IPO registrations (S-1, F-1) · Registrants
PROVIDENT FINANCIAL HOLDINGS INC
- SEC CIK
- 1010470 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2009-10-09, last 2009-12-09; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2009-12-10; declared effective 2009-12-09
- Industry (SIC)
- Savings Institution, Federally Chartered 6035
- Incorporated in
- DE
- Business address
- 3756 CENTRAL AVE, Riverside, CA 92506
- EIN
- 33-0704889
- Ticker
- PROV (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- PROVIDENT FINANCIAL HOLDINGS INC on the corporate pages
Offering terms
- Final price
- $2.50 per share (424B1 filed 2009-12-10)
- Shares sold
- 4,500,000
- Gross proceeds
- $11,250,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PROV
- Lead underwriters
- Piper Sandler
- Syndicate
- Sole Book; Running Manager; FBR (990,000); Fig P Artners , Llc; Sandler O’Neill & Partners, L.P (3,150,000); FIG Partners, LLC (360,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: PROVIDENT FINANCIAL HOLDINGS INC EXACT (CIK (EXACT))
- Person page: Craig G Blunden Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Other))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-10-09 | S-1 | S-1 (registration) | PROVIDENT FINANCIAL HOLDINGS INC | 0000939057-09-000272 ↗ |
| 2009-11-13 | S-1/A | S-1/A (amendment) | PROVIDENT FINANCIAL HOLDINGS INC | 0000939057-09-000308 ↗ |
| 2009-11-20 | S-1/A | S-1/A (amendment) | PROVIDENT FINANCIAL HOLDINGS INC | 0000939057-09-000336 ↗ |
| 2009-12-09 | S-1/A | S-1/A (amendment) | PROVIDENT FINANCIAL HOLDINGS INC | 0001193125-09-249891 ↗ |
| 2009-12-09 | EFFECT | EFFECT (declared effective) | PROVIDENT FINANCIAL HOLDINGS INC | 9999999995-09-003419 ↗ |
| 2009-12-10 | S-1MEF | S-1MEF (added securities) | PROVIDENT FINANCIAL HOLDINGS INC | 0001193125-09-250276 ↗ |
| 2009-12-10 | 424B1 | 424B1 (final prospectus) | PROVIDENT FINANCIAL HOLDINGS INC | 0001193125-09-250317 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2009-12-09 | S-1/A | registration statement | 4,500,000 | - | Nasdaq PROV | 5 | primary document; shares headline, cover names 4 | document ↗ | ||
| 2009-12-10 | 424B1 | final prospectus | $2.50 | 4,500,000 | $11,250,000 | Nasdaq PROV | 7 | primary document; price table, shares headline, proceeds table, underwriting table 3, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BLUNDEN CRAIG G | Director,Officer; Director,Other | Chairman and CEO; Chairman, CEO, President; President; President and CEO; President & CEO | 32 | 2006–2024 | person page Fuzzy |
| BRUNNER LILIAN | Officer | Senior Vice President; SVP & Chief Info. Officer; SVP Chief Info. Officer; SVP& Chief Information Officer; SVP & Chief Informatn. Officer; SVP & CIO | 19 | 2006–2024 | |
| GALE RICHARD L | Officer | Senior vice President; Senior Vice President | 28 | 2006–2016 | |
| GUTHRIE DEBBI | Director | 17 | 2006–2024 | ||
| BARR JOSEPH | Director | 13 | 2006–2020 | ||
| BENNETT BRUCE | Director | 11 | 2006–2022 | ||
| SCHRADER ROBERT G | Director | 6 | 2006–2012 | ||
| TAYLOR ROY | Director; DirectorOther | 18 | 2006–2022 | ||
| THOMAS WILLIAM E | Director | 20 | 2006–2024 | ||
| GONZALES KATHRYN R | Officer | Senior Vice President | 11 | 2006–2012 | |
| FENN THOMAS LEE | Officer | Senior Vice President | 3 | 2007 | |
| TERNES DONAVON P | Officer | Executive Vice President; President and CEO; President & CEO; President, COO & CFO; President, COO, & CFO | 17 | 2007–2026 | |
| Weiant David | Officer | Senior Vice President | 29 | 2007–2026 | |
| Carpenter Judy A | Director | 10 | 2012–2024 | ||
| Wertz Gwendolyn | Officer | Senior Vice President | 9 | 2014–2026 | |
| Ritter Robert Scott | Officer | Senior Vice President | 6 | 2016–2026 | |
| Michalak Kathy | Director | 4 | 2021–2024 | ||
| Hawley Brian | Director | 3 | 2023–2024 | ||
| Webb Matthew | Director | 4 | 2023–2026 | ||
| Nguyen Tam B | Officer | SVP, CFO and Corp. Secretary; SVP, CFO & Secretary | 2 | 2024 | |
| Harris Glee Ann | Officer | Senior Vice President | 2 | 2024 | |
| Demirdjian Avedis | Officer | Senior Vice President | 2 | 2024 | |
| Sunarto Haryanto Lee | Officer | Interim CFO; Vice President | 2 | 2025–2026 | |
| Fan Peter Chai | Officer | Senior Vice President - CFO | 2 | 2025 | |
| Van Stockum Michael Scott | Officer | Senior Vice President | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | PROVIDENT FINANCIAL HOLDINGS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Craig G Blunden | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Other) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.