IPO registrations (S-1, F-1) · Registrants
WALKER INNOVATION INC.
- SEC CIK
- 1294649 · filings on EDGAR ↗
- Name on the registration
- Patent Properties, Inc.
- Former names
- Patent Properties, Inc. (2013–2015); GlobalOptions Group, Inc. (2005–2013); Creative Solutions With Art, Inc. (2004–2005)
- Registration
- Form S-1, first filed 2012-04-17, last 2014-02-13; 2 initial registrations, 6 amendments
- Outcome
- Declared effective 2012-06-13
- Industry (SIC)
- Patent Owners & Lessors 6794
- Incorporated in
- DE
- Business address
- TWO HIGH RIDGE PARK, Stamford, CT 06905
- EIN
- 30-0342273
- EDGAR entity type
- operating
- Insiders and CEO pay
- WALKER INNOVATION INC. on the corporate pages
Offering terms
- Shares offered
- 21,134,744
- Listing
- OTC under the symbol PPRO
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: WALKER INNOVATION INC. Fuzzy (name and state)
- SEC filer: GlobalOptions Group, Inc. EXACT (CIK (EXACT))
- Person page: richard j salute cpa Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Ronald M Starr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 18
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-04-17 | S-1 | S-1 (registration) | GlobalOptions Group, Inc. | 0001144204-12-022258 ↗ |
| 2012-06-08 | S-1/A | S-1/A (amendment) | GlobalOptions Group, Inc. | 0001144204-12-034056 ↗ |
| 2012-06-13 | EFFECT | EFFECT (declared effective) | GlobalOptions Group, Inc. | 9999999995-12-001814 ↗ |
| 2013-05-08 | EFFECT | EFFECT (declared effective) | GlobalOptions Group, Inc. | 9999999995-13-001431 ↗ |
| 2013-10-17 | S-1 | S-1 (registration) | GlobalOptions Group, Inc. | 0001193125-13-402688 ↗ |
| 2013-12-13 | S-1/A | S-1/A (amendment) | Patent Properties, Inc. | 0001193125-13-473385 ↗ |
| 2014-01-22 | S-1/A | S-1/A (amendment) | Patent Properties, Inc. | 0001193125-14-017334 ↗ |
| 2014-02-07 | S-1/A | S-1/A (amendment) | Patent Properties, Inc. | 0001193125-14-040130 ↗ |
| 2014-02-11 | S-1/A | S-1/A (amendment) | Patent Properties, Inc. | 0001193125-14-045672 ↗ |
| 2014-02-13 | S-1/A | S-1/A (amendment) | Patent Properties, Inc. | 0001193125-14-048613 ↗ |
| 2014-02-13 | EFFECT | EFFECT (declared effective) | Patent Properties, Inc. | 9999999995-14-000439 ↗ |
| 2014-02-13 | EFFECT | EFFECT (declared effective) | Patent Properties, Inc. | 9999999995-14-000444 ↗ |
| 2014-06-03 | EFFECT | EFFECT (declared effective) | Patent Properties, Inc. | 9999999995-14-001658 ↗ |
| 2014-10-14 | EFFECT | EFFECT (declared effective) | Patent Properties, Inc. | 9999999995-14-003053 ↗ |
| 2014-10-14 | EFFECT | EFFECT (declared effective) | Patent Properties, Inc. | 9999999995-14-003055 ↗ |
| 2015-03-19 | EFFECT | EFFECT (declared effective) | Patent Properties, Inc. | 9999999995-15-000637 ↗ |
| 2015-03-19 | EFFECT | EFFECT (declared effective) | Patent Properties, Inc. | 9999999995-15-000638 ↗ |
| 2015-03-19 | EFFECT | EFFECT (declared effective) | Patent Properties, Inc. | 9999999995-15-000641 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-02-13 | S-1/A | registration statement | 21,134,744 | - | OTC PPRO | 0 | primary document; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bujouves John P. | Director | 8 | 2007–2012 | ||
| Burstein Daniel | Director | 14 | 2007–2008 | ||
| Fischer Halsey | Officer | CEO, Fraud and SIU Svcs. unit | 6 | 2007–2008 | |
| LOOF PER OLOF | Director | 9 | 2007–2012 | ||
