IPO registrations (S-1, F-1) · Registrants
Synchrony Financial
- SEC CIK
- 1601712 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2014-03-13, last 2014-08-04; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2014-07-31; declared effective 2014-07-30
- Industry (SIC)
- Finance Services 6199
- Incorporated in
- NY
- Business address
- 777 LONG RIDGE ROAD, Stamford, CT 06902-1250
- EIN
- 51-0483352
- Ticker
- SYF, SYF-PA, SYF-PB (NYSE, NYSE, NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Synchrony Financial on the corporate pages
Offering terms
- Proposed price range
- $23.00–$26.00 per share (S-1/A filed 2014-07-18)
- Final price
- $23.00 per share, within the range (424B1 filed 2014-07-31, an initial public offering)
- Shares sold
- 125,000,000
- Gross proceeds
- $2,875,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol SYF
- Lead underwriters
- Goldman Sachs (24,375,000 shares); J.P. Morgan (24,375,000 shares); Citigroup (16,250,000 shares); Morgan Stanley (16,250,000 shares)
- Syndicate
- Barclays (8,437,500); BofA Securities; Credit Suisse (8,437,500); Deutsche Bank (8,437,500); BNP Paribas (975,000); HSBC (975,000); Mizuho (975,000); MUFG; RBC Capital Markets (975,000); Santander (975,000); SMBC Nikko (975,000); Societe Generale (975,000); Banca IMI (87,500); Blaylock Van (87,500); CastleOak Securities (87,500); Commerzbank; Credit Agricole CIB (87,500); Fifth Third Securities (87,500); Guggenheim Securities (87,500); ING (87,500); KBW (87,500); Stifel; Lebenthal & Co. (87,500); Loop Capital Markets (87,500); Mischler Financial Group (87,500); Ramirez & Co. (87,500); Siebert Williams Shank (87,500); Merrill Lynch (8,437,500); Mitsubishi UFJ Securities (USA), Inc (975,000); RBS Securities Inc (975,000); Commerz Markets LLC (87,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: SYNCHRONY FINANCIAL EXACT (EIN (EXACT))
- Lobbying client: SYNCHRONY FINANCIAL Fuzzy (name and state)
- Lobbying client: SYNCHRONY FINANCIAL Fuzzy (name and state)
- Lobbying client: SYNCHRONY FINANCIAL Fuzzy (name and state)
- Lobbying client: SYNCHRONY FINANCIAL Fuzzy (name and state)
- Lobbying registrant: SYNCHRONY FINANCIAL Fuzzy (name and state)
- SEC filer: Synchrony Financial EXACT (CIK (EXACT))
- Person page: Dmitri L Stockton Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Olympia J Snowe Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: P W Parker Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 16
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-03-13 | S-1 | S-1 (registration) | Synchrony Financial | 0001193125-14-096671 ↗ |
| 2014-04-25 | S-1/A | S-1/A (amendment) | Synchrony Financial | 0001193125-14-160038 ↗ |
| 2014-05-05 | S-1/A | S-1/A (amendment) | Synchrony Financial | 0001193125-14-182194 ↗ |
| 2014-06-06 | S-1/A | S-1/A (amendment) | Synchrony Financial | 0001193125-14-228938 ↗ |
| 2014-06-27 | S-1/A | S-1/A (amendment) | Synchrony Financial | 0001193125-14-253485 ↗ |
| 2014-07-03 | S-1 | S-1 (registration) | Synchrony Financial | 0001193125-14-260649 ↗ |
| 2014-07-18 | S-1/A | S-1/A (amendment) | Synchrony Financial | 0001193125-14-272380 ↗ |
| 2014-07-30 | EFFECT | EFFECT (declared effective) | Synchrony Financial | 9999999995-14-002301 ↗ |
| 2014-07-31 | 424B1 | 424B1 (final prospectus) | Synchrony Financial | 0001193125-14-289938 ↗ |
| 2014-08-01 | S-1/A | S-1/A (amendment) | Synchrony Financial | 0001193125-14-290935 ↗ |
| 2014-08-04 | S-1/A | S-1/A (amendment) | Synchrony Financial | 0001193125-14-293060 ↗ |
| 2014-08-06 | S-1MEF | S-1MEF (added securities) | Synchrony Financial | 0001193125-14-297983 ↗ |
| 2014-08-06 | EFFECT | EFFECT (declared effective) | Synchrony Financial | 9999999995-14-002408 ↗ |
| 2014-08-08 | 424B1 | 424B1 (final prospectus) | Synchrony Financial | 0001193125-14-302491 ↗ |
| 2014-12-11 | EFFECT | EFFECT (declared effective) | Synchrony Financial | 9999999995-14-003665 ↗ |
| 2015-11-09 | EFFECT | EFFECT (declared effective) | Synchrony Financial | 9999999995-15-003006 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-07-18 | S-1/A | registration statement | $23.00–$26.00 | $24.50 | 125,000,000 | $3,062,500,000 | NYSE SYF | 31 | primary document; range, price sentence, shares headline, proceeds computed, cover names 31 | document ↗ |
