IPO registrations (S-1, F-1) · Registrants
RIVERVIEW BANCORP INC
- SEC CIK
- 1041368 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-06-27, last 2010-07-29; 3 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 1997-08-27; declared effective 2010-07-27; withdrawal requested 2010-07-30
- Industry (SIC)
- Savings Institution, Federally Chartered 6035
- Incorporated in
- WA
- Business address
- 900 WASHINGTON STREET, SUITE 900, Vancouver, WA 98660
- EIN
- 91-1838969
- Ticker
- RVSB (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- RIVERVIEW BANCORP INC on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B1 filed 1997-08-27)
- Listing
- Nasdaq under the symbol RVSB
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: RIVERVIEW BANCORP, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: RIVERVIEW BANCORP, INC. EXACT (EIN (EXACT))
- SEC filer: RIVERVIEW BANCORP INC EXACT (CIK (EXACT))
Filings 16
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-06-27 | S-1 | S-1 (registration) | RIVERVIEW BANCORP INC | 0000950168-97-001681 ↗ |
| 1997-08-06 | S-1/A | S-1/A (amendment) | RIVERVIEW BANCORP INC | 0000950168-97-002108 ↗ |
| 1997-08-11 | S-1/A | S-1/A (amendment) | RIVERVIEW BANCORP INC | 0000916641-97-000811 ↗ |
| 1997-08-12 | S-1/A | S-1/A (amendment) | RIVERVIEW BANCORP INC | 0000916641-97-000820 ↗ |
| 1997-08-27 | 424B1 | 424B1 (final prospectus) | RIVERVIEW BANCORP INC | 0000950168-97-002504 ↗ |
| 2009-10-22 | S-1 | S-1 (registration) | RIVERVIEW BANCORP INC | 0000939057-09-000279 ↗ |
| 2009-12-10 | S-1/A | S-1/A (amendment) | RIVERVIEW BANCORP INC | 0000939057-09-000359 ↗ |
| 2010-02-17 | S-1/A | S-1/A (amendment) | RIVERVIEW BANCORP INC | 0000939057-10-000043 ↗ |
| 2010-06-07 | S-1/A | S-1/A (amendment) | RIVERVIEW BANCORP INC | 0000939057-10-000169 ↗ |
| 2010-07-02 | S-1/A | S-1/A (amendment) | RIVERVIEW BANCORP INC | 0000939057-10-000205 ↗ |
| 2010-07-15 | S-1/A | S-1/A (amendment) | RIVERVIEW BANCORP INC | 0000939057-10-000208 ↗ |
| 2010-07-27 | EFFECT | EFFECT (declared effective) | RIVERVIEW BANCORP INC | 9999999995-10-002262 ↗ |
| 2010-07-29 | S-1 | S-1 (registration) | RIVERVIEW BANCORP INC | 0000939057-10-000222 ↗ |
| 2010-07-29 | S-1MEF | S-1MEF (added securities) | RIVERVIEW BANCORP INC | 0000939057-10-000224 ↗ |
| 2010-07-30 | RW | RW (withdrawal request) | RIVERVIEW BANCORP INC | 0001193125-10-172082 ↗ |
| 2010-07-30 | 424B1 | 424B1 (final prospectus) | RIVERVIEW BANCORP INC | 0001193125-10-172233 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-08-11 | S-1/A | registration statement | $10.00 | - | - | Nasdaq RVSB | 0 | from the submission text; price line | document ↗ | |
| 1997-08-12 | S-1/A | registration statement | - | - | 0 | from the submission text; no terms found | document ↗ | |||
| 1997-08-27 | 424B1 | final prospectus | $10.00 | - | - | Nasdaq RVSB | 0 | from the submission text; price line | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| LEICK ROBERT K | Director | 4 | 2006–2007 | ||
| LONG TERRY | Officer | SVP | 2 | 2006 | |
| ALLEN MICHAEL D/WA | Director | 16 | 2006–2014 | ||
| DAHLSTROM DAVID A | Officer | EVP; EVP/CCO; EVP, Chief Credit Officer; EVP. Chief Credit Officer; EVP/Chief Credit Officer | 20 | 2006–2013 | |
| DOBYNS RON | Officer | CFO | 2 | 2006–2007 | |
| DOUGLASS GARY R | Director | 8 | 2006–2018 | ||
| KARAS JOHN A | Director; Officer | EVP; EVP, Trust Co. Chairman/ Pres.; EVP/Trust Co. Chairman/Pres.; Executive Vice President; Executive VP; President, Trust; Sr. Vice President | 11 | 2006–2021 | |
| KREIBICH PHYLLIS | Officer | Corporate Secretary | 2 | 2006–2007 | |
| SHEAFFER PATRICK | Director; Director,Officer; Officer | CEO; CEO, Chairman of the Board; Chairman & CEO; Chairman/CEO; Chairman of the Board; Chairman of the Board & CEO | 9 | 2006–2020 | |
