IPO registrations (S-1, F-1) · Registrants

WALKER INNOVATION INC.

SEC CIK
1294649 · filings on EDGAR ↗
Name on the registration
Patent Properties, Inc.
Former names
Patent Properties, Inc. (2013–2015); GlobalOptions Group, Inc. (2005–2013); Creative Solutions With Art, Inc. (2004–2005)
Registration
Form S-1, first filed 2012-04-17, last 2014-02-13; 2 initial registrations, 6 amendments
Outcome
Declared effective 2012-06-13
Industry (SIC)
Patent Owners & Lessors 6794
Incorporated in
DE
Business address
TWO HIGH RIDGE PARK, Stamford, CT 06905
EIN
30-0342273
EDGAR entity type
operating
Insiders and CEO pay
WALKER INNOVATION INC. on the corporate pages

Offering terms

Shares offered
21,134,744
Listing
OTC under the symbol PPRO

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 18

FiledFormWhat it isName as filedEDGAR
2012-04-17S-1S-1 (registration)GlobalOptions Group, Inc.0001144204-12-022258 ↗
2012-06-08S-1/AS-1/A (amendment)GlobalOptions Group, Inc.0001144204-12-034056 ↗
2012-06-13EFFECTEFFECT (declared effective)GlobalOptions Group, Inc.9999999995-12-001814 ↗
2013-05-08EFFECTEFFECT (declared effective)GlobalOptions Group, Inc.9999999995-13-001431 ↗
2013-10-17S-1S-1 (registration)GlobalOptions Group, Inc.0001193125-13-402688 ↗
2013-12-13S-1/AS-1/A (amendment)Patent Properties, Inc.0001193125-13-473385 ↗
2014-01-22S-1/AS-1/A (amendment)Patent Properties, Inc.0001193125-14-017334 ↗
2014-02-07S-1/AS-1/A (amendment)Patent Properties, Inc.0001193125-14-040130 ↗
2014-02-11S-1/AS-1/A (amendment)Patent Properties, Inc.0001193125-14-045672 ↗
2014-02-13S-1/AS-1/A (amendment)Patent Properties, Inc.0001193125-14-048613 ↗
2014-02-13EFFECTEFFECT (declared effective)Patent Properties, Inc.9999999995-14-000439 ↗
2014-02-13EFFECTEFFECT (declared effective)Patent Properties, Inc.9999999995-14-000444 ↗
2014-06-03EFFECTEFFECT (declared effective)Patent Properties, Inc.9999999995-14-001658 ↗
2014-10-14EFFECTEFFECT (declared effective)Patent Properties, Inc.9999999995-14-003053 ↗
2014-10-14EFFECTEFFECT (declared effective)Patent Properties, Inc.9999999995-14-003055 ↗
2015-03-19EFFECTEFFECT (declared effective)Patent Properties, Inc.9999999995-15-000637 ↗
2015-03-19EFFECTEFFECT (declared effective)Patent Properties, Inc.9999999995-15-000638 ↗
2015-03-19EFFECTEFFECT (declared effective)Patent Properties, Inc.9999999995-15-000641 ↗

Prospectus pages read 1

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2014-02-13S-1/Aregistration statement21,134,744-OTC PPRO0primary document; shares headlinedocument ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Bujouves John P.Director82007–2012
Burstein DanielDirector142007–2008
Fischer HalseyOfficerCEO, Fraud and SIU Svcs. unit62007–2008
LOOF PER OLOFDirector92007–2012
NYWEIDE JEFFREY OOfficer; OtherCFO, EVP and Secretary122007–2013
Ondeck ThomasOfficerPresident, Intl. Strat. unit32007–2008
SAFIR HOWARDOfficerCEO, SC&I unit32007–2008
Schiller Harvey WDirector; Director,OfficerChairman and CEO142007–2017
Starr Ronald MDirector32007–2008person page Fuzzy
Witt James LeeOfficerCEO, Preparedness Svcs. unit52007–2008
Oswald John P.Director92008–2012
TORO ROBERTOfficerCAO, SVP - Finance; SVP - Finance22008–2009
Vicis Capital, LLCTenPercentOwner32009–2011
Vicis Capital Master FundTenPercentOwner32009–2011
Watson Barry S.OfficerCEO of Bode Technology12010
BIP GP LLCTenPercentOwner72010–2012
WEISS ANDREW MTenPercentOwner92010–2012
Weiss Asset Management LPTenPercentOwner92010–2012
WAM GP LLCTenPercentOwner72010–2012
Chapman John D.Director32010–2012
AUGUST NATHANIEL H.TenPercentOwner42011–2012
MANGROVE CAPITALTenPercentOwner42011–2012
MANGROVE PARTNERSTenPercentOwner42011–2012
Mangrove Partners Fund, L.P.TenPercentOwner42011–2012
GENESIS ASSET OPPORTUNITY FUND L.P.TenPercentOwner12012
GENESIS CAPITAL ADVISORS LLCTenPercentOwner12012
Genesis Capital GP LLCTenPercentOwner12012
Genesis Opportunity Fund LPTenPercentOwner12012
Dominitz EliDirector12012
Polinsky KennethDirector12012
Benovitz EthanDirector12013
Saks DanielDirector12013
Barner Sharon RDirector42013–2017
ELLENTHAL JONATHANDirector,OfficerVice Chairman; Vice Chairman and CEO632013–2018
GREENE GARY A.OfficerCAO, GC and Secretary; See Remarks22013–2014
KELLY ROBERT DOUGLASDirector22013–2014
Lipman Nathaniel JDirector22013–2014
ROMAINE KARENOfficerCFO; Chief Financial Officer22013–2014
WALKER DIGITAL, LLCTenPercentOwner42013–2018
JSW Investments, LLCTenPercentOwner42013–2018
WALKER JAY SDirector,Officer,TenPercentOwner; Director,TenPercentOwner; TenPercentOwnerExecutive Chairman622013–2018
Del Mar Asset Management, LPTenPercentOwner22014
DEL MAR MANAGEMENT, LLCTenPercentOwner22014
DEL MAR MASTER FUND, LTD.TenPercentOwner22014
FREELOVE DAVIDTenPercentOwner22014
Siegel JonathanDirector,Officer; OfficerChief Admin Off, GC & Secy; Chief Executive Officer; President, Chief Legal Officer; See Remarks72014–2018
Jenny Kara BOfficerChief Financial Officer52014–2018
SALUTE RICHARD JDirector52015–2018person page Fuzzy
Lipman NathanielDirector42015–2018

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationWALKER INNOVATION INC.CTState business registriesname and state
SEC filerWALKER INNOVATION INC.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerWalker Innovation Inc.CTTrademarks (USPTO)name and state
Person pagerichard j salute cpaPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageRonald M StarrPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.