| 2014-07-31 | 424B1 | final prospectus | $23.00 | 125,000,000 | $2,875,000,000 | NYSE SYF | 35 | primary document; price sentence, shares headline, proceeds table, underwriting table 31, cover names 31 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CARY WILLIAM H | Director | 5 | 2014–2015 | ||
| COLAO DANIEL O | Director | 17 | 2014–2026 | ||
| DIMITRIEF ALEXANDER | Director | 3 | 2014–2015 | ||
| DOUBLES BRIAN D | Director,Officer; Officer | See remarks; See Remarks | 82 | 2014–2026 | |
| FASOLI DAVID | Officer | See remarks; See Remarks | 20 | 2014–2018 | |
| GE Consumer Finance, Inc. | TenPercentOwner | 2 | 2014–2015 | ||
| GENERAL ELECTRIC CAPITAL CORP | TenPercentOwner | 2 | 2014–2015 | ||
| GENERAL ELECTRIC CO | TenPercentOwner | 2 | 2014–2015 | ||
| GREIG HENRY F | Officer | See remarks; See Remarks | 48 | 2014–2022 | |
| GUTHRIE ROY A | Director; Other | 87 | 2014–2026 | ||
| HARTNACK RICHARD C | Director; Other | 43 | 2014–2021 | ||
| KEANE MARGARET M | Director,Officer | President and CEO; See remarks; See Remarks | 60 | 2014–2023 | |
| KRATKY ANNE KENNELLY | Director | 2 | 2014–2015 | ||
| MARINO GLENN P | Officer | See remarks; See Remarks | 9 | 2014–2017 | |
| MELITO DAVID P | Officer | See remarks; See Remarks | 81 | 2014–2024 | |
| MOTHNER JONATHAN S | Officer | See remarks; See Remarks | 81 | 2014–2026 | |
| NAYLOR JEFFREY G | Director; Other | 91 | 2014–2026 | ||
| QUINDLEN THOMAS M | Officer | See remarks; See Remarks | 51 | 2014–2022 | |
| STOCKTON DMITRI L | Director | 1 | 2014 | person page Fuzzy | |
| Gentile Tom | Director | 2 | 2015 | ||
| Alves Paget Leonard | Director | 82 | 2015–2026 | ||
| COVIELLO ARTHUR W JR | Director | 84 | 2015–2026 | ||
| Graylin Will W | Director | 50 | 2015–2022 | ||
| Richie Laurel | Director | 83 | 2015–2026 | ||
| SNOWE OLYMPIA J. | Director | 47 | 2015–2022 | person page Fuzzy | |
| Whynott Paul | Officer | See remarks | 50 | 2017–2023 | |
| Mehta Neeraj | Officer | See remarks | 24 | 2018–2020 | |
| Casellas Alberto | Officer | See remarks | 61 | 2019–2026 | |
| Zane Ellen M | Director | 61 | 2019–2026 | ||
| Wenzel Brian J. Sr. | Officer | See remarks | 53 | 2019–2026 | |
| AGUIRRE FERNANDO | Director | 58 | 2019–2026 | ||
| Parker P.W. | Director | 52 | 2020–2026 | person page Fuzzy | |
| Howse Curtis | Officer | See remarks | 49 | 2021–2026 | |
| Juel Carol | Officer | See remarks | 45 | 2021–2026 | |
| Schaller Bart | Officer | See remarks | 43 | 2021–2026 | |
| Chytil Kamila K | Director | 35 | 2022–2026 | ||
| Nalluswami Maran | Officer | See remarks | 15 | 2023–2024 | |
| Gentleman Courtney | Officer | See remarks | 17 | 2024–2026 | |
| Owens Darrell | Officer | See remarks | 18 | 2024–2026 | |
| Tiliakos Amy | Officer | See remarks | 15 | 2024–2026 | |
| ELLINGER DEBORAH G | Director | 7 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Lobbying client | SYNCHRONY FINANCIAL | CT | Federal lobbying (LDA) | name and state |
| Lobbying client | SYNCHRONY FINANCIAL | CT | Federal lobbying (LDA) | name and state |
| Lobbying client | SYNCHRONY FINANCIAL | CT | Federal lobbying (LDA) | name and state |
| Lobbying client | SYNCHRONY FINANCIAL | CT | Federal lobbying (LDA) | name and state |
| Lobbying registrant | SYNCHRONY FINANCIAL | CT | Federal lobbying (LDA) | name and state |
| Nonprofit | TOASTMASTERS INTERNATIONAL | CT | Nonprofits (IRS Form 990) | same street address and ZIP code, 777 LONG RIDGE RD 06902 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | Synchrony Financial | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | SYNCHRONY FINANCIAL | CT | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SYNCHRONY FINANCIAL | EIN (EXACT) | ||
| Person page | Dmitri L Stockton | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Olympia J Snowe | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | P W Parker | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.