IPO registrations (S-1, F-1) · Underwriters
RBS Securities Inc
- Deals
- 7 priced offerings as an underwriter; 7 initial public offerings
- Proceeds of those deals
- $6,712,489,313
- Years
- 2010–2014
- SEC registration
- Broker-dealer registered as RBS SECURITIES CORPORATION · filings on EDGAR ↗
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2014 | 3 | 0 | $5,073,093,313 |
| 2012 | 1 | 0 | $312,000,000 |
| 2011 | 1 | 0 | $1,082,796,000 |
| 2010 | 2 | 0 | $244,600,000 |
Deals 7
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-12-12 | Stellantis N.V. P7 | Syndicate | $11.00 | 87,000,000 | $957,000,000 | NYSE FCAU | IPO | 21 | 424B4 ↗ | |
| 2014-07-31 | Synchrony Financial CT | Syndicate | $23.00 | 125,000,000 | $2,875,000,000 | NYSE SYF | IPO | 35 | 424B1 ↗ | |
| 2014-06-20 | IHS Markit Ltd. X0 | Syndicate | $23.21 | 53,472,353 | $1,241,093,313 | Nasdaq MRKT | IPO | 17 | 424B4 ↗ | |
| 2012-04-20 | Amplify Energy Corp. TX | Syndicate | $13.00 | 24,000,000 | $312,000,000 | NYSE MPO | IPO | 16 | 424B4 ↗ | |
| 2011-03-11 | HCA Healthcare, Inc. TN | Syndicate | $8.58 | 126,200,000 | $1,082,796,000 | NYSE HCA | IPO | 35 | 424B4 ↗ | |
| 2010-11-04 | Costamare Inc. | Syndicate | $12.00 | 13,300,000 | $159,600,000 | NYSE CMRE | IPO | 6 | 424B1 ↗ | |
| 2010-06-25 | Fabrinet | Syndicate | $10.00 | 8,500,000 | $85,000,000 | NYSE FN | IPO | 8 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Morgan Stanley | 7 | 4 |
| Barclays | 5 | 2 |
| BofA Securities | 5 | 0 |
| Citigroup | 5 | 4 |
| Goldman Sachs | 5 | 4 |
| Merrill Lynch | 5 | 4 |
| Deutsche Bank | 4 | 1 |
| J.P. Morgan | 4 | 3 |
| RBC Capital Markets | 4 | 0 |
| BNP Paribas | 3 | 0 |
| Credit Agricole CIB | 3 | 0 |
| Credit Suisse | 3 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.