| WYSASKE RONALD A | Director,Officer; Officer | President & COO; President / COO; President, COO; President/COO | 7 | 2006–2013 | |
| BALDOVIN JAMES D | Officer | EVP, Retail Banking; EVP/Retail Banking; SVP | 4 | 2006–2013 | |
| GEIGER EDWARD R | Director | 9 | 2006–2013 | ||
| RUNYAN PAUL L | Director | 12 | 2006–2010 | ||
| OLSON JERRY C | Director | 18 | 2007–2020 | ||
| BUTLER CHRISTOPHER A | Officer; Other | Senior VP; Sr. Vice President; SVP/Riv. Asset Mgmt. Corp.; SVP, Trust Investment Officer; SVP, Trust Officer | 7 | 2007–2017 | |
| LYCKLAMA KEVIN J | Director,Officer; Officer | Chief Executive Officer; Chief Financial Officer; EVP/CFO; President/CEO; PRESIDENT/CEO | 18 | 2008–2023 | |
| MILLER SCOTT W | Officer | Senior Vice President; Sr. Vice President; SVP; SVP, Marketing | 5 | 2008–2013 | |
| HOLLAND KRISTA L | Officer | SVP; SVP, Human Resources | 3 | 2008–2013 | |
| NIES GERALD LEE | Director | 24 | 2009–2024 | ||
| Capeloto Kim J | Officer | EVP/CBO; EVP, CRBO; EVP, CRB Officer; EVP/CRB Officer; EVP Marketing and Operations; EVP, Marketing and Operations; EVP, Marketing & Operations; Executive Vice President; President/CBO | 17 | 2010–2021 | |
| Wills Bessie Ross | Director | 13 | 2010–2026 | ||
| Michalek Richard S | Officer | EVP, Chief Lending Officer; EVP/CLO; EVP, Lending Officer | 7 | 2012–2018 | |
| Cox Daniel D | Officer | Acting President/CEO and COO; EVP/CCO; EVP, Chief Credit Officer; EVP/COO | 14 | 2014–2026 | |
| Carlson Bradley | Director | 16 | 2014–2026 | ||
| Ancora Advisors, LLC | Director; Other | 2 | 2015–2017 | ||
| CHADWICK JAMES M | Director | 2 | 2015 | ||
| Cline Christopher P | Other | 1 | 2016 | ||
| Nierenberg David | Director | 7 | 2016–2020 | ||
| Lam David | Officer | Chief Financial Officer; EVP/CFO | 14 | 2017–2026 | |
| Plambeck Steven | Officer | EVP/CLO | 7 | 2018–2023 | |
| Eby Patricia | Director | 7 | 2019–2025 | ||
| Friedman Martin S. | TenPercentOwner; TenPercentOwnerOther | 5 | 2020–2025 | ||
| Graham Stacey | Director | 10 | 2020–2026 | ||
| Moreno Valerie | Director | 2 | 2021–2023 | ||
| Jellison Tracie L. | Officer | Chief Retail Banking Officer; EVP/CRBO | 3 | 2022–2023 | |
| Hoff Larry | Director | 4 | 2022–2026 | ||
| Sowers Courtney Evan | Officer | President/CEO - Trust Co.; PRESIDENT/CEO - TRUST CO. | 5 | 2022–2025 | |
| Sventek Michael | Officer | EVP/CLO | 3 | 2023–2025 | |
| Benke Robert | Officer | EVP/CCO | 10 | 2023–2026 | |
| Sherman Nicole | Director,Officer | President/CEO | 9 | 2024–2026 | |
| Lightheart Charmaine | Officer | EVP/CRDEO | 8 | 2025–2026 | |
| Girod Jon Louis | Director | 3 | 2026 | ||
| Zamanizadeh Kourosh Nasser | Director | 2 | 2026 | ||
| Nierenberg Investment Management Company, LLC | TenPercentOwner | 2 | 2026 | ||
| Antich Breanne D | Officer | Chief Technology Officer/EVP | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | RIVERVIEW BANCORP, INC. | WA | State business registries | name and state |
| Plan sponsor | RIVERVIEW BANCORP, INC. | WA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | RIVERVIEW BANCORP INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | RIVERVIEW BANCORP, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Savings Institution, Federally Chartered, WA first:
- EVERGREENBANCORP INC WA
- Sound Financial Bancorp, Inc. WA
- NEW SOUTH BANCSHARES INC AL
- NEW SOUTH CAPITAL TRUST I AL
- Cullman Bancorp, Inc. AL
- POCAHONTAS BANCORP INC AR
- SUPERIOR FINANCIAL CORP /AR/ AR
- BROADWAY FINANCIAL CORP \DE\ CA
- PROVIDENT FINANCIAL HOLDINGS INC CA
- LIFE FINANCIAL CAPITAL TRUST CA
In other datasets, the same topic (Finance) in WA:
- Form D issuer: 3S Investco LLC (Form D private offerings)
- Lobbying client: ARRIVED HOLDINGS, INC. (Federal lobbying (LDA))
Interests: Savings Institution, Federally Chartered · Finance