IPO registrations (S-1, F-1) · Underwriters
CastleOak Securities
- Deals
- 26 priced offerings as an underwriter; 24 initial public offerings
- Proceeds of those deals
- $65,929,068,058
- Years
- 2010–2026
- Named in
- 47 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as CASTLEOAK SECURITIES, LP · filings on EDGAR ↗
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2026 | 1 | 0 | $405,169,600 |
| 2025 | 1 | 0 | $1,380,000,000 |
| 2023 | 2 | 0 | $2,363,437,500 |
| 2022 | 1 | 0 | $1,680,000,000 |
| 2021 | 6 | 0 | $3,847,000,000 |
| 2020 | 7 | 0 | $9,562,975,108 |
| 2019 | 1 | 0 | $8,100,000,000 |
| 2017 | 1 | 0 | $280,000,000 |
| 2014 | 1 | 0 | $2,875,000,000 |
| 2013 | 2 | 0 | $2,571,812,480 |
| 2012 | 1 | 0 | $16,006,877,370 |
| 2011 | 1 | 0 | $1,082,796,000 |
| 2010 | 1 | 0 | $15,774,000,000 |
Deals 26
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-30 | PERSHING SQUARE INC. NY | Syndicate | $50.00 | 8,103,392 | $405,169,600 | NYSE PS | IPO | 30 | 424B4 ↗ | |
| 2025-02-14 | SailPoint, Inc. TX | Syndicate | $23.00 | 60,000,000 | $1,380,000,000 | Nasdaq SAIL | IPO | 19 | 424B4 ↗ | |
| 2023-06-08 | GE HealthCare Technologies Inc. IL | Syndicate | $76.54 | 25,000,000 | $1,913,437,500 | Nasdaq GEHC | Offering | 23 | 424B4 ↗ | |
| 2023-04-24 | Kodiak AI, Inc. CA | Syndicate | $10.00 | 45,000,000 | $450,000,000 | NYSE AACT | IPO | 3 | 424B4 ↗ | |
| 2022-09-16 | Corebridge Financial, Inc. TX | Syndicate | $21.00 | 80,000,000 | $1,680,000,000 | NYSE CRBG | IPO | 41 | 424B4 ↗ | |
| 2021-10-29 | DevvStream Legacy Corp. CA | Syndicate | $10.00 | 20,000,000 | $200,000,000 | Nasdaq FIAC | IPO | 4 | 424B4 ↗ | |
| 2021-09-22 | Freshworks Inc. CA | Syndicate | $36.00 | 28,500,000 | $1,026,000,000 | Nasdaq FRSH | IPO | 17 | 424B4 ↗ | |
| 2021-03-19 | VINE ENERGY INC. TX | Syndicate | $14.00 | 21,500,000 | $301,000,000 | NYSE VEI | IPO | 14 | 424B4 ↗ | |
| 2021-03-18 | Heliogen, Inc. CA | Syndicate | $10.00 | 25,000,000 | $250,000,000 | NYSE ATHN.U | IPO | 3 | 424B4 ↗ | |
| 2021-03-18 | KKR Acquisition Holdings I Corp. NY | Syndicate | $10.00 | 120,000,000 | $1,200,000,000 | NYSE KAHC | IPO | 12 | 424B4 ↗ | |
| 2021-02-03 | Ares Acquisition Corp NY | Syndicate | $10.00 | 87,000,000 | $870,000,000 | NYSE AAC | IPO | 5 | 424B4 ↗ | |
| 2020-12-11 | Airbnb, Inc. CA | Syndicate | $68.00 | 51,323,531 | $3,490,000,108 | Nasdaq ABNB | IPO | 37 | 424B4 ↗ | |
| 2020-10-28 | Ajax I NY | Syndicate | $10.00 | 75,000,000 | $750,000,000 | NYSE AJAX.U | IPO | 13 | 424B4 ↗ | |
| 2020-10-05 | Atlantic Avenue Acquisition Corp CT | Syndicate | $10.00 | 25,000,000 | $250,000,000 | NYSE ASAQ.U | IPO | 7 | 424B4 ↗ | |
| 2020-10-02 | Academy Sports & Outdoors, Inc. TX | Syndicate | $13.00 | 15,625,000 | $203,125,000 | Nasdaq ASO | IPO | 16 | 424B4 ↗ | |
| 2020-07-30 | Vertex, Inc. PA | Syndicate | $19.00 | 21,150,000 | $401,850,000 | Nasdaq VERX | IPO | 9 | 424B4 ↗ | |
| 2020-07-23 | Pershing Square Tontine Holdings, Ltd. NY | Syndicate | $20.00 | 200,000,000 | $4,000,000,000 | NYSE PSTH | IPO | 10 | 424B4 ↗ | |
| 2020-07-23 | Jamf Holding Corp. MN | Syndicate | $26.00 | 18,000,000 | $468,000,000 | Nasdaq JAMF | IPO | 13 | 424B4 ↗ | |
| 2019-05-13 | Uber Technologies, Inc CA | Syndicate | $45.00 | 180,000,000 | $8,100,000,000 | NYSE UBER | IPO | 28 | 424B4 ↗ | |
| 2017-12-15 | NEWMARK GROUP, INC. NY | Syndicate | $14.00 | 20,000,000 | $280,000,000 | Nasdaq NMRK | IPO | 15 | 424B4 ↗ | |
| 2014-07-31 | Synchrony Financial CT | Syndicate | $23.00 | 125,000,000 | $2,875,000,000 | NYSE SYF | IPO | 35 | 424B1 ↗ | |
| 2013-12-13 | Hilton Worldwide Holdings Inc. VA | Syndicate | $20.00 | 117,640,624 | $2,352,812,480 | NYSE HLT | IPO | 24 | 424B4 ↗ | |
| 2013-11-14 | Houghton Mifflin Harcourt Co MA | Syndicate | $12.00 | 18,250,000 | $219,000,000 | Nasdaq HMHC | IPO | 12 | 424B4 ↗ | |
| 2012-05-18 | Meta Platforms, Inc. CA | Syndicate | $38.00 | 421,233,615 | $16,006,877,370 | Nasdaq FB | IPO | 34 | 424B4 ↗ | |
| 2011-03-11 | HCA Healthcare, Inc. TN | Syndicate | $8.58 | 126,200,000 | $1,082,796,000 | NYSE HCA | IPO | 35 | 424B4 ↗ | |
| 2010-11-18 | General Motors Co MI | Syndicate | $33.00 | 478,000,000 | $15,774,000,000 | NYSE GM | Offering | 41 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 1
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2021-09-20 | Allvue Systems Holdings, Inc. | Syndicate | $17.00–$19.00 | 15,300,000 | NYSE ALVU | Withdrawn 2021-10-07 | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Citigroup | 21 | 10 |
| BofA Securities | 17 | 2 |
| Goldman Sachs | 16 | 11 |
| Ramirez & Co. | 16 | 0 |
| Morgan Stanley | 15 | 12 |
| Loop Capital Markets | 14 | 0 |
| Siebert Williams Shank | 14 | 0 |
| Barclays | 13 | 1 |
| J.P. Morgan | 12 | 8 |
| Piper Sandler | 10 | 1 |
| RBC Capital Markets | 10 | 1 |
| Credit Suisse | 9 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.