IPO registrations (S-1, F-1) · Registrants

Synchrony Financial

SEC CIK
1601712 · filings on EDGAR ↗
Registration
Form S-1, first filed 2014-03-13, last 2014-08-04; 2 initial registrations, 7 amendments
Outcome
Final prospectus filed 2014-07-31; declared effective 2014-07-30
Industry (SIC)
Finance Services 6199
Incorporated in
NY
Business address
777 LONG RIDGE ROAD, Stamford, CT 06902-1250
EIN
51-0483352
Ticker
SYF, SYF-PA, SYF-PB (NYSE, NYSE, NYSE)
EDGAR entity type
operating
Insiders and CEO pay
Synchrony Financial on the corporate pages

Offering terms

Proposed price range
$23.00–$26.00 per share (S-1/A filed 2014-07-18)
Final price
$23.00 per share, within the range (424B1 filed 2014-07-31, an initial public offering)
Shares sold
125,000,000
Gross proceeds
$2,875,000,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol SYF
Lead underwriters
Goldman Sachs (24,375,000 shares); J.P. Morgan (24,375,000 shares); Citigroup (16,250,000 shares); Morgan Stanley (16,250,000 shares)
Syndicate
Barclays (8,437,500); BofA Securities; Credit Suisse (8,437,500); Deutsche Bank (8,437,500); BNP Paribas (975,000); HSBC (975,000); Mizuho (975,000); MUFG; RBC Capital Markets (975,000); Santander (975,000); SMBC Nikko (975,000); Societe Generale (975,000); Banca IMI (87,500); Blaylock Van (87,500); CastleOak Securities (87,500); Commerzbank; Credit Agricole CIB (87,500); Fifth Third Securities (87,500); Guggenheim Securities (87,500); ING (87,500); KBW (87,500); Stifel; Lebenthal & Co. (87,500); Loop Capital Markets (87,500); Mischler Financial Group (87,500); Ramirez & Co. (87,500); Siebert Williams Shank (87,500); Merrill Lynch (8,437,500); Mitsubishi UFJ Securities (USA), Inc (975,000); RBS Securities Inc (975,000); Commerz Markets LLC (87,500)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 16

