IPO registrations (S-1, F-1) · Registrants
Franchise Group, Inc.
- SEC CIK
- 1528930 · filings on EDGAR ↗
- Name on the registration
- JTH Holding, Inc.
- Former names
- Liberty Tax, Inc. (2014–2019); JTH Holding, Inc. (2011–2014)
- Registration
- Form S-1, first filed 2011-09-02, last 2012-10-15; 1 initial registration, 5 amendments
- Outcome
- Withdrawal requested 2014-06-18
- Industry (SIC)
- Patent Owners & Lessors 6794
- Incorporated in
- DE
- Business address
- 109 INNOVATION COURT, SUITE J, Delaware, OH 43015
- EIN
- 27-3561876
- EDGAR entity type
- operating
- Insiders and CEO pay
- Franchise Group, Inc. on the corporate pages
On this site
- Business registration: Franchise Group, Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: FRANCHISE GROUP, INC. EXACT (EIN (EXACT))
- SEC filer: Franchise Group, Inc. EXACT (CIK (EXACT))
- Person page: Edward L Brunot Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Ross T Martinson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Vanessa M Szajnoga Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-09-02 | S-1 | S-1 (registration) | JTH Holding, Inc. | 0001047469-11-007804 ↗ |
| 2011-10-13 | S-1/A | S-1/A (amendment) | JTH Holding, Inc. | 0001047469-11-008461 ↗ |
| 2011-11-07 | S-1/A | S-1/A (amendment) | JTH Holding, Inc. | 0001047469-11-009158 ↗ |
| 2012-02-03 | S-1/A | S-1/A (amendment) | JTH Holding, Inc. | 0001047469-12-000616 ↗ |
| 2012-03-16 | S-1/A | S-1/A (amendment) | JTH Holding, Inc. | 0001047469-12-002836 ↗ |
| 2012-10-15 | S-1/A | S-1/A (amendment) | JTH Holding, Inc. | 0001047469-12-009502 ↗ |
| 2014-06-18 | RW | RW (withdrawal request) | JTH Holding, Inc. | 0001528930-14-000023 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-03-16 | S-1/A | registration statement | - | - | NYSE TAX | 2 | primary document; cover names 2 | document ↗ | ||
| 2012-10-15 | S-1/A | registration statement | - | - | Nasdaq TAX | 0 | primary document; no terms found | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Baumgartner Mark F | Officer | Chief Financial Officer; Chief Investment Officer | 7 | 2012–2014 | |
| DAngelo Gordon | Director | 33 | 2012–2018 | ||
| Daniels Thomas S | Officer | Chief Accounting Officer | 11 | 2012–2016 | |
| Datatax Business Services Ltd | TenPercentOwner | 11 | 2012–2018 | ||
| EDISON VENTURE FUND IV LP | Other; TenPercentOwner | 8 | 2012–2013 | ||
| Garel John R | Director | 29 | 2012–2017 | ||
| Golding Gary Patrick | Director,TenPercentOwner; Other; TenPercentOwnerOther | 8 | 2012–2013 | ||
| HEWITT JOHN T | Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chief Executive Officer/Pres. | 27 | 2012–2018 | |
| Ibbotson Steven | Director,TenPercentOwner; TenPercentOwner | 25 | 2012–2018 | ||
| Longfield Ross N | Director | 15 | 2012–2017 | ||
| McDowell Ellen M | Director | 27 | 2012–2018 | ||
| ROBSON GEORGE T | Director | 19 | 2012–2017 | ||
| Vanderpool Thomas Rufe | Officer | Chief Operating Officer | 1 | 2012 | |
| Wheaton James J | Officer | General Counsel/Vice President | 7 | 2012–2015 | |
| ALLEGRA JOSEPH A | Other; TenPercentOwner | 5 | 2013 | ||
| Edison Partners IV LP | Other; TenPercentOwner | 5 | 2013 | ||
| MARTINSON JOHN H | Other; TenPercentOwner | 5 | 2013 | ||
| MARTINSON ROSS T | Other; TenPercentOwner | 5 | 2013 | person page Fuzzy | |
| Carroll Christopher Joseph | Officer; Other | VP of Sales and Marketing | 3 | 2013–2014 | |
| DONOVAN KATHLEEN E | Officer | Vice President | 3 | 2014–2017 | |
| Artese Richard G | Officer | VP, Chief Information Officer | 6 | 2014–2017 | |
| Lougen Robert | Officer | VP of Operations | 1 | 2014 | |
| Piper Michael | Officer | Chief Financial Officer; President, JTH Financial, LLC | 15 | 2014–2019 | |
| Howard Robert M | Director | 12 | 2015–2017 | ||
| HERSKOVITS THOMAS | Director | 17 | 2015–2023 | ||
| Szajnoga Vanessa M | Officer | General Counsel/Vice President; Vice President | 6 | 2015–2017 | person page Fuzzy |
| Brunot Edward L | Officer | Chief Operating Officer | 2 | 2017 | person page Fuzzy |
| Bates Nicholas | Officer | Chief Financial Officer; VP, Finance | 3 | 2017–2018 | |
| Seal John | Director | 3 | 2017–2018 | ||
| Ossenfort Nicole | Director; Officer | Chief Executive Officer | 3 | 2017–2019 | |
| York Shaun | Officer | Chief Operating Officer | 3 | 2018–2019 | |
| Minner George William Jr. | Director | 9 | 2018–2021 | ||
| Cozza Patrick A | Director | 16 | 2018–2022 | ||
| MILLER LAWRENCE | Director | 9 | 2018–2021 | ||
| KAHN BRIAN RANDALL | Director,Officer,TenPercentOwner; Director,TenPercentOwner; TenPercentOwner | Chief Executive Officer; CHIEF EXECUTIVE OFFICER | 37 | 2018–2023 | |
| KAHN CAPITAL MANAGEMENT LLC | TenPercentOwner | 14 | 2018–2021 | ||
| Vintage Capital Management LLC | Director,Officer,TenPercentOwner; TenPercentOwner | Chief Executive Officer | 14 | 2018–2021 | |
| BRC Partners Opportunity Fund, LP | Other; TenPercentOwner | 15 | 2018–2020 | ||
| BR Dialectic Capital Management, LLC | Other; TenPercentOwner | 14 | 2018–2020 | ||
| B. RILEY CAPITAL MANAGEMENT, LLC | Other; TenPercentOwner | 15 | 2018–2020 | ||
| B. RILEY FBR, INC. | TenPercentOwner | 10 | 2018 | ||
| B. Riley Financial, Inc. | TenPercentOwner | 18 | 2018–2021 | ||
| Dialectic Antithesis Partners, LP | Other; TenPercentOwner | 14 | 2018–2020 | ||
| BRC Partners Management GP, LLC | Other; TenPercentOwner | 13 | 2018–2020 | ||
| CANNELL CAPITAL LLC | TenPercentOwner | 6 | 2018–2019 | ||
| Avril Matthew E | Director | 15 | 2018–2023 | ||
| Laurence Andrew M | Director; Director,Officer; Officer | Executive Vice President; EXECUTIVE VICE PRESIDENT | 26 | 2018–2023 | |
| RILEY BRYANT R | Director,TenPercentOwner; TenPercentOwner | 12 | 2019–2023 | ||
| Young Kenneth M | Director | 7 | 2019–2020 | ||
| B. Riley FBR, Inc. | Other; TenPercentOwner | 5 | 2019–2021 | ||
| Turner Michael Brent | Officer | Chief Executive Officer | 1 | 2019 | |
| Terrell Scott | Officer | Chief Information Officer | 1 | 2019 | |
| KAMINSKY ANDREW F | Officer | Chief Administrative Officer; CHIEF ADMINISTRATIVE OFFICER | 17 | 2019–2023 | |
| Seeton Eric F. | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 16 | 2019–2023 | |
| EVANS K TODD | Officer | Chief Franchising Officer; CHIEF FRANCHISING OFFICER | 11 | 2020–2023 | |
| Dubin Cynthia S | Director | 6 | 2021–2023 | ||
| Fairfax Lisa M | Director | 13 | 2021–2023 | ||
| Wright Lee A. | Officer | Chief Commercial Officer; CHIEF COMMERCIAL OFFICER | 5 | 2022–2023 | |
| RICH GARY S | Director | 10 | 2022–2023 | ||
| Singh Nanhi | Director | 5 | 2022–2023 | ||
| KELLEHER THOMAS J /ADV | TenPercentOwner | 2 | 2023 | ||
| Ondeck Daniel Meitner | TenPercentOwner | 2 | 2023 | ||
| PAULSON RANDALL E | TenPercentOwner | 2 | 2023 | ||
| RILEY RICHARD W | TenPercentOwner | 2 | 2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Franchise Group, Inc. | OH | State business registries | name and state |
| SEC filer | Franchise Group, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Franchise Group, Inc. | OH | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | FRANCHISE GROUP, INC. | EIN (EXACT) | ||
| Person page | Edward L Brunot | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Ross T Martinson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Vanessa M Szajnoga | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Patent Owners & Lessors, OH first:
- JOINT Corp AZ
- DTS, INC. CA
- Dolby Laboratories, Inc. CA
- FINJAN HOLDINGS, INC. CA
- Bakhu Holdings, Corp. CA
- RPX Corp CA
- MICRO IMAGING TECHNOLOGY, INC. CA
- GLOBAL MATRECHS, INC. CT
- NETWORK-1 TECHNOLOGIES, INC. CT
- WALKER INNOVATION INC. CT
In other datasets, the same topic (Finance) in OH:
- Form D issuer: 18639 Harbor County LLC (Form D private offerings)
- Lobbying client: ADS ALLIANCE DATA SYSTEMS (Federal lobbying (LDA))
Interests: Patent Owners & Lessors · Finance