IPO registrations (S-1, F-1) · Registrants
DTS, INC.
- SEC CIK
- 1226308 · filings on EDGAR ↗
- Name on the registration
- DIGITAL THEATER SYSTEMS INC
- Former names
- DIGITAL THEATER SYSTEMS INC (2003–2005)
- Registration
- Form S-1, first filed 2003-04-25, last 2003-11-05; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2003-07-10
- Industry (SIC)
- Patent Owners & Lessors 6794
- Incorporated in
- DE
- Business address
- 5220 LAS VIRGENES ROAD, Calabasas, CA 91302
- EIN
- 77-0467655
- EDGAR entity type
- operating
- Insiders and CEO pay
- DTS, INC. on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2003-06-30)
- Final price
- $17.00 per share, above the range (424B4 filed 2003-07-10, an initial public offering)
- Shares sold
- 3,840,000
- Gross proceeds
- $65,280,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol DTSI
- Lead underwriters
- Cowen
- Syndicate
- William Blair (840,000); Thomas Weisel Partners (840,000); Allen & Company (60,000); CIBC World Markets (60,000); Merriman Curhan Ford & Co (60,000); J.P. Morgan (60,000); Needham & Company (60,000); Piper Sandler (60,000); Raymond James (60,000); UBS (60,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: DTS, INC. EXACT (EIN (EXACT))
- SEC filer: DTS, INC. EXACT (CIK (EXACT))
- Person page: David C Habiger Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Joseph A Fischer Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Thomas C K Yuen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2003-04-25 | S-1 | S-1 (registration) | DIGITAL THEATER SYSTEMS INC | 0000950148-03-001001 ↗ |
| 2003-06-05 | S-1/A | S-1/A (amendment) | DIGITAL THEATER SYSTEMS INC | 0000950148-03-001456 ↗ |
| 2003-06-20 | S-1/A | S-1/A (amendment) | DIGITAL THEATER SYSTEMS INC | 0000950148-03-001562 ↗ |
| 2003-06-30 | S-1/A | S-1/A (amendment) | DIGITAL THEATER SYSTEMS INC | 0000950148-03-001648 ↗ |
| 2003-07-10 | S-1MEF | S-1MEF (added securities) | DIGITAL THEATER SYSTEMS INC | 0000950148-03-001683 ↗ |
| 2003-07-10 | 424B4 | 424B4 (final prospectus) | DIGITAL THEATER SYSTEMS INC | 0000950148-03-001687 ↗ |
| 2003-10-31 | S-1 | S-1 (registration) | DIGITAL THEATER SYSTEMS INC | 0000950148-03-002578 ↗ |
| 2003-11-05 | S-1/A | S-1/A (amendment) | DIGITAL THEATER SYSTEMS INC | 0000950148-03-002620 ↗ |
| 2003-11-20 | 424B4 | 424B4 (final prospectus) | DIGITAL THEATER SYSTEMS INC | 0000950148-03-002770 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2003-06-30 | S-1/A | registration statement | $14.00–$16.00 | 3,400,000 | - | Nasdaq DTSI | 3 | primary document; range, shares headline, cover names 3 | document ↗ | |
| 2003-07-10 | 424B4 | final prospectus | $17.00 | 3,840,000 | $65,280,000 | Nasdaq DTSI | 11 | primary document; price sentence, shares headline, proceeds table, underwriting table 10, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| SMITH W PAUL | Officer | Senior VP, Research & Dev | 3 | 2006–2011 | |
| WISSMULLER JAN | Officer | Sr VP, Engineering & Prod Dev | 13 | 2006–2007 | |
| Beaton Richard J | Officer | Senior VP of R&D; Senior VP, R&D | 18 | 2006–2010 | |
| Bird Donald M Jr | Officer | Sr VP, Cinema Division | 3 | 2006–2007 | |
| FLANIGAN MELVIN | Officer | Executive VP Finance & CFO; Executive VP of Finance & CFO | 56 | 2006–2016 | |
| KIRCHNER JON | Director,Officer | President and CEO | 44 | 2006–2016 | |
| Neighbors William | Officer | Senior VP, Digital Images Div; Senior VP, DTS Digital Images | 4 | 2006–2008 | |
| SLUSSER DAN | Director; Director,Officer | Chairman of the Board | 12 | 2006–2010 | |
| TOWNE BRIAN | Officer | EVP & President Asia Pacific; Executive VP & COO; Executive VP & General Manager; Sr VP Consumer/Pro Audio; Sr VP & General Manager | 38 | 2006–2016 | |
| WATSON PATRICK | Officer | EVP, Corp Strategy & Dev; Sr VP, Standards & Strategy; Sr VP, Strategy & Business Dev | 46 | 2006–2016 | |
| WELCHER BLAKE | Officer | EVP Legal, GC & Sec; EVP Legal & Licensing Oper; Ex VP Legal, Gen Counsel & Sec | 51 | 2006–2016 | |
| NEE ANDREA | Officer | Executive VP of Operations; Executive VP, Operations | 2 | 2006–2007 | |
| AGIN JOERG | Director | 15 | 2006–2013 | ||
| Busby C Ann | Director | 12 | 2006–2010 | ||
| FISCHER JOSEPH A | Director | 5 | 2006–2009 | person page Fuzzy | |
| MCELWEE JAMES B | Director | 3 | 2006–2007 | ||
| STONE RONALD N | Director | 20 | 2006–2013 | ||
| Faltemier Sharon K | Officer | Senior VP, Human Resources | 30 | 2006–2012 | |
| Molina V Sue | Director | 14 | 2008–2016 | ||
| BALLARD GREGORY L | Director | 20 | 2008–2016 | ||
| DUEA BRADFORD D | Director | 10 | 2010–2014 | ||
| Kitson Frederick Lee | Officer | Chief Technology Officer; EVP & Chief Technology Officer | 30 | 2010–2016 | |
| ANDREWS CRAIG | Director | 10 | 2010–2016 | ||
| Graves Kris | Officer | EVP, Human Resources; SVP, Human Resources | 13 | 2012–2016 | |
| YUEN THOMAS C K | Director | 4 | 2012–2013 | person page Fuzzy | |
| Doohan Kevin | Officer | Chief Marketing Officer; EVP & Chief Marketing Officer | 12 | 2014–2016 | |
| Skaaden Geir | Officer | SVP Corp Bus Dev | 14 | 2014–2016 | |
| Habiger David C | Director | 5 | 2014–2016 | person page Fuzzy | |
| Cohen Eric | Director | 3 | 2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | DTS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | DTS, INC. | EIN (EXACT) | ||
| Person page | David C Habiger | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Joseph A Fischer | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Thomas C K Yuen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Patent Owners & Lessors · Finance