FiledFormWhat it isName as filedEDGAR
2014-03-13S-1S-1 (registration)Synchrony Financial0001193125-14-096671 ↗
2014-04-25S-1/AS-1/A (amendment)Synchrony Financial0001193125-14-160038 ↗
2014-05-05S-1/AS-1/A (amendment)Synchrony Financial0001193125-14-182194 ↗
2014-06-06S-1/AS-1/A (amendment)Synchrony Financial0001193125-14-228938 ↗
2014-06-27S-1/AS-1/A (amendment)Synchrony Financial0001193125-14-253485 ↗
2014-07-03S-1S-1 (registration)Synchrony Financial0001193125-14-260649 ↗
2014-07-18S-1/AS-1/A (amendment)Synchrony Financial0001193125-14-272380 ↗
2014-07-30EFFECTEFFECT (declared effective)Synchrony Financial9999999995-14-002301 ↗
2014-07-31424B1424B1 (final prospectus)Synchrony Financial0001193125-14-289938 ↗
2014-08-01S-1/AS-1/A (amendment)Synchrony Financial0001193125-14-290935 ↗
2014-08-04S-1/AS-1/A (amendment)Synchrony Financial0001193125-14-293060 ↗
2014-08-06S-1MEFS-1MEF (added securities)Synchrony Financial0001193125-14-297983 ↗
2014-08-06EFFECTEFFECT (declared effective)Synchrony Financial9999999995-14-002408 ↗
2014-08-08424B1424B1 (final prospectus)Synchrony Financial0001193125-14-302491 ↗
2014-12-11EFFECTEFFECT (declared effective)Synchrony Financial9999999995-14-003665 ↗
2015-11-09EFFECTEFFECT (declared effective)Synchrony Financial9999999995-15-003006 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2014-07-18S-1/Aregistration statement$23.00–$26.00$24.50125,000,000$3,062,500,000NYSE SYF31primary document; range, price sentence, shares headline, proceeds computed, cover names 31document ↗
2014-07-31424B1final prospectus$23.00125,000,000$2,875,000,000NYSE SYF35primary document; price sentence, shares headline, proceeds table, underwriting table 31, cover names 31document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
CARY WILLIAM HDirector52014–2015
COLAO DANIEL ODirector172014–2026
DIMITRIEF ALEXANDERDirector32014–2015
DOUBLES BRIAN DDirector,Officer; OfficerSee remarks; See Remarks822014–2026
FASOLI DAVIDOfficerSee remarks; See Remarks202014–2018
GE Consumer Finance, Inc.TenPercentOwner22014–2015
GENERAL ELECTRIC CAPITAL CORPTenPercentOwner22014–2015
GENERAL ELECTRIC COTenPercentOwner22014–2015
GREIG HENRY FOfficerSee remarks; See Remarks482014–2022
GUTHRIE ROY ADirector; Other872014–2026
HARTNACK RICHARD CDirector; Other432014–2021
KEANE MARGARET MDirector,OfficerPresident and CEO; See remarks; See Remarks602014–2023
KRATKY ANNE KENNELLYDirector22014–2015
MARINO GLENN POfficerSee remarks; See Remarks92014–2017
MELITO DAVID POfficerSee remarks; See Remarks812014–2024
MOTHNER JONATHAN SOfficerSee remarks; See Remarks812014–2026
NAYLOR JEFFREY GDirector; Other912014–2026
QUINDLEN THOMAS MOfficerSee remarks; See Remarks512014–2022
STOCKTON DMITRI LDirector12014person page Fuzzy
Gentile TomDirector22015
Alves Paget LeonardDirector822015–2026
COVIELLO ARTHUR W JRDirector842015–2026
Graylin Will WDirector502015–2022
Richie LaurelDirector832015–2026
SNOWE OLYMPIA J.Director472015–2022person page Fuzzy
Whynott PaulOfficerSee remarks502017–2023
Mehta NeerajOfficerSee remarks242018–2020
Casellas AlbertoOfficerSee remarks612019–2026
Zane Ellen MDirector612019–2026
Wenzel Brian J. Sr.OfficerSee remarks532019–2026
AGUIRRE FERNANDODirector582019–2026
Parker P.W.Director522020–2026person page Fuzzy
Howse CurtisOfficerSee remarks492021–2026
Juel CarolOfficerSee remarks452021–2026
Schaller BartOfficerSee remarks432021–2026
Chytil Kamila KDirector352022–2026
Nalluswami MaranOfficerSee remarks152023–2024
Gentleman CourtneyOfficerSee remarks172024–2026
Owens DarrellOfficerSee remarks182024–2026
Tiliakos AmyOfficerSee remarks152024–2026
ELLINGER DEBORAH GDirector72025–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Lobbying clientSYNCHRONY FINANCIALCTFederal lobbying (LDA)name and state
Lobbying clientSYNCHRONY FINANCIALCTFederal lobbying (LDA)name and state
Lobbying clientSYNCHRONY FINANCIALCTFederal lobbying (LDA)name and state
Lobbying clientSYNCHRONY FINANCIALCTFederal lobbying (LDA)name and state
Lobbying registrantSYNCHRONY FINANCIALCTFederal lobbying (LDA)name and state
NonprofitTOASTMASTERS INTERNATIONALCTNonprofits (IRS Form 990)same street address and ZIP code, 777 LONG RIDGE RD 06902 (FUZZY: a shared address, not proof of a shared organization)
SEC filerSynchrony FinancialSEC filers (EDGAR)CIK (EXACT)
Trademark ownerSYNCHRONY FINANCIALCTTrademarks (USPTO)name and state
Form 5500 plan sponsorSYNCHRONY FINANCIALEIN (EXACT)
Person pageDmitri L StocktonPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageOlympia J SnowePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageP W ParkerPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.