IPO registrations (S-1, F-1) · Registrants
RPX Corp
- SEC CIK
- 1509432 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2011-01-21, last 2011-09-12; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2011-05-04; declared effective 2011-05-03
- Industry (SIC)
- Patent Owners & Lessors 6794
- Incorporated in
- DE
- Business address
- ONE MARKET PLAZA, STEUART TOWER, SUITE 1100, San Francisco, CA 94105
- EIN
- 26-2990113
- EDGAR entity type
- operating
- Insiders and CEO pay
- RPX Corp on the corporate pages
Offering terms
- Proposed price range
- $16.00–$18.00 per share (S-1/A filed 2011-04-29)
- Final price
- $19.00 per share, above the range (424B4 filed 2011-05-04, an initial public offering)
- Shares sold
- 8,430,435
- Gross proceeds
- $160,178,265 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol RPXC
- Lead underwriters
- Goldman Sachs (3,372,176 shares); Barclays (2,697,739 shares)
- Syndicate
- Allen & Company (1,095,956); Baird (632,282); Cowen (632,282)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: RPX CORPORATION EXACT (EIN (EXACT))
- SEC filer: RPX Corp EXACT (CIK (EXACT))
- Person page: John A Amster Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Thomas O Ryder Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-01-21 | S-1 | S-1 (registration) | RPX Corp | 0001193125-11-012087 ↗ |
| 2011-03-07 | S-1/A | S-1/A (amendment) | RPX Corp | 0001193125-11-056603 ↗ |
| 2011-04-04 | S-1/A | S-1/A (amendment) | RPX Corp | 0001193125-11-087406 ↗ |
| 2011-04-18 | S-1/A | S-1/A (amendment) | RPX Corp | 0001193125-11-101007 ↗ |
| 2011-04-29 | S-1/A | S-1/A (amendment) | RPX Corp | 0001193125-11-116066 ↗ |
| 2011-05-03 | S-1MEF | S-1MEF (added securities) | RPX Corp | 0001193125-11-124505 ↗ |
| 2011-05-03 | EFFECT | EFFECT (declared effective) | RPX Corp | 9999999995-11-001375 ↗ |
| 2011-05-04 | 424B4 | 424B4 (final prospectus) | RPX Corp | 0001193125-11-124791 ↗ |
| 2011-09-02 | S-1 | S-1 (registration) | RPX Corp | 0001193125-11-240287 ↗ |
| 2011-09-12 | S-1/A | S-1/A (amendment) | RPX Corp | 0001193125-11-245781 ↗ |
| 2011-09-15 | EFFECT | EFFECT (declared effective) | RPX Corp | 9999999995-11-002732 ↗ |
| 2011-09-16 | 424B4 | 424B4 (final prospectus) | RPX Corp | 0001193125-11-249770 ↗ |
| 2012-01-13 | EFFECT | EFFECT (declared effective) | RPX Corp | 9999999995-12-000184 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-04-29 | S-1/A | registration statement | $16.00–$18.00 | 7,300,000 | - | Nasdaq RPXC | 5 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 5 | document ↗ | |
| 2011-05-04 | 424B4 | final prospectus | $19.00 | 8,430,435 | $160,178,265 | Nasdaq RPXC | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 5, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Amster John A | Director,Officer | Chief Executive Officer; President & CEO | 76 | 2011–2017 | person page Fuzzy |
| Armony Izhar | Director; TenPercentOwner | 12 | 2011–2013 | ||
| Barker Geoffrey T | Director,Officer | Chief Operating Officer; Executive Director | 148 | 2011–2015 | |
| BONNIE SHELBY W | Director | 12 | 2011–2018 | ||
| Charles River Partnership XIII, LP | TenPercentOwner | 12 | 2011–2013 | ||
| Charles River XIII GP, LLC | TenPercentOwner | 12 | 2011–2013 | ||
| Charles River XIII GP, LP | TenPercentOwner | 12 | 2011–2013 | ||
| Index Ventures Growth I (Jersey) L.P. | TenPercentOwner | 7 | 2011–2013 | ||
| Index Ventures Growth I Parallel Entrepreneur Fund (Jersey) L.P. | TenPercentOwner | 7 | 2011–2013 | ||
| Index Ventures IV (Jersey) LP | TenPercentOwner | 7 | 2011–2013 | ||
| Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP | TenPercentOwner | 7 | 2011–2013 | ||
| KLEINER PERKINS CAUFIELD & BYERS XIII, LLC | TenPercentOwner | 8 | 2011–2013 | ||
| KOMISAR RANDY | Director; Director,TenPercentOwner | 16 | 2011–2014 | ||
| KPCB XIII Associates, LLC | TenPercentOwner | 8 | 2011–2013 | ||
| LINDE HENDRIK | Officer | Senior Vice President; Senior VP; General Manager | 5 | 2011–2012 | |
| RYDER THOMAS O | Director | 13 | 2011–2016 | person page Fuzzy | |
| Spiegel Adam C | Officer | CFO; SVP, Finance; Treasurer | 23 | 2011–2013 | |
| Yen Mallun | Director; Director,Officer; Officer | Executive Vice President | 61 | 2011–2018 | |
| Yucca Partners L.P. Jersey Branch | TenPercentOwner | 7 | 2011–2013 | ||
| Zocco Giuseppe | Director | 4 | 2011–2013 | ||
| Zur Eran | Director,Officer | President | 3 | 2011 | |
| Charles River Friends XIII-A LP | TenPercentOwner | 11 | 2011–2013 | ||
| ROBERTSON SANFORD | Director | 12 | 2011–2018 | ||
| SWANK STEVEN S | Officer | Chief Revenue Officer; Senior Vice President; Vice President | 81 | 2012–2017 | |
| REIDY PAUL F | Officer | Senior Vice President | 7 | 2012 | |
| Fingerhood Steven L | Director | 9 | 2012–2018 | ||
| BARHYDT KEVIN | Officer | Senior Vice President; VP, Head of Acquis. & Analysis | 12 | 2012–2013 | |
| ROBERTS MARTIN E | Director,Officer; Officer | CEO & General Counsel; Chief Executive Officer; SVP, Gen. Counsel & Secretary; VP, Gen. Counsel & Secretary | 55 | 2012–2018 | |
| SCOLA PAUL E | Officer | Senior Vice President; Vice President | 41 | 2012–2015 | |
| SEGAL NED D. | Officer | Chief Financial Officer, SVP | 14 | 2013–2015 | |
| Dangeard Frank E | Director | 16 | 2014–2018 | ||
| HEATH ROBERT H | Officer | Chief Financial Officer, SVP; EVP, Chief Strategy Officer | 19 | 2015–2017 | |
| Campion Trevor | Officer | CEO, Inventus | 7 | 2016–2017 | |
| Palter Gilbert Samuel | Director | 9 | 2016–2018 | ||
| AFRICK ANDREW | Director | 4 | 2016–2018 | ||
| YESIL MAGDALENA | Director | 4 | 2017–2018 | ||
| ANDERSON DAVID JAMES | Officer | Chief Financial Officer | 8 | 2017–2018 | |
| MANKOO PAUL | Officer | CEO, Inventus | 6 | 2017–2018 | |
| Straube Edward F. | Officer | Sr. Vice President | 5 | 2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | RPX Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | RPX CORPORATION | EIN (EXACT) | ||
| Person page | John A Amster | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Thomas O Ryder | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Patent Owners & Lessors · Finance