| NYWEIDE JEFFREY O | Officer; Other | CFO, EVP and Secretary | 12 | 2007–2013 | |
| Ondeck Thomas | Officer | President, Intl. Strat. unit | 3 | 2007–2008 | |
| SAFIR HOWARD | Officer | CEO, SC&I unit | 3 | 2007–2008 | |
| Schiller Harvey W | Director; Director,Officer | Chairman and CEO | 14 | 2007–2017 | |
| Starr Ronald M | Director | 3 | 2007–2008 | person page Fuzzy | |
| Witt James Lee | Officer | CEO, Preparedness Svcs. unit | 5 | 2007–2008 | |
| Oswald John P. | Director | 9 | 2008–2012 | ||
| TORO ROBERT | Officer | CAO, SVP - Finance; SVP - Finance | 2 | 2008–2009 | |
| Vicis Capital, LLC | TenPercentOwner | 3 | 2009–2011 | ||
| Vicis Capital Master Fund | TenPercentOwner | 3 | 2009–2011 | ||
| Watson Barry S. | Officer | CEO of Bode Technology | 1 | 2010 | |
| BIP GP LLC | TenPercentOwner | 7 | 2010–2012 | ||
| WEISS ANDREW M | TenPercentOwner | 9 | 2010–2012 | ||
| Weiss Asset Management LP | TenPercentOwner | 9 | 2010–2012 | ||
| WAM GP LLC | TenPercentOwner | 7 | 2010–2012 | ||
| Chapman John D. | Director | 3 | 2010–2012 | ||
| AUGUST NATHANIEL H. | TenPercentOwner | 4 | 2011–2012 | ||
| MANGROVE CAPITAL | TenPercentOwner | 4 | 2011–2012 | ||
| MANGROVE PARTNERS | TenPercentOwner | 4 | 2011–2012 | ||
| Mangrove Partners Fund, L.P. | TenPercentOwner | 4 | 2011–2012 | ||
| GENESIS ASSET OPPORTUNITY FUND L.P. | TenPercentOwner | 1 | 2012 | ||
| GENESIS CAPITAL ADVISORS LLC | TenPercentOwner | 1 | 2012 | ||
| Genesis Capital GP LLC | TenPercentOwner | 1 | 2012 | ||
| Genesis Opportunity Fund LP | TenPercentOwner | 1 | 2012 | ||
| Dominitz Eli | Director | 1 | 2012 | ||
| Polinsky Kenneth | Director | 1 | 2012 | ||
| Benovitz Ethan | Director | 1 | 2013 | ||
| Saks Daniel | Director | 1 | 2013 | ||
| Barner Sharon R | Director | 4 | 2013–2017 | ||
| ELLENTHAL JONATHAN | Director,Officer | Vice Chairman; Vice Chairman and CEO | 63 | 2013–2018 | |
| GREENE GARY A. | Officer | CAO, GC and Secretary; See Remarks | 2 | 2013–2014 | |
| KELLY ROBERT DOUGLAS | Director | 2 | 2013–2014 | ||
| Lipman Nathaniel J | Director | 2 | 2013–2014 | ||
| ROMAINE KAREN | Officer | CFO; Chief Financial Officer | 2 | 2013–2014 | |
| WALKER DIGITAL, LLC | TenPercentOwner | 4 | 2013–2018 | ||
| JSW Investments, LLC | TenPercentOwner | 4 | 2013–2018 | ||
| WALKER JAY S | Director,Officer,TenPercentOwner; Director,TenPercentOwner; TenPercentOwner | Executive Chairman | 62 | 2013–2018 | |
| Del Mar Asset Management, LP | TenPercentOwner | 2 | 2014 | ||
| DEL MAR MANAGEMENT, LLC | TenPercentOwner | 2 | 2014 | ||
| DEL MAR MASTER FUND, LTD. | TenPercentOwner | 2 | 2014 | ||
| FREELOVE DAVID | TenPercentOwner | 2 | 2014 | ||
| Siegel Jonathan | Director,Officer; Officer | Chief Admin Off, GC & Secy; Chief Executive Officer; President, Chief Legal Officer; See Remarks | 7 | 2014–2018 | |
| Jenny Kara B | Officer | Chief Financial Officer | 5 | 2014–2018 | |
| SALUTE RICHARD J | Director | 5 | 2015–2018 | person page Fuzzy | |
| Lipman Nathaniel | Director | 4 | 2015–2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | WALKER INNOVATION INC. | CT | State business registries | name and state |
| SEC filer | WALKER INNOVATION INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Walker Innovation Inc. | CT | Trademarks (USPTO) | name and state |
| Person page | richard j salute cpa | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Ronald M Starr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.