IPO registrations (S-1, F-1) · Registrants
Sound Financial Bancorp, Inc.
- SEC CIK
- 1541119 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2012-03-27, last 2012-06-08; 1 initial registration, 2 amendments
- Outcome
- Declared effective 2012-06-29
- Industry (SIC)
- Savings Institution, Federally Chartered 6035
- Incorporated in
- MD
- Business address
- 2400 3RD AVENUE, SUITE 150, Seattle, WA 98121
- EIN
- 45-5188530
- Ticker
- SFBC (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Sound Financial Bancorp, Inc. on the corporate pages
Offering terms
- Shares offered
- 1,147,500
- Listing
- OTC under the symbol SNFL
- Lead underwriters
- KBW
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: Sound Financial Bancorp, Inc. EXACT (CIK (EXACT))
- SEC filer: Sound Financial Bancorp, Inc. EXACT (CIK (EXACT))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-03-27 | S-1 | S-1 (registration) | Sound Financial Bancorp, Inc. | 0001104659-12-021426 ↗ |
| 2012-05-04 | S-1/A | S-1/A (amendment) | Sound Financial Bancorp, Inc. | 0001104659-12-032745 ↗ |
| 2012-06-08 | S-1/A | S-1/A (amendment) | Sound Financial Bancorp, Inc. | 0001104659-12-042605 ↗ |
| 2012-06-29 | EFFECT | EFFECT (declared effective) | Sound Financial Bancorp, Inc. | 9999999995-12-001998 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-06-08 | S-1/A | registration statement | 1,147,500 | - | OTC SNFL | 1 | primary document; shares headline, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Carney Robert F | Director | 35 | 2012–2025 | ||
| Deines Matthew P | Officer | EVP / CFO; EVP, CFO & Treasurer | 15 | 2012–2018 | |
| Floyd Patricia | Other | 1 | 2012 | ||
| Haddad David S Jr | Director; DirectorOther | 47 | 2012–2025 | ||
| Jones Debra | Director | 26 | 2012–2026 | ||
| McMullen Milton L | Director | 6 | 2012–2014 | ||
| Moran Matthew F | Officer; Other | EVP / Chief Credit Officer | 9 | 2012–2014 | |
| Myers Tyler K | Director; DirectorOther | 24 | 2012–2024 | ||
| Riojas Rogelio | Director | 17 | 2012–2026 | ||
| Stewart Laura Lee | Director,Officer; Officer | Chief Executive Officer; President and CEO; President / CEO; President/CEO | 33 | 2012–2026 | |
| Sweeney James E | Director | 25 | 2012–2024 | ||
| Nielsen Kelli | Officer | SVP, Retail and Marketing; SVP / Retail & Marketing | 7 | 2012–2015 | |
| Pierce Elliott | Officer | EVP/Chief Credit Officer; SVP/Chief Credit Officer | 6 | 2015–2020 | |
| Cook Kathleen B | Director | 13 | 2015–2019 | ||
| Gehrke Christina Jane | Officer | EVP/Chief Admin Officer; SVP/Chief Admin Officer | 9 | 2015–2019 | |
| Sexton Heidi | Officer | Executive Vice President, COO; Executive Vice President/COO | 14 | 2018–2026 | |
| Kelley Daphne | Officer | Chief Financial Officer; EVP/Chief Financial Officer | 5 | 2018–2021 | |
| Turner Charles L | Officer | SVP, Chief Credit Officer | 3 | 2020–2021 | |
| Stilwell Activist Fund, L.P. | TenPercentOwner | 64 | 2020–2024 | ||
| Stilwell Activist Investments, L.P. | TenPercentOwner | 64 | 2020–2024 | ||
| STILWELL JOSEPH | TenPercentOwner | 64 | 2020–2024 | ||
| STILWELL PARTNERS L P | TenPercentOwner | 64 | 2020–2024 | ||
| Stilwell Value LLC | TenPercentOwner | 64 | 2020–2024 | ||
| Stilwell Value Partners VII, L.P. | TenPercentOwner | 64 | 2020–2024 | ||
| Ochs Wes | Officer | EVP and CFO; Executive Vice President; President and CFO | 7 | 2020–2026 | |
| Mallon Jennifer L | Officer | Sr. VP & Chief Acct. Officer; SVP, Chief Accounting Officer | 4 | 2021–2024 | |
| Lance Brandon | Officer | SVP, Chief Credit Officer | 1 | 2023 | |
| Porcelli Corissa B. | Director | 1 | 2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-09-23 | Sound Financial Bancorp, Inc. | Commercial Banking | $12,000,000 | $12,000,000 | 6 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | SOUND FINANCIAL BANCORP, INC. | WA | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | Sound Financial Bancorp, Inc. | WA | Form D private offerings | CIK (EXACT) |
| SEC filer | Sound Financial Bancorp, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | SOUND FINANCIAL BANCORP INC. | WA | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Savings Institution, Federally Chartered, WA first:
- RIVERVIEW BANCORP INC WA
- EVERGREENBANCORP INC WA
- NEW SOUTH BANCSHARES INC AL
- NEW SOUTH CAPITAL TRUST I AL
- Cullman Bancorp, Inc. AL
- POCAHONTAS BANCORP INC AR
- SUPERIOR FINANCIAL CORP /AR/ AR
- BROADWAY FINANCIAL CORP \DE\ CA
- PROVIDENT FINANCIAL HOLDINGS INC CA
- LIFE FINANCIAL CAPITAL TRUST CA
In other datasets, the same topic (Finance) in WA:
- Form D issuer: 3S Investco LLC (Form D private offerings)
- Lobbying client: ARRIVED HOLDINGS, INC. (Federal lobbying (LDA))
Interests: Savings Institution, Federally Chartered · Finance