IPO registrations (S-1, F-1) · Registrants
FIRST BUSINESS FINANCIAL SERVICES, INC.
- SEC CIK
- 1521951 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2012-11-01, last 2012-11-30; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2012-12-05; declared effective 2012-12-04
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- WI
- Business address
- 401 CHARMANY DRIVE, Madison, WI 53719
- EIN
- 39-1576570
- Ticker
- FBIZ (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- FIRST BUSINESS FINANCIAL SERVICES, INC. on the corporate pages
Offering terms
- Shares offered
- 1,100,000
- Listing
- Nasdaq under the symbol FBIZ
- Lead underwriters
- Stifel
- Syndicate
- Raymond James; FIG Partners, LLC
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: FIRST BUSINESS FINANCIAL SERVICES, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: FIRST BUSINESS FINANCIAL SERVICES, INC. EXACT (EIN (EXACT))
- Form D issuer: FIRST BUSINESS FINANCIAL SERVICES, INC. EXACT (CIK (EXACT))
- SEC filer: FIRST BUSINESS FINANCIAL SERVICES, INC. EXACT (CIK (EXACT))
- Person page: David J Vetta Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Jason R Graham Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-11-01 | S-1 | S-1 (registration) | FIRST BUSINESS FINANCIAL SERVICES, INC. | 0001047469-12-009934 ↗ |
| 2012-11-26 | S-1/A | S-1/A (amendment) | FIRST BUSINESS FINANCIAL SERVICES, INC. | 0001047469-12-010780 ↗ |
| 2012-11-30 | S-1/A | S-1/A (amendment) | FIRST BUSINESS FINANCIAL SERVICES, INC. | 0001047469-12-010883 ↗ |
| 2012-12-04 | S-1MEF | S-1MEF (added securities) | FIRST BUSINESS FINANCIAL SERVICES, INC. | 0001104659-12-081926 ↗ |
| 2012-12-04 | EFFECT | EFFECT (declared effective) | FIRST BUSINESS FINANCIAL SERVICES, INC. | 9999999995-12-003436 ↗ |
| 2012-12-05 | 424B4 | 424B4 (final prospectus) | FIRST BUSINESS FINANCIAL SERVICES, INC. | 0001047469-12-010998 ↗ |
| 2014-08-07 | EFFECT | EFFECT (declared effective) | FIRST BUSINESS FINANCIAL SERVICES, INC. | 9999999995-14-002433 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-11-30 | S-1/A | registration statement | 1,000,000 | - | Nasdaq FBIZ | 3 | primary document; shares headline, cover names 3 | document ↗ | ||
| 2012-12-05 | 424B4 | final prospectus | 1,100,000 | - | Nasdaq FBIZ | 3 | primary document; shares headline, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Stephens Barbara H | Director | 3 | 2011 | ||
| Batson Charles H | Officer | President and CEO of FBCC* | 25 | 2011–2018 | |
| BURKE JOAN A | Officer | President of Bank Trust Div.*; Pres. of Bank Trust Division* | 24 | 2011–2018 | |
| CHAMBAS COREY A | Director; Director,Officer | CEO; President and CEO | 46 | 2011–2026 | |
| Chandler Jodi A | Officer | Chief Human Resources Officer; SVP - Human Resources & Admin; SVP Hum. Res. & Administration | 40 | 2011–2026 | |
| Conley Barbara McCarty | Officer | General Counsel; Sr VP, Corp Secy & Gen Counsel; SVP Corp. Sec. & Gen.Couns. | 33 | 2011–2023 | |
| LOSENEGGER MICHAEL J | Officer | Chief Credit Officer; Chief Operating Officer | 29 | 2011–2020 | |
| MELOY MARK J | Officer | CEO-First Bus. Bank; EVP; Pres. & CEO-First Bus. Bank | 38 | 2011–2025 | |
| ROPELLA JAMES F | Officer | Senior VP and CFO; SR VP and CFO | 13 | 2011–2016 | |
| Vetta David J | Officer | Pr/CEO First Bus. Bank Milw.; Pres./CEO-First Bus. Bank-Milw | 20 | 2011–2017 | person page Fuzzy |
| Kilcoyne Gerald L | Director | 15 | 2011–2026 | ||
| Gnorski Shauna M | Officer | VP and Chief Acct. Off.; VP & Chief Accounting Officer | 8 | 2011–2014 | |
| SMITH JEROME J | Director | 29 | 2011–2018 | ||
| Bugher Mark D | Director | 31 | 2012–2023 | ||
| Harris John J | Director | 14 | 2012–2024 | ||
| VOEKS DEAN W | Director | 24 | 2012–2018 | ||
| EDDY JAN A | Director | 4 | 2013–2021 | ||
| SILSETH JOHN M | Director | 2 | 2014–2015 | ||
| Ovokaitys Daniel | Officer | Chief Information Officer | 31 | 2014–2026 | |
| PAPRITZ DAVID R. | Officer | CFO and SVP Corp. Development | 4 | 2014 | |
| Berneking Pamela R. | Officer | Pres. and CEO Alterra Bank | 6 | 2014–2015 | |
| MURPHY MICHAEL JOHN | Officer | Chief Accounting Officer | 4 | 2015–2018 | |
| Sloane Edward G JR | Officer | Chief Financial Officer | 22 | 2016–2023 | |
| Seiler David R. | Director,Officer; Officer | Chief Operating Officer; President and CEO; President and COO | 27 | 2016–2026 | |
| Sanders Carol P | Director | 40 | 2016–2024 | ||
| CHAVARRIA CARLA C | Director | 14 | 2017–2026 | ||
| Lorenz William Kent | Director | 14 | 2018–2026 | ||
| Benson Laurie S. | Director | 11 | 2018–2026 | ||
| Kauten Ralph R. | Director | 10 | 2018–2025 | ||
| Keane Timothy J | Director | 5 | 2018–2021 | ||
| Olszewski Daniel P. | Director | 27 | 2018–2026 | ||
| Stebbins Peggy J. | Officer | CAO & Controller | 3 | 2018–2020 | |
| Quade Bradley A | Officer | Chief Credit Officer | 15 | 2020–2026 | |
| Spielmann Brian D. | Officer | CFO; Chief Accounting Officer; Deputy CFO & CAO | 12 | 2020–2026 | |
| Hartlieb James Edward | Officer | Pres&CEO First Business Bank; President-First Business Bank | 13 | 2022–2026 | |
| Garcia Laura M. | Officer | Chief Risk Officer | 10 | 2023–2026 | |
| Crampton Kevin D | Officer | Chief Accounting Officer | 10 | 2023–2026 | |
| Graham Jason R | Director | 4 | 2025–2026 | person page Fuzzy | |
| Kristufek Niamh M. | Officer | President - Specialty Finance | 2 | 2026 | |
| Ferris Scott M. | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2024-09-25 | FIRST BUSINESS FINANCIAL SERVICES, INC. | Commercial Banking | $20,000,000 | $20,000,000 | 24 | 1 |
| 2023-10-11 | FIRST BUSINESS FINANCIAL SERVICES, INC. | Commercial Banking | $15,000,000 | $15,000,000 | 25 | 1 |
| 2022-03-18 | FIRST BUSINESS FINANCIAL SERVICES, INC. | Commercial Banking | $20,000,000 | $20,000,000 | 1 | 1 |
| 2022-03-18 | FIRST BUSINESS FINANCIAL SERVICES, INC. | Commercial Banking | $12,500,000 | $12,500,000 | 4 | 1 |
| 2019-08-21 | FIRST BUSINESS FINANCIAL SERVICES, INC. | Commercial Banking | $15,000,000 | $15,000,000 | 3 | 1 |
| 2017-04-28 | FIRST BUSINESS FINANCIAL SERVICES, INC. | Commercial Banking | $10,000,000 | $900,000 | 4 | 1 |
| 2014-08-29 | FIRST BUSINESS FINANCIAL SERVICES, INC. | Commercial Banking | $15,000,000 | $15,000,000 | 3 | 1 |
| 2012-02-06 | FIRST BUSINESS FINANCIAL SERVICES, INC. | Commercial Banking | $6,215,000 | $6,215,000 | 45 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | FIRST BUSINESS FINANCIAL SERVICES, INC. | WI | State business registries | name and state |
| Plan sponsor | FIRST BUSINESS FINANCIAL SERVICES, INC. | WI | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | FIRST BUSINESS FINANCIAL SERVICES, INC. | WI | Form D private offerings | CIK (EXACT) |
| SEC filer | FIRST BUSINESS FINANCIAL SERVICES, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | First Business Financial Services, Inc. | WI | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | FIRST BUSINESS FINANCIAL SERVICES, INC. | EIN (EXACT) | ||
| Person page | David J Vetta | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Jason R Graham | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, WI first:
- County Bancorp, Inc. WI
- Westbury Bancorp, Inc. WI
- SUPERIOR BANCORP AL
- NEXITY FINANCIAL CORP AL
- CapitalSouth Bancorp AL
- ServisFirst Bancshares, Inc. AL
- Southern States Bancshares, Inc. AL
- BEAR STATE FINANCIAL, INC. AR
- BANK OF THE OZARKS INC AR
- OZARK CAPITAL TRUST AR
In other datasets, the same topic (Finance) in WI:
- Form D issuer: 1550 Capital LLC (Form D private offerings)
- Lobbying client: AIRADIGM COMMUNICATIONS INC (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance