ||
| Kirt Jeffrey E | Director | 1 | 2012 | ||
| Marshall Christopher G | Officer | Chief Financial Officer | 10 | 2012–2017 | |
| OKEN MARC D | Director | 7 | 2012–2017 | ||
| Posner Kenneth A. | Officer | See Remarks | 13 | 2012–2017 | |
| Singletary R. Bruce | Officer | Chief Credit Officer; Chief Risk Officer | 9 | 2012–2017 | |
| TAYLOR R EUGENE | Director,Officer | Chairman and CEO | 10 | 2012–2017 | person page Fuzzy |
| Crestview Advisors, L.L.C. | Director; Director,TenPercentOwner | 4 | 2012–2017 | ||
| Bachman Martha M | Director | 12 | 2012–2017 | ||
| KELLER OSCAR A III | Director | 9 | 2012–2017 | ||
| Lynch Samuel Eugene | Director | 1 | 2012 | ||
| WARD WILLIAM G MD | Director | 8 | 2012–2017 | ||
| ATKINS CHARLES F | Director | 1 | 2012 | ||
| Lichtenberger Vincent M | Officer | EVP and General Counsel | 7 | 2013–2017 | |
| Justo Maria | Officer | Enterprise Risk Executive | 7 | 2013–2017 | |
| Kavanagh Kenneth Johnson | Officer | Consumer Market Executive | 7 | 2013–2017 | |
| Reid Robert L | Director | 4 | 2016–2017 | ||
| Kauffman Scott | Director | 3 | 2016–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Capital Bank Financial Corp. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | CAPITAL BANK FINANCIAL CORP. | FL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | CAPITAL BANK CORPORATION | EIN (EXACT) | ||
| Person page | R Eugene Taylor | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, FL first:
- FLORIDA BANKS INC FL
- BANK OF FLORIDA CORP FL
- FPB BANCORP INC FL
- OptimumBank Holdings, Inc. FL
- FCB FINANCIAL HOLDINGS, INC. FL
- Professional Holding Corp. FL
- Amerant Bancorp Inc. FL
- National Commerce Corp AL
- BANCTRUST FINANCIAL GROUP INC AL
- GBB CAPITAL I CA
In other datasets, the same topic (Finance) in FL:
- Form D issuer: Aeterna Opes NH Fund I LP (Form D private offerings)
- Lobbying client: 777 PARTNERS LLC (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance