IPO registrations (S-1, F-1) · Registrants
BROADWAY FINANCIAL CORP \DE\
- SEC CIK
- 1001171 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2013-11-20, last 2015-05-14; 2 initial registrations, 4 amendments
- Outcome
- Declared effective 2014-01-08
- Industry (SIC)
- Savings Institution, Federally Chartered 6035
- Incorporated in
- DE
- Business address
- 5055 WILSHIRE BLVD STE 500, Los Angeles, CA 90036
- EIN
- 95-4547287
- Ticker
- BYFC (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- BROADWAY FINANCIAL CORP \DE\ on the corporate pages
Offering terms
- Shares offered
- 18,975,549
- Listing
- Nasdaq under the symbol BYFC
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: BROADWAY FINANCIAL CORP \DE\ EXACT (CIK (EXACT))
- SEC filer: BROADWAY FINANCIAL CORP \DE\ EXACT (CIK (EXACT))
- Person page: Paul C Hudson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Wayne-Kent A Bradshaw Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-11-20 | S-1 | S-1 (registration) | BROADWAY FINANCIAL CORP \DE\ | 0001104659-13-086087 ↗ |
| 2014-01-07 | S-1/A | S-1/A (amendment) | BROADWAY FINANCIAL CORP \DE\ | 0001104659-14-000866 ↗ |
| 2014-01-08 | EFFECT | EFFECT (declared effective) | BROADWAY FINANCIAL CORP \DE\ | 9999999995-14-000068 ↗ |
| 2014-05-01 | EFFECT | EFFECT (declared effective) | BROADWAY FINANCIAL CORP \DE\ | 9999999995-14-001268 ↗ |
| 2014-12-23 | S-1 | S-1 (registration) | BROADWAY FINANCIAL CORP \DE\ | 0001104659-14-088507 ↗ |
| 2015-03-13 | S-1/A | S-1/A (amendment) | BROADWAY FINANCIAL CORP \DE\ | 0001104659-15-019623 ↗ |
| 2015-04-17 | S-1/A | S-1/A (amendment) | BROADWAY FINANCIAL CORP \DE\ | 0001104659-15-028426 ↗ |
| 2015-05-14 | S-1/A | S-1/A (amendment) | BROADWAY FINANCIAL CORP \DE\ | 0001104659-15-038139 ↗ |
| 2015-05-15 | EFFECT | EFFECT (declared effective) | BROADWAY FINANCIAL CORP \DE\ | 9999999995-15-001368 ↗ |
| 2016-09-27 | EFFECT | EFFECT (declared effective) | BROADWAY FINANCIAL CORP \DE\ | 9999999995-16-005792 ↗ |
| 2016-09-27 | EFFECT | EFFECT (declared effective) | BROADWAY FINANCIAL CORP \DE\ | 9999999995-16-005793 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-05-14 | S-1/A | registration statement | $1.00 | 18,975,549 | $18,975,549 | Nasdaq BYFC | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| MCGILL FREDERIC R | Director | 6 | 2006 | ||
| CHAN KELLOGG | Director | 20 | 2006–2017 | ||
| DAVIDSON ROBERT C JR | Director | 45 | 2006–2026 | ||
| HILL ROSA M | Director | 1 | 2006 | ||
| HUDSON ELBERT T | Director | 1 | 2006 | ||
| HUDSON PAUL C | Director; Director,Officer; DirectorOther | Chairman; Chairman and CEO; President | 12 | 2006–2014 | person page Fuzzy |
| MADDOX ALBERT O | Director | 14 | 2006–2019 | ||
| CATHAY GENERAL BANCORP | TenPercentOwner | 3 | 2006–2013 | ||
| Sarpong Sam | Officer; Other | Chief Financial Officer | 9 | 2006–2013 | |
| Noel Candis Hurdle | Officer | SVP/Chief Retail Banking | 1 | 2006 | |
| Harvey Frank Glenn | Director,Officer | President/COO | 2 | 2006 | |
| HEYWOOD JOHNATHAN E | Officer | SVP/Chief Loan Officer | 2 | 2006 | |
| Williams Elrick | DirectorOther | 33 | 2007–2011 | ||
| Leon Javier | Director | 10 | 2007–2014 | ||
| MEDINA DANIEL A | Director | 18 | 2007–2021 | ||
| McKesson Wilbur A | Officer; Other | SVP/Chief Loan Officer | 7 | 2007–2013 | |
| ROBERTS VIRGIL P | Director; DirectorOther | 22 | 2007–2021 | ||
| Bradshaw Wayne-Kent A. | Director; Director,Officer; Officer | CEO/President; Chief Executive Officer/Presid; Chief Operating Officer Pres; Chief Operating Officer/Pres.; Chief Operating Officer/Presid; President/CEO | 23 | 2009–2026 | person page Fuzzy |
| Bellefeuille Norman E | Officer | EVP/Chief Lending Officer; SVP/Chief Financial Officer; SVP - Chief Lending Officer; SVP/Chief Lending Officer; SVP/Chief Loan Officer | 13 | 2012–2020 | |
| Battey Brenda J | Officer | EVP/Chief Financial Officer; SVP/Chief Financial Officer | 31 | 2013–2024 | |
| McCloud Ruth | Officer | EVP/COO; EVP/CRBO; SVP/CRBO | 8 | 2014–2025 | |
| Simril Renata | Director | 1 | 2014 | ||
| Selleck Erin | Director | 12 | 2015–2021 | ||
| Ross Dutch C. III | Director | 11 | 2016–2026 | ||
| Thompson Jack T | Director | 4 | 2019–2021 | ||
| Argrett Brian E | Director,Officer; Officer | President/CEO | 9 | 2021–2026 | |
| Donovan Mary Ann | Director | 7 | 2021–2026 | ||
| Herbert Shannan Alicia | Officer | EVP/Chief Credit Officer | 2 | 2021–2022 | |
| JOHNS MARIE C | Director | 7 | 2021–2026 | ||
| LONGBRAKE WILLIAM A | Director | 11 | 2021–2025 | ||
| McGrady David J. | Director | 7 | 2021–2026 | ||
| Nida Thomas Andrew | Director; Officer | EVP, Market Executive | 3 | 2021–2023 | |
| Wells Sonja Sanders | Officer | EVP/Commercial Lending; EVP/E. Commercial Reg. Exec | 5 | 2021–2025 | |
| City First Enterprises Inc. | TenPercentOwner | 2 | 2021 | ||
| Driver John | Director | 6 | 2022–2026 | ||
| Tellenbach John Frederick | Officer | EVP, W. Commercial Reg. Exec.; EVP, West Comm. Reg. Exec. | 3 | 2023–2025 | |
| Washington LaShanya Demetrice | Officer | EVP, Chief Credit Officer | 5 | 2023–2026 | |
| Ibrahim Zack | Officer | EVP, Chief Financial Officer; EVP/Chief Financial Officer | 3 | 2024–2026 | |
| Sur Elizabeth Farrelly | Officer | EVP, Chief Risk Officer | 2 | 2024–2025 | |
| Allen John Anthony | Officer | EVP, Chief Banking Officer | 3 | 2025–2026 | |
| Hentges Mary | Director | 2 | 2025–2026 | ||
| Jennings William Justin | Officer | EVP, Chief Deposit Officer | 3 | 2025–2026 | |
| Carew Tina | Officer | EVP, CLO & Corporate Secretary | 3 | 2026 | |
| Wagner Brian Francis | Officer | EVP, Chief HR Officer | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2021-04-15 | BROADWAY FINANCIAL CORP \DE\ | Commercial Banking | $32,883,720 | $32,883,720 | 16 | 1 |
| 2017-01-05 | BROADWAY FINANCIAL CORP \DE\ | Other Banking and Financial Services | $1,173,199 | $1,173,199 | 1 | 1 |
| 2014-10-22 | BROADWAY FINANCIAL CORP \DE\ | Other Banking and Financial Services | $9,900,000 | $9,712,504 | 24 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | BROADWAY FINANCIAL CORP \DE\ | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | BROADWAY FINANCIAL CORP \DE\ | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Paul C Hudson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Wayne-Kent A Bradshaw | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Savings Institution, Federally Chartered, CA first:
- PROVIDENT FINANCIAL HOLDINGS INC CA
- LIFE FINANCIAL CAPITAL TRUST CA
- PBOC HOLDINGS INC CA
- HARRINGTON WEST FINANCIAL GROUP INC/CA CA
- GOLDEN STATE HOLDINGS INC CA
- COMMERCIAL CAPITAL BANCORP INC CA
- K-FED BANCORP CA
- FCB Bancorp CA
- Simplicity Bancorp, Inc. CA
- FIRST ULB CORP. CA
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Savings Institution, Federally Chartered